ROYAL ALLIANCE ASSOCIATES INC
56 known aliases resolved via the canonical alias map
Market position · 2024
Plans served83-75 YoYRank #239 of mapped providers
Assets under administration$2.3B0.0%Market share · rank #2897
Fees received$3MMedian $19,131/planSum across Schedule C direct + indirect
Net wins YoY-7525 won · 100 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical ROYAL ALLIANCE ASSOCIATES INC plan look like?
Service mix · median fees per plan
Count of plans where ROYAL ALLIANCE ASSOCIATES INC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Other fees; Investment advisory (plan)Code 27 | 37 | $21,895 | |
Trustee (bank, trust company, or similar financial institution); Recordkeeping and information management (computing, tabulating, data processing, etc.); Other services; Recordkeeping fees; Other fees; Direct payment from the planCode 15 | 36 | $18,312 | |
Direct payment from the plan; Consulting (general)Code 16 | 2 | $120,253 | |
Insurance brokerage commissions and fees; Insurance services; Insurance agents and brokersCode 22 | 2 | $0 | |
Other feesCode 99 | 2 | $0 | |
Consulting (pension); Investment advisory (plan); Investment advisory (participants)Code 17 | 1 | $17,870 | |
Investment advisory (plan); Investment advisory (participants)Code 26 | 1 | $201,313 | |
Investment managementCode 28 | 1 | $42,319 |
Competitor overlap
Percent of ROYAL ALLIANCE ASSOCIATES INC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under ROYAL ALLIANCE ASSOCIATES INC.
| Sponsor | From | Assets |
|---|---|---|
TOM MALLOY CORPORATIONCA · 952674327-004 | CHARLES MCDONOUGH ACCOUNTANCY CORP | $26M |
AERO TEST GROUPMI · 381894836-001 | SECURITIES AMERICA INC | $25M |
CAPTIVATE, LLCMA · 463207027-001 | SECURITIES AMERICA INC | $16M |
ACCESS BANKNE · 261375622-001 | NATIONWIDE | $14M |
US METRO BANKCA · 510579481-001 | AMERICAN UNITED LIFE INSURANCE CO | $14M |
LIVINITI INTERMEDIATE II, LLCLA · 845140855-001 | SAGEPOINT FINANCIAL INC | $13M |
ROYCE GEOSPATIAL CONSULTANTS INC.VA · 472416792-001 | (new plan) | $13M |
VERREX LLCNJ · 813115361-001 | WOODBURY FINANCIAL SERVICES | $11M |
SHARP CLINICAL SERVICES, INCPA · 320383032-001 | SECURITIES AMERICA INC | $10M |
COUNTY FAIR, INC.AZ · 460380190-002 | DICE FINANCIAL SERVICES GROUP | $9M |
Plans lost in 2024
Appeared last year under ROYAL ALLIANCE ASSOCIATES INC; not this year.
| Sponsor | To | Assets |
|---|---|---|
PFIZER INCNY · 135315170-002 | AB FUNDS | $19.6B |
LIBERTY UTILITIES SERVICE CORP.AZ · 331224978-001 | OSAIC WEALTH INC | $396M |
PUMA NORTH AMERICA, INC.MA · 043280787-001 | OSAIC WEALTH INC | $108M |
REMINGTON HOTELS, LLCTX · 200558870-001 | OSAIC WEALTH INC | $77M |
WRIGHT-PIERCEME · 010228316-001 | OSAIC WEALTH INC | $72M |
MOBIS PARTS AMERICA, LLCCA · 200262739-001 | OSAIC WEALTH INC | $67M |
OLYMPIA ORTHOPAEDIC ASSOCIATES, PLLCWA · 911674528-002 | OSAIC WEALTH INC | $44M |
SIERRA LOBO, INC.OH · 341759655-001 | PRINCIPAL LIFE INSURANCE COMPANY | $43M |
JASCO PRODUCTS COMPANY LLCOK · 731591580-001 | OSAIC WEALTH INC | $42M |
PAYSAFE DIRECT, LLCFL · 262437777-001 | OSAIC WEALTH INC | $39M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
MEDISYS HEALTH NETWORK, INC.NY · 113316802-002 | $387M | 7,694 | $533,314 | 10y | 1 |
IBEW LOCAL UNION NO. 252 PENSION PLAN JOINT BOARD OF TRUSTEESMI · 386323896-001 | $254M | 1,505 | $106,123 | 5y | - |
ROCHE BROS. MIDCO, LLC F/K/A ROCHE BROS. SUPERMARKETS, CO.MA · 042264124-001 | $207M | 3,306 | $115,352 | 6y | - |
MEDISYS VENTURE, INC.NY · 113431792-001 | $147M | 1,311 | $201,313 | 10y | - |
NATIONAL RESILIENCE, INC.CA · 850788227-001 | $119M | 2,096 | $125,153 | 3y | - |
THE SIEMON COMPANYCT · 060535180-003 | $82M | 354 | $0 | 7y | - |
FINDLAY MANAGEMENT GROUPNV · 880267953-001 | $77M | 3,037 | $163,181 | 6y | 1 |
LIFE CYCLE ENGINEERING, INC.SC · 570649372-002 | $69M | 803 | $94,186 | 5y | - |
THE HOME CITY ICE COMPANYOH · 310525795-001 | $59M | 1,142 | $50,000 | 8y | - |
BAY RIDGE AUTOMOTIVE MANAGEMENT CORP.NJ · 112858341-002 | $47M | 1,145 | $40,000 | 6y | - |
Flag exposure
86.7%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (56)
Raw Schedule C names collapsed into ROYAL ALLIANCE ASSOCIATES INC.
- AIG OWNED ROYAL ALLIANCE
- GIANNOBILE, /ROYAL
- GIANNOBILE,/ROYAL
- ROYAL ALLIACE ASSOCIATES INC
- ROYAL ALLIANCE
- ROYAL ALLIANCE ASSOC
- ROYAL ALLIANCE ASSOC INC
- ROYAL ALLIANCE ASSOC INC.
- ROYAL ALLIANCE ASSOC, INC
- ROYAL ALLIANCE ASSOC, INC.
- ROYAL ALLIANCE ASSOC.
- ROYAL ALLIANCE ASSOC. INC
- ROYAL ALLIANCE ASSOC. INC.
- ROYAL ALLIANCE ASSOC., INC.
- ROYAL ALLIANCE ASSOCAITES INC
- ROYAL ALLIANCE ASSOCIATE
- ROYAL ALLIANCE ASSOCIATE INC.
- ROYAL ALLIANCE ASSOCIATE, INC.
- ROYAL ALLIANCE ASSOCIATED
- ROYAL ALLIANCE ASSOCIATED INC
- ROYAL ALLIANCE ASSOCIATES
- ROYAL ALLIANCE ASSOCIATES CO
- ROYAL ALLIANCE ASSOCIATES INC
- ROYAL ALLIANCE ASSOCIATES INC 93-09
- ROYAL ALLIANCE ASSOCIATES INC.
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for ROYAL ALLIANCE ASSOCIATES INC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 4 | 4.82% | 7.76% | -2.94 pp |
| Fidelity bond gap | 15 | 18.07% | 26.94% | -8.87 pp |
| Late contributions | 10 | 12.05% | 1.71% | +10.33 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 21 | 25.30% | 1.76% | +23.54 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with ROYAL ALLIANCE ASSOCIATES INC. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent