RIVER AND MERCANTILE LLC
21 known aliases resolved via the canonical alias map
Market position · 2024
Plans served3-6 YoYRank #2772 of mapped providers
Assets under administration$4.5B0.0%Market share · rank #2066
Fees received$889,466Median $25,000/planSum across Schedule C direct + indirect
Net wins YoY-62 won · 8 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical RIVER AND MERCANTILE LLC plan look like?
Service mix · median fees per plan
Count of plans where RIVER AND MERCANTILE LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Direct payment from the plan; Investment management fees paid directly by plan; Investment managementCode 28 | 2 | $437,827 | |
Direct payment from the plan; Consulting (general)Code 16 | 1 | $13,813 |
Competitor overlap
Percent of RIVER AND MERCANTILE LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under RIVER AND MERCANTILE LLC.
| Sponsor | From | Assets |
|---|---|---|
METALLUS INC.OH · 464024951-002 | NEPC, LLC | $387M |
BAYSTATE HEALTH, INC.MA · 042105941-001 | PROSKAUER ROSE LLP | $7M |
Plans lost in 2024
Appeared last year under RIVER AND MERCANTILE LLC; not this year.
| Sponsor | To | Assets |
|---|---|---|
BATTELLE MEMORIAL INSTITUTEOH · 314379427-005 | THE TOWNSEND GROUP | $1.8B |
BATTELLE MEMORIAL INSTITUTEOH · 314379427-006 | THE TOWNSEND GROUP | $769M |
STAR TRIBUNE MEDIA COMPANY LLCMN · 800481962-001 | SAGEVIEW ADVISORY GROUP, LLC | $78M |
STAR TRIBUNE MEDIA COMPANY LLCMN · 800481962-017 | SAGEVIEW ADVISORY GROUP, LLC | $47M |
STAR TRIBUNE MEDIA COMPANY LLCMN · 800481962-002 | SAGEVIEW ADVISORY GROUP, LLC | $44M |
THE BANGOR PUBLISHING COMPANYME · 010024570-001 | GALLAGHER FIDUCIARY ADVISORS, LLC | $16M |
SONY MUSIC HOLDINGS INC.NY · 133431958-005 | (new plan) | $441,941 |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
AMERICAN ELECTRIC POWER SERVICE CORPORATIONOH · 134922641-001 | $4.1B | 32,548 | $850,653 | 6y | - |
METALLUS INC.OH · 464024951-002 | $387M | 2,177 | $13,813 | 2y | - |
BAYSTATE HEALTH, INC.MA · 042105941-001 | $7M | 0 | $25,000 | 1y | - |
Flag exposure
100.0%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (21)
Raw Schedule C names collapsed into RIVER AND MERCANTILE LLC.
- RIVER & MERCANTILE
- RIVER & MERCANTILE LLC
- RIVER & MERCANTILE SOLUTIONS
- RIVER & MERCENTILE, LLC
- RIVER & MERCHANTILE
- RIVER AND MERCANTILE
- RIVER AND MERCANTILE ASSET MGMT
- RIVER AND MERCANTILE ASSET MGMT LLP
- RIVER AND MERCANTILE GROUP
- RIVER AND MERCANTILE GROUP, LLC
- RIVER AND MERCANTILE LLC
- RIVER AND MERCANTILE SOL (P-SOLVE)
- RIVER AND MERCANTILE SOLUTIONS
- RIVER AND MERCANTILE SOLUTIONS, LLC
- RIVER AND MERCANTILE, LLC
- RIVER GLEN WEALTH COUNSELORS
- RIVER ROAD ASSET MGMT
- RIVER ROAD ASSET MGMT LLC
- RIVER ROAD ASSET MGMT, LLC
- RIVER SOURCE LIFE INSURANCE COMPANY
- THE RIVER SUITE WEALTH PARTNERS
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for RIVER AND MERCANTILE LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 0 | 0.00% | 1.71% | -1.71 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 0 | 0.00% | 1.76% | -1.76 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with RIVER AND MERCANTILE LLC. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%+0.0 pp vs incumbent