RISK COMPLIANCE PERFORMANCE SOL.
16 known aliases resolved via the canonical alias map
Market position · 2024
Plans served4-1 YoYRank #2503 of mapped providers
Assets under administration$6.0B0.0%Market share · rank #1656
Fees received$73,351Median $13,800/planSum across Schedule C direct + indirect
Net wins YoY-12 won · 3 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical RISK COMPLIANCE PERFORMANCE SOL. plan look like?
Service mix · median fees per plan
Count of plans where RISK COMPLIANCE PERFORMANCE SOL. ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Direct payment from the plan; Consulting (general)Code 16 | 1 | $43,000 | |
Trustee (individual)Code 20 | 1 | $16,063 | |
Investment advisory (plan); Investment management; Investment advisory (participants)Code 26 | 1 | $11,537 | |
Soft dollars commissionsCode 68 | 1 | $2,751 |
Competitor overlap
Percent of RISK COMPLIANCE PERFORMANCE SOL.'s plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under RISK COMPLIANCE PERFORMANCE SOL..
| Sponsor | From | Assets |
|---|---|---|
QUEST DIAGNOSTICS CLINICAL LABORATORIES, INC.NJ · 382084239-333 | GRANT THORNTON LLP | $5.6B |
TEKMASTERS LLCVA · 300000804-001 | DECIMAL, INC. | $5M |
Plans lost in 2024
Appeared last year under RISK COMPLIANCE PERFORMANCE SOL.; not this year.
| Sponsor | To | Assets |
|---|---|---|
ALEX LEE, INC.NC · 561780605-001 | WILLIS TOWERS WATSON US LLC | $282M |
A.M. CASTLE & CO.IL · 360879160-001 | OSAIC WEALTH INC | $139M |
TRINITY HEALTH CORPORATIONMI · 351443425-021 | (new plan) | $396,444 |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
QUEST DIAGNOSTICS CLINICAL LABORATORIES, INC.NJ · 382084239-333 | $5.6B | 62,875 | $43,000 | 1y | - |
BOARD OF TRUSTEES, U.A. LOCAL NO. 447 PENSION FUNDCA · 946269669-001 | $274M | 2,019 | $2,751 | 3y | - |
MARITIME ASSOCIATION - I.L.A. PENSION FUNDTX · 741721447-001 | $173M | 2,416 | $16,063 | 6y | - |
TEKMASTERS LLCVA · 300000804-001 | $5M | 130 | $11,537 | 1y | - |
Flag exposure
100.0%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (16)
Raw Schedule C names collapsed into RISK COMPLIANCE PERFORMANCE SOL..
- D RISK ANALYSIS LLC
- D RISK ANALYSIS, LLC
- RISK COMPLIANCE
- RISK COMPLIANCE PERFORMANCE
- RISK COMPLIANCE PERFORMANCE SERVICE
- RISK COMPLIANCE PERFORMANCE SOL.
- RISK COMPLIANCE PERFORMANCE SOLNS
- RISK COMPLIANCE PERFORMANCE SOLUTI
- RISK COMPLIANCE PERFORMANCE SOLUTIO
- RISK COMPLIANCE PERFORMANCE SOLUTNS
- RISK COMPLIANCE PREFORMANCE SOLUTIO
- RISK METRICS ISS
- RISK PARITY MULTI ASSET PLUS FUND
- RISK STRATEGIES
- RISK STRATEGIES COMPANY
- RISK STRATEIES CONSULTING, INC.
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for RISK COMPLIANCE PERFORMANCE SOL.'s book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 0 | 0.00% | 1.71% | -1.71 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 0 | 0.00% | 1.76% | -1.76 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with RISK COMPLIANCE PERFORMANCE SOL.. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent