RICHARDS INC DBA THE RICHARDS GROUP
9 known aliases resolved via the canonical alias map
Market position · 2024
Plans served5+4 YoYRank #2243 of mapped providers
Assets under administration$120M0.0%Market share · rank #6992
Fees received$66,116Median $10,445/planSum across Schedule C direct + indirect
Net wins YoY+44 won · 0 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical RICHARDS INC DBA THE RICHARDS GROUP plan look like?
Service mix · median fees per plan
Count of plans where RICHARDS INC DBA THE RICHARDS GROUP ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment advisory (plan)Code 27 | 3 | $14,683 | |
Investment advisory (plan); Investment management; Investment advisory (participants)Code 26 | 1 | $0 | |
Other feesCode 99 | 1 | $10,445 |
Competitor overlap
Percent of RICHARDS INC DBA THE RICHARDS GROUP's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under RICHARDS INC DBA THE RICHARDS GROUP.
| Sponsor | From | Assets |
|---|---|---|
BRATTLEBORO MEMORIAL HOSPITALVT · 030107300-003 | EPIC RETIREMENT PLAN SERVICES | $46M |
COMMUNITY HEALTH CENTERS OF THE RUTLAND REGIONVT · 221179701-001 | AMERICAN FUNDS | $42M |
LAMOILLE COUNTY MENTAL HEALTH SERVICES, INC.VT · 030219658-001 | SETAWAY LLC | $5M |
Plans lost in 2024
Appeared last year under RICHARDS INC DBA THE RICHARDS GROUP; not this year.
| Sponsor | To | Assets |
|---|
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
BRATTLEBORO MEMORIAL HOSPITALVT · 030107300-003 | $46M | 919 | $10,445 | 1y | - |
COMMUNITY HEALTH CENTERS OF THE RUTLAND REGIONVT · 221179701-001 | $42M | 514 | $14,683 | 1y | 1 |
CERSOSIMO LUMBER CO., INC.VT · 030177289-001 | $20M | 271 | $37,266 | 4y | 1 |
BELLAVANCE TRUCKING, INC.VT · 454002868-002 | $8M | 173 | $0 | 2y | - |
LAMOILLE COUNTY MENTAL HEALTH SERVICES, INC.VT · 030219658-001 | $5M | 228 | $3,722 | 1y | - |
Flag exposure
80.0%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (9)
Raw Schedule C names collapsed into RICHARDS INC DBA THE RICHARDS GROUP.
- RICHARDS INC D/B/A THE RICHARDS GRO
- RICHARDS INC D/B/A THE RICHARDS GRP
- RICHARDS INC DBA THE RICHARDS GP
- RICHARDS INC DBA THE RICHARDS GROUP
- RICHARDS INC.TRG
- RICHARDS INCORPORATED TRG
- RICHARDS INCORPORATED TRG INVESTMEN
- RICHARDS, GARY C.
- THE RICHARDS GROUP
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for RICHARDS INC DBA THE RICHARDS GROUP's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 0 | 0.00% | 1.71% | -1.71 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 2 | 40.00% | 1.76% | +38.24 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with RICHARDS INC DBA THE RICHARDS GROUP. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent