REGIONS BANK
24 known aliases resolved via the canonical alias map
Market position · 2024
Plans served146-6 YoYRank #149 of mapped providers
Assets under administration$16.8B0.0%Market share · rank #773
Fees received$7MMedian $31,988/planSum across Schedule C direct + indirect
Net wins YoY-617 won · 23 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical REGIONS BANK plan look like?
Service mix · median fees per plan
Count of plans where REGIONS BANK ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Other fees; Investment advisory (plan); Direct payment from the planCode 27 | 86 | $39,628 | |
Trustee (bank, trust company, or similar financial institution); Trustee (directed)Code 21 | 10 | $39,305 | |
Trustee (bank, trust company, or similar financial institution); Direct payment from the plan; Recordkeeping and information management (computing, tabulating, data processing, etc.); Trustee (directed); Custodial (other than securities); Custodial (securities)Code 15 | 8 | $37,540 | |
Trustee (discretionary); Consulting (general)Code 16 | 8 | $41,000 | |
Investment advisory (participants); Distribution (12b-1) feesCode 26 | 7 | $21,396 | |
Investment management; Trustee (bank, trust company, or similar financial institution); Direct payment from the plan; Investment management fees paid directly by plan; Custodial (securities)Code 19 | 6 | $19,626 | |
Trustee (directed); Direct payment from the plan; Investment managementCode 25 | 4 | $29,266 | |
Investment management; Direct payment from the planCode 28 | 4 | $31,036 |
Competitor overlap
Percent of REGIONS BANK's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under REGIONS BANK.
| Sponsor | From | Assets |
|---|---|---|
BOARD OF TRUSTEES - SOUTHERN ELECTRICAL RETIREMENT FUNDTN · 626125711-001 | FEDERATED | $2.2B |
TRUSTEES OF IUE- CWA AFL-CIO PENSION FUNDNY · 226250252-001 | ZENITH AMERICAN SOLUTIONS | $475M |
MERCER INVESTMENTS, LLCMA · 300282430-001 | MAULDIN & JENKINS | $320M |
SOUTHWESTERN ENERGY COMPANYTX · 710205415-003 | COOK STREET CONSULTING | $109M |
C&S WORLDWIDE HOLDINGS, INC.NY · 161588041-002 | BUCKINGHAM STRATEGIC PARTNERS | $106M |
BOARD OF TRUSTEE M.S.S.A.-I.L.A. PENSION PLANAL · 630785888-001 | TANIA WILLIAMS-JORDAN | $59M |
HEART TO HEART HOSPICE HOLDINGS, LLCTX · 611700842-333 | LOREN D. STARK COMPANY | $24M |
EASTERN SHIPBUILDING GROUP, INC.FL · 593393650-001 | THE VANGUARD GROUP, INC. | $24M |
NASHVILLE PREDATORS HOCKEY CLUBTN · 621696563-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $24M |
STRATA SOLAR, LLCNC · 263129600-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $23M |
Plans lost in 2024
Appeared last year under REGIONS BANK; not this year.
| Sponsor | To | Assets |
|---|---|---|
ATLANTA PLUMBERS & STEAMFITTERS PENSION FUNDFL · 581233396-001 | CONSTITUTION CAPITAL PARTNERS | $416M |
CENTRAL FLORIDA INVESTMENTS, INC.FL · 591454503-001 | GROOM LAW GROUP | $162M |
HIGHLAND CLINIC, A P.M.C.LA · 720703150-003 | WERNTZ & ASSOCIATES | $87M |
CONSOLIDATED PIPE & SUPPLY COMPANY, INC.AL · 630418384-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $78M |
BATON ROUGE ORTHOPAEDIC CLINIC, LLCLA · 721460193-001 | ASSETMARK RETIREMENT SERVICES, INC. | $71M |
C. C. CLARK, INC.KY · 640315032-333 | KESTRA INVESTMENT SERVICES LLC | $64M |
CLEARWATER CARDIOVASCULAR AND INTERVENTIONAL CONSULTANTS, MD, PAFL · 591707138-001 | PROVISE MANAGEMENT GROUP LLC | $50M |
PRIME COMMUNICATIONS, L.P.TX · 760603404-004 | MERRILL LYNCH PIERCE FENNER & SMITH | $43M |
CAREINGTON INTERNATIONAL CORPORATIONTX · 752425662-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $24M |
FOGELMAN PROPERTIESTN · 621773993-001 | TRANSAMERICA RETIREMENT SOLUTIONS | $20M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
BOARD OF TRUSTEES - SOUTHERN ELECTRICAL RETIREMENT FUNDTN · 626125711-001 | $2.2B | 25,932 | $10,867 | 1y | - |
OASIS OUTSOURCING HOLDINGS, INC. AND ITS AFFILIATESFL · 650731524-333 | $2.1B | 116,682 | $101,250 | 10y | 2 |
GRAYBAR ELECTRIC COMPANY, INC.MO · 130794380-001 | $2.0B | 11,961 | $150,000 | 5y | 2 |
BOARD OF TRUSTEES INDIANA STATE COUNCIL OF CARPENTERS PENSION FUNDMI · 356060378-001 | $1.4B | 17,170 | $48,183 | 9y | - |
BLUE CROSS AND BLUE SHIELD OF ALABAMAAL · 630103830-001 | $712M | 2,342 | $846,090 | 10y | - |
TRUSTEES OF IUE- CWA AFL-CIO PENSION FUNDNY · 226250252-001 | $475M | 14,399 | $21,525 | 1y | - |
CANCER TREATMENT CENTERS OF AMERICA GLOBAL, INC.IL · 465659341-101 | $445M | 5,351 | $75,000 | 3y | 1 |
GALLIANO MARINE SERVICE, L.L.C.LA · 720722768-001 | $381M | 5,522 | $47,000 | 4y | - |
MERCER INVESTMENTS, LLCMA · 300282430-001 | $320M | 12,035 | $21,396 | 1y | 2 |
GLOBE LIFE INC.TX · 630780404-001 | $259M | 3,437 | $29,413 | 6y | - |
Flag exposure
86.3%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (24)
Raw Schedule C names collapsed into REGIONS BANK.
- DIRECT REGIONS BANK
- MARCUS HOPKINS, REGENT'S BANK
- REGIONS
- REGIONS BA
- REGIONS BANK
- REGIONS BANK 63-0371391
- REGIONS BANK ATTN CATHERINE DEMPSE
- REGIONS BANK BIRMINGHAM
- REGIONS BANK DBA INS CO
- REGIONS BANK DBA REGIONS
- REGIONS BANK DBA REGIONS MORGA
- REGIONS BANK DBA REGIONS TRUST
- REGIONS BANK FEE TEAM
- REGIONS FINANCIAL
- REGIONS FINANCIAL CORPORATION
- REGIONS INSTITIONAL TRUST
- REGIONS INSTITUTIONAL SERVICES
- REGIONS INSTITUTIONAL TRUST
- REGIONS INSTITUTIONAL TRUST SERVICE
- REGIONS MK
- REGIONS MORGAN KEEGAN
- REGIONS MORGAN KEEGAN TRUST
- REGIONS TRUST
- REGIONS TRUST FEE TEAM
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for REGIONS BANK's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 3 | 2.05% | 7.76% | -5.71 pp |
| Fidelity bond gap | 1 | 0.68% | 26.94% | -26.26 pp |
| Late contributions | 26 | 17.81% | 1.71% | +16.09 pp |
| Failed to provide benefit | 8 | 5.48% | 0.14% | +5.34 pp |
| Corrective distributions | 33 | 22.60% | 1.76% | +20.84 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with REGIONS BANK. Compare to the incumbent market share (0.2%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.2 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).