PUGH CAPITAL
11 known aliases resolved via the canonical alias map
Market position · 2024
Plans served12+2 YoYRank #1148 of mapped providers
Assets under administration$56.3B0.1%Market share · rank #288
Fees received$2MMedian $129,005/planSum across Schedule C direct + indirect
Net wins YoY+22 won · 0 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical PUGH CAPITAL plan look like?
Service mix · median fees per plan
Count of plans where PUGH CAPITAL ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment management; Investment management fees paid directly by planCode 28 | 8 | $182,193 | |
Investment management; Investment advisory (plan)Code 27 | 2 | $59,127 | |
Investment management fees paid directly by planCode 51 | 2 | $129,005 |
Competitor overlap
Percent of PUGH CAPITAL's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under PUGH CAPITAL.
| Sponsor | From | Assets |
|---|---|---|
AMERICAN WATER WORKS CO., INC.NJ · 510063696-001 | SEGALL BRYANT & HAMILL | $712M |
AMERICAN WATER WORKS CO., INC.NJ · 510063696-004 | MORGAN STANLEY SMITH BARNEY | $682M |
Plans lost in 2024
Appeared last year under PUGH CAPITAL; not this year.
| Sponsor | To | Assets |
|---|
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
INTERNATIONAL BUSINESS MACHINES CORPORATIONNY · 130871985-001 | $17.9B | 144,666 | $340,210 | 4y | - |
PACIFIC GAS AND ELECTRIC COMPANYCA · 940742640-001 | $17.6B | 58,892 | $170,303 | 10y | - |
PEPSICO, INC.NY · 131584302-004 | $6.8B | 55,326 | $113,868 | 3y | - |
PEPSICO, INC.NY · 131584302-121 | $4.2B | 85,189 | $144,142 | 3y | - |
TARGET CORPORATIONMN · 410215170-001 | $3.3B | 75,775 | $213,945 | 3y | - |
BOARD OF TRUSTEES OF THE S.E.I.U. NATIONAL INDUSTRY PENSION FUNDDC · 526148540-001 | $1.7B | 168,072 | $65,257 | 4y | - |
BD OF TRUSTEES SEIU AFFILIATES OFFICERS AND EMPLOYEES PENSION PLANDC · 520812348-001 | $1.6B | 17,491 | $63,087 | 8y | - |
AMERICAN WATER WORKS CO., INC.NJ · 510063696-001 | $712M | 2,572 | $58,869 | 6y | - |
AMERICAN WATER WORKS CO., INC.NJ · 510063696-004 | $682M | 3,409 | $59,385 | 1y | - |
HOWARD UNIVERSITYDC · 530204707-001 | $670M | 7,845 | $206,494 | 10y | - |
Flag exposure
91.7%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (11)
Raw Schedule C names collapsed into PUGH CAPITAL.
- PUGH & CO. CPA
- PUGH & COMPAN10Y, PC
- PUGH & COMPANY BENEFIT CONSULTANTS,
- PUGH CAITAL MANAGEMENT, INC.
- PUGH CAPITAL
- PUGH CAPITAL MANAGEMENT INC
- PUGH CAPITAL MANAGEMENT INC.
- PUGH CAPITAL MANAGEMENT, INC.
- PUGH CAPITAL MGMT INC
- PUGH CAPITAL MGMT, INC
- PUGH CAPITAL MGMT, INC.
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for PUGH CAPITAL's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 0 | 0.00% | 1.71% | -1.71 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 0 | 0.00% | 1.76% | -1.76 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with PUGH CAPITAL. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent