PRUCO SECURITIES, LLC
6 known aliases resolved via the canonical alias map
Market position · 2024
Plans served16-3 YoYRank #850 of mapped providers
Assets under administration$978M0.0%Market share · rank #4088
Fees received$1MMedian $27,674/planSum across Schedule C direct + indirect
Net wins YoY-24 won · 6 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical PRUCO SECURITIES, LLC plan look like?
Service mix · median fees per plan
Count of plans where PRUCO SECURITIES, LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Other services; Other feesCode 49 | 4 | $21,093 | |
Other commissionsCode 55 | 4 | $10,504 | |
Investment advisory (plan)Code 27 | 3 | $303,702 | |
Shareholder servicing fees; Investment management; Redemption feesCode 28 | 2 | $47,290 | |
Other services; Recordkeeping fees; Contract Administrator; Participant loan processing; Direct payment from the planCode 13 | 1 | $33,607 | |
Other services; Investment advisory (participants)Code 26 | 1 | $10,404 | |
Other commissions; Securities brokerage; Securities brokerage commissions and feesCode 33 | 1 | $22,566 |
Competitor overlap
Percent of PRUCO SECURITIES, LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under PRUCO SECURITIES, LLC.
| Sponsor | From | Assets |
|---|---|---|
EQUALITY HEALTH, LLCAZ · 474788148-001 | NATIONWIDE | $18M |
SAN DIEGO BLOOD BANKCA · 951696732-002 | NATIONWIDE | $18M |
SUTTER BAY HOSPITALSCA · 940562680-018 | PRUDENTIAL RETIREMENT INSURANCE AND | $17M |
SOUTHWEST SERVICE ADMINISTRATORS INCAZ · 860785790-002 | (new plan) | $4M |
Plans lost in 2024
Appeared last year under PRUCO SECURITIES, LLC; not this year.
| Sponsor | To | Assets |
|---|---|---|
THE UNITED DISTRIBUTION GROUPVA · 204686712-001 | UBS FINANCIAL SERVICES INC | $58M |
KUBOTA ENGINE AMERICA CORPORATIONIL · 364182595-001 | PRINCIPAL LIFE INSURANCE COMPANY | $27M |
MOHAWK GAMING ENTERPRISES, LLCNY · 161558843-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $19M |
DETROIT COMMUNITY HEALTH CONNECTIONMI · 382824772-001 | NATIONWIDE | $5M |
STRYKER ELECTRICAL CONTRACTING, LLCFL · 591584267-001 | PROACCOUNT | $4M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
JTEKT NORTH AMERICA CORPORATIONSC · 570570962-003 | $450M | 5,968 | $22,566 | 10y | - |
ACADIAN AMBULANCE SERVICE, INC.LA · 720701964-001 | $183M | 3,957 | $17,314 | 7y | 1 |
BOARD OF TRUSTEES OF CHRISTIAN LABORMN · 416149933-001 | $59M | 1,125 | $199,047 | 7y | - |
BOARD OF TRUSTEES OF UNITEDMN · 416175080-001 | $49M | 485 | $464,750 | 10y | - |
BOARD OF TRUSTEES OF CHRISTIAN LABORMN · 416149933-002 | $46M | 1,083 | $303,702 | 9y | - |
THE UNITED COMPANYVA · 541120913-001 | $42M | 573 | $42,513 | 10y | - |
INTERMOUNTAIN FARMERS ASSOCIATIONUT · 870188560-002 | $40M | 820 | $83,490 | 6y | - |
SUCCESSION CAPITAL, INC.CA · 990378665-001 | $25M | 688 | $30,475 | 4y | 2 |
EQUALITY HEALTH, LLCAZ · 474788148-001 | $18M | 551 | $69,853 | 1y | 1 |
SAN DIEGO BLOOD BANKCA · 951696732-002 | $18M | 469 | $20,808 | 1y | 1 |
Flag exposure
93.8%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (6)
Raw Schedule C names collapsed into PRUCO SECURITIES, LLC.
- PRUCO SECRUITIES CORP
- PRUCO SECURITIES
- PRUCO SECURITIES CORPORATION
- PRUCO SECURITIES LLC
- PRUCO SECURITIES, LLC
- PRUCO SECURITIES, LLC.
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for PRUCO SECURITIES, LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 1 | 6.25% | 26.94% | -20.69 pp |
| Late contributions | 4 | 25.00% | 1.71% | +23.29 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 4 | 25.00% | 1.76% | +23.24 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with PRUCO SECURITIES, LLC. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent