PRIVATE ADVISOR GROUP LLC
33 known aliases resolved via the canonical alias map
Market position · 2024
Plans served74-8 YoYRank #258 of mapped providers
Assets under administration$42.4B0.1%Market share · rank #358
Fees received$3MMedian $31,162/planSum across Schedule C direct + indirect
Net wins YoY-611 won · 17 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical PRIVATE ADVISOR GROUP LLC plan look like?
Service mix · median fees per plan
Count of plans where PRIVATE ADVISOR GROUP LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Other fees; Investment advisory (plan)Code 27 | 44 | $39,801 | |
Investment management; Investment advisory (plan); Investment advisory (participants)Code 26 | 17 | $20,733 | |
Investment management; Investment management fees paid directly by planCode 28 | 6 | $50,810 | |
Trustee (bank, trust company, or similar financial institution); Recordkeeping and information management (computing, tabulating, data processing, etc.); Direct payment from the plan; Other services; Recordkeeping fees; Other feesCode 15 | 5 | $26,206 | |
Other feesCode 99 | 2 | $34,533 |
Competitor overlap
Percent of PRIVATE ADVISOR GROUP LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under PRIVATE ADVISOR GROUP LLC.
| Sponsor | From | Assets |
|---|---|---|
TRUIST FINANCIAL CORPORATIONNC · 560939887-001 | GENESIS ASSET MANAGERS LLP | $14.7B |
FACTORY MUTUAL INSURANCE COMPANYRI · 050316605-001 | INDEPENDENT FINANCIAL PARTNERS | $3.0B |
HAYNES AND BOONE, LLPTX · 751312888-002 | EFFICIENT ADVISORS | $360M |
LIA GROUP, INC.NY · 141787128-002 | GREAT-WEST LIFE & ANNUITY INSURANCE | $27M |
SILVER TREE RESIDENTIAL, LLCTN · 264426092-001 | T ROWE PRICE RPS INC | $11M |
JZANUS CONSULTING, INC.NY · 113457458-001 | (new plan) | $9M |
BEAUTY INDUSTRY GROUP OPCO, LLCUT · 812888224-001 | TANNER LLC | $9M |
RMS ENERGY CO, LLCMN · 461402221-001 | EPIC RETIREMENT PLAN SERVICES | $8M |
THE BLISS GROUP HOLDINGS, LLCNY · 861373752-001 | (new plan) | $8M |
ASPIRA WOMENS HEALTH, INC.CT · 330595156-001 | ADP BROKER-DEALER | $5M |
Plans lost in 2024
Appeared last year under PRIVATE ADVISOR GROUP LLC; not this year.
| Sponsor | To | Assets |
|---|---|---|
3M COMPANYMN · 410417775-002 | FALCON STRATEGIC PARTNERS IV | $14.3B |
BOARD OF TRUSTEES OF TEAMSTERS PENSION TRUST FUND OF PHILADELPHIANJ · 231511735-001 | BANNER RIDGE PARTNERS LP | $2.4B |
FOLEY & LARDNER LLPWI · 390473800-007 | DIMEO SCHNEIDER & ASSOCIATES LLC | $1.3B |
RADIOLOGY PARTNERS, INC.CA · 461413340-003 | CREATIVE PLANNING LLC | $843M |
LEWIS ROCA ROTHGERBER CHRISTIE LLPAZ · 860095078-002 | DORSETT, CHRISTOPHER ROBERT | $258M |
SHERMAN & HOWARD L.L.C.CO · 840420314-001 | MILLIMAN, INC. | $90M |
MONEYGRAM INTERNATIONAL, INC.TX · 161690064-001 | UNIVERSAL DATA CORPORATION | $34M |
NEXTIER BANK, N.A.PA · 250660700-001 | LPL FINANCIAL | $19M |
HAMILL MANUFACTURING COMPANYPA · 251057462-001 | ASSUREDPARTNERS NORTHEAST, LLC | $16M |
GRAND FITNESS MGMT, LLCNJ · 272434766-001 | (new plan) | $5M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
TRUIST FINANCIAL CORPORATIONNC · 560939887-001 | $14.7B | 92,130 | $78,444 | 1y | - |
THE CHARLES SCHWAB CORPORATIONTX · 943025021-002 | $8.9B | 43,502 | $10,548 | 4y | 1 |
HUMANA INC.KY · 610647538-002 | $7.7B | 61,001 | $8,260 | 2y | 1 |
FACTORY MUTUAL INSURANCE COMPANYRI · 050316605-001 | $3.0B | 8,907 | $136,901 | 1y | - |
WASHINGTON PERMANENTE MEDICAL GROUP, P.C.WA · 911841629-001 | $1.5B | 2,378 | $34,257 | 3y | 1 |
BOKF, NAOK · 730780382-002 | $1.2B | 6,501 | $24,419 | 8y | 1 |
FAEGRE DRINKER BIDDLE & REATH LLPMN · 410244008-033 | $773M | 1,928 | $21,010 | 4y | 1 |
BARNES & THORNBURG LLPIN · 350900596-002 | $754M | 1,916 | $20,733 | 6y | - |
GEORGIA STEVEDORE ASSOC. INT'L LONGSHOREMEN'S ASSOC.GA · 586106340-001 | $753M | 4,168 | $0 | 3y | - |
STEPTOE LLPDC · 521349790-001 | $456M | 1,140 | $14,041 | 2y | 1 |
Flag exposure
82.4%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (33)
Raw Schedule C names collapsed into PRIVATE ADVISOR GROUP LLC.
- CI PRIVATE WEALTH
- CI PRIVATE WEALTH LLC
- NB PRIVATE DEBT FUND III LP
- NB PRIVATE DEBT FUND IV (A) LP
- NB PRIVATE DEBT FUND IV, LP
- NB PRIVATE EQUITY FUND
- PRIVATE ADIVSOR GROUP LLC
- PRIVATE ADVIOSR GROUP LLC
- PRIVATE ADVISOR GROUP
- PRIVATE ADVISOR GROUP LL
- PRIVATE ADVISOR GROUP LLC
- PRIVATE ADVISOR GROUP,
- PRIVATE ADVISOR GROUP, LLC
- PRIVATE ADVISOR PARTNER GROUP LLC
- PRIVATE ADVISOR, LLC
- PRIVATE ADVISORS GROUP
- PRIVATE ADVISORS GROUP LLC
- PRIVATE ADVISORS GROUP, LLC
- PRIVATE ADVISORY GROUP
- PRIVATE ADVISORY GROUP LLC
- PRIVATE ADVISORY GROUP, LLC
- PRIVATE BANK AND TRUST
- PRIVATE BANK AND TRUST CO
- PRIVATE CAPITAL
- PRIVATE CAPITAL MANAGEMENT
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for PRIVATE ADVISOR GROUP LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 1 | 1.35% | 7.76% | -6.41 pp |
| Fidelity bond gap | 2 | 2.70% | 26.94% | -24.24 pp |
| Late contributions | 14 | 18.92% | 1.71% | +17.21 pp |
| Failed to provide benefit | 2 | 2.70% | 0.14% | +2.56 pp |
| Corrective distributions | 21 | 28.38% | 1.76% | +26.62 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with PRIVATE ADVISOR GROUP LLC. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).