PRIME CAPITAL INVESTMENT ADVISORS
62 known aliases resolved via the canonical alias map
Market position · 2024
Plans served185+3 YoYRank #128 of mapped providers
Assets under administration$14.1B0.0%Market share · rank #915
Fees received$10MMedian $29,555/planSum across Schedule C direct + indirect
Net wins YoY+028 won · 28 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical PRIME CAPITAL INVESTMENT ADVISORS plan look like?
Service mix · median fees per plan
Count of plans where PRIME CAPITAL INVESTMENT ADVISORS ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Other fees; Investment advisory (plan)Code 27 | 114 | $32,043 | |
Other fees; Other services; Direct payment from the plan; Contract AdministratorCode 13 | 16 | $12,263 | |
Investment management fees paid directly by plan; Investment advisory (plan); Investment advisory (participants); Investment management; Direct payment from the planCode 26 | 15 | $22,473 | |
Other services; Other feesCode 49 | 14 | $7,404 | |
Shareholder servicing fees; Investment managementCode 28 | 10 | $22,227 | |
Investment advisory (plan); Direct payment from the plan; Consulting (general)Code 16 | 5 | $53,839 | |
Other feesCode 99 | 4 | $40,034 | |
Recordkeeping fees; Other fees; Recordkeeping and information management (computing, tabulating, data processing, etc.); Other services; Direct payment from the plan; Trustee (bank, trust company, or similar financial institution)Code 15 | 3 | $11,883 |
Competitor overlap
Percent of PRIME CAPITAL INVESTMENT ADVISORS's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under PRIME CAPITAL INVESTMENT ADVISORS.
| Sponsor | From | Assets |
|---|---|---|
LOCKTON, INC.MO · 900007886-002 | METLIFE LIFE INSURANCE COMPANY | $1.4B |
PATTERSON-UTI ENERGY, INCTX · 752504748-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $613M |
TENASKA, INCNE · 470701708-001 | TRANSAMERICA RETIREMENT SOLUTIONS | $390M |
ANESTHESIA ASSOCIATES OF KANSAS CITY, P.A.KS · 430975680-001 | THE ETF STORE INC | $181M |
SUBSEA 7 (US) LLCTX · 943425630-001 | CHARLES SCHWAB & CO., INC. | $153M |
INTERSTATE BATTERIES, INC.TX · 462023063-002 | CHARLES SCHWAB & CO., INC. | $141M |
SELECT WATER SOLUTIONS, INC.TX · 814561945-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $126M |
MECKLENBURG RADIOLOGY ASSOCIATES, P.A.NC · 560945616-001 | ENVESTNET RETIREMENT SOLUTIONS, LLC | $93M |
ENCORE ELECTRIC, INC.CO · 470903643-001 | PRIVATE CLIENT SERVICES LLC | $92M |
PARKHILL, SMITH & COOPERTX · 751156936-001 | MINNESOTA LIFE INSURANCE COMPANY | $65M |
Plans lost in 2024
Appeared last year under PRIME CAPITAL INVESTMENT ADVISORS; not this year.
| Sponsor | To | Assets |
|---|---|---|
AMERICAN BUREAU OF SHIPPINGTX · 134921556-003 | QUALIFIED PLANS, LLC | $301M |
CITIZENS MEMORIAL HOSPITAL DISTRICTMO · 431142176-004 | CBIZ RETIREMENT PLAN SERVICES | $76M |
MILLER'S, INC.KS · 480646484-001 | CREATIVE PLANNING LLC | $52M |
CRESTWOOD OPERATIONS LLCTX · 455233794-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $51M |
CANFIELD SCIENTIFIC, INC.NJ · 222938062-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $38M |
SHELBY GROUP INTERNATIONAL, INC.TN · 621237127-001 | TRANSAMERICA RETIREMENT SOLUTIONS | $33M |
PET FOOD EXPRESS, LLCCA · 943050346-001 | STANCORP FINANCIAL GROUP | $23M |
MONTCLAIR RADIOLOGICAL ASSOCIATES, PANJ · 221896362-001 | AB FUNDS | $18M |
UEI GROUP SERVICES, INC.KS · 872488321-002 | QUALIFIED PLANS, LLC | $17M |
NACARATO TRUCKS GENERAL PARTNERSHIPTN · 811032763-001 | PRINCIPAL LIFE INSURANCE COMPANY | $15M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
PIPELINE INDUSTRY PENSION FUNDOK · 736146433-001 | $1.7B | 7,849 | $2M | 9y | - |
LOCKTON, INC.MO · 900007886-002 | $1.4B | 8,772 | $8,263 | 1y | 1 |
HINES INTERESTS LIMITED PARTNERSHIPTX · 760293595-001 | $873M | 4,550 | $70,200 | 7y | - |
PATTERSON-UTI ENERGY, INCTX · 752504748-001 | $613M | 11,429 | $12,500 | 1y | 1 |
S&B ENGINEERS AND CONSTRUCTORS,LTD.TX · 320625534-002 | $590M | 6,134 | $68,750 | 2y | 2 |
PRIVIA HEALTH LLCVA · 261385077-001 | $463M | 6,967 | $546,780 | 9y | 1 |
TENNESSEE FARMERS COOPERATIVETN · 620435104-333 | $406M | 4,022 | $104,725 | 1y | 2 |
TENASKA, INCNE · 470701708-001 | $390M | 1,000 | $25,000 | 1y | - |
DIAMOND OFFSHORE MANAGEMENT COMPANYTX · 133560049-001 | $377M | 1,361 | $74,967 | 4y | 1 |
CONNECT HOLDING II, LLCNC · 873811759-001 | $351M | 4,339 | $31,368 | 2y | 1 |
Flag exposure
82.2%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (62)
Raw Schedule C names collapsed into PRIME CAPITAL INVESTMENT ADVISORS.
- PRIME AE GROUP INC
- PRIME BUCHHOLTZ
- PRIME BUCHHOLTZ AND ASSOCIATES INC
- PRIME BUCHOLZ
- PRIME CAPITA INVESTMENT ADVISORS LL
- PRIME CAPITAL
- PRIME CAPITAL ADVISORS
- PRIME CAPITAL FINANCIAL
- PRIME CAPITAL INV ADV LLC
- PRIME CAPITAL INV ADVISORS
- PRIME CAPITAL INV ADVISORS INC
- PRIME CAPITAL INV ADVISORS LLC
- PRIME CAPITAL INV ADVISORS, LLC
- PRIME CAPITAL INV ADVS LLC
- PRIME CAPITAL INV ADVS LLD
- PRIME CAPITAL INVEST. ADV.
- PRIME CAPITAL INVEST. ADVISORS
- PRIME CAPITAL INVEST. ADVISORS LLC
- PRIME CAPITAL INVEST. ADVISORS, LLC
- PRIME CAPITAL INVESTMENT
- PRIME CAPITAL INVESTMENT ADV
- PRIME CAPITAL INVESTMENT ADV INC
- PRIME CAPITAL INVESTMENT ADV LLC
- PRIME CAPITAL INVESTMENT ADV, LLC
- PRIME CAPITAL INVESTMENT ADVIS
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for PRIME CAPITAL INVESTMENT ADVISORS's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 5 | 2.70% | 7.76% | -5.06 pp |
| Fidelity bond gap | 6 | 3.24% | 26.94% | -23.70 pp |
| Late contributions | 39 | 21.08% | 1.71% | +19.37 pp |
| Failed to provide benefit | 7 | 3.78% | 0.14% | +3.64 pp |
| Corrective distributions | 36 | 19.46% | 1.76% | +17.70 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with PRIME CAPITAL INVESTMENT ADVISORS. Compare to the incumbent market share (0.3%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.3 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).