POLARIS CAPITAL MANAGEMENT LLC
9 known aliases resolved via the canonical alias map
Market position · 2024
Plans served4-3 YoYRank #2593 of mapped providers
Assets under administration$13.0B0.0%Market share · rank #960
Fees received$3MMedian $759,222/planSum across Schedule C direct + indirect
Net wins YoY-30 won · 3 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical POLARIS CAPITAL MANAGEMENT LLC plan look like?
Service mix · median fees per plan
Count of plans where POLARIS CAPITAL MANAGEMENT LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Soft dollars commissions; Investment management fees paid directly by plan; Direct payment from the plan; Securities brokerage commissions and fees; Investment managementCode 28 | 3 | $1,044,845 | |
Investment management fees paid directly by plan; Investment management; Investment advisory (plan)Code 27 | 1 | $473,598 |
Competitor overlap
Percent of POLARIS CAPITAL MANAGEMENT LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under POLARIS CAPITAL MANAGEMENT LLC.
| Sponsor | From | Assets |
|---|
Plans lost in 2024
Appeared last year under POLARIS CAPITAL MANAGEMENT LLC; not this year.
| Sponsor | To | Assets |
|---|---|---|
THE CHARLES SCHWAB CORPORATIONTX · 943025021-002 | CORIENT PRIVATE WEALTH LLC | $8.0B |
SOUTHERN CALIFORNIA EDISON COMPANYCA · 951240335-002 | FINANCIAL ENGINES | $5.7B |
BATTELLE MEMORIAL INSTITUTEOH · 314379427-006 | THE TOWNSEND GROUP | $769M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
TOYOTA MOTOR NORTH AMERICA, INC.TX · 953141669-003 | $4.6B | 14,281 | $0 | 4y | - |
AMERICAN ELECTRIC POWER SERVICE CORPORATIONOH · 134922641-001 | $4.1B | 32,548 | $1M | 7y | - |
UT-BATTELLE, LLCTN · 621788235-001 | $2.4B | 12,721 | $1M | 8y | - |
BATTELLE MEMORIAL INSTITUTEOH · 314379427-005 | $1.9B | 10,106 | $473,598 | 10y | - |
Flag exposure
100.0%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (9)
Raw Schedule C names collapsed into POLARIS CAPITAL MANAGEMENT LLC.
- POLARIS
- POLARIS CAPITAL
- POLARIS CAPITAL MANAGEMENT
- POLARIS CAPITAL MANAGEMENT LLC
- POLARIS CAPITAL MANAGEMENT, LLC
- POLARIS GREYSTONE
- POLARIS GREYSTONE ADVISORY GROUPLLC
- POLARIS GREYSTONE FINANCIAL GROUP L
- POLARIS WEALTH ADVISORY GROUP
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for POLARIS CAPITAL MANAGEMENT LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 0 | 0.00% | 1.71% | -1.71 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 0 | 0.00% | 1.76% | -1.76 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with POLARIS CAPITAL MANAGEMENT LLC. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent