PINNACLE ASSOCIATES LTD
8 known aliases resolved via the canonical alias map
Market position · 2024
Plans served5-1 YoYRank #2058 of mapped providers
Assets under administration$2.0B0.0%Market share · rank #3097
Fees received$797,181Median $124,877/planSum across Schedule C direct + indirect
Net wins YoY-10 won · 1 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical PINNACLE ASSOCIATES LTD plan look like?
Service mix · median fees per plan
Count of plans where PINNACLE ASSOCIATES LTD ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment management; Investment management fees paid directly by planCode 28 | 4 | $104,928 | |
Consulting (general)Code 16 | 1 | $339,806 |
Competitor overlap
Percent of PINNACLE ASSOCIATES LTD's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under PINNACLE ASSOCIATES LTD.
| Sponsor | From | Assets |
|---|
Plans lost in 2024
Appeared last year under PINNACLE ASSOCIATES LTD; not this year.
| Sponsor | To | Assets |
|---|---|---|
AMPEX CORPORATIONCT · 133667696-009 | JEFFERIES LLC | $160M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
BOARD OF TRUSTEES, MEBA PENSION TRUST-DEFINED BENEFIT PLANMD · 516029896-001 | $928M | 5,626 | $199,995 | 10y | - |
WITHUMSMITH+BROWN PCNJ · 222027092-001 | $326M | 2,478 | $339,806 | 5y | 1 |
BD OF TRUSTEES PENSION PLAN OF THE IUOE 137 137A 137B 137C 137R AFLCIONY · 131825849-001 | $272M | 1,422 | $84,978 | 10y | - |
BOARD OF TRUSTEES I.U.O.E. ANNUITY LOCAL 137 137A 137B 137C 137RNY · 133204596-001 | $253M | 1,556 | $124,877 | 10y | - |
WASHINGTON EDUCATION ASSOCIATIONWA · 910460645-001 | $179M | 333 | $47,525 | 9y | - |
Flag exposure
100.0%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (8)
Raw Schedule C names collapsed into PINNACLE ASSOCIATES LTD.
- PINNACLE
- PINNACLE ASSOC. LTD
- PINNACLE ASSOCIATE LTD.
- PINNACLE ASSOCIATES
- PINNACLE ASSOCIATES LTD
- PINNACLE ASSOCIATES LTD.
- PINNACLE ASSOCIATES, LTD
- PINNACLE ASSOCIATES, LTD.
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for PINNACLE ASSOCIATES LTD's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 0 | 0.00% | 1.71% | -1.71 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 1 | 20.00% | 1.76% | +18.24 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with PINNACLE ASSOCIATES LTD. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent