OSAIC WEALTH INC
51 known aliases resolved via the canonical alias map
Market position · 2024
Plans served581+403 YoYRank #54 of mapped providers
Assets under administration$21.2B0.0%Market share · rank #620
Fees received$18MMedian $20,865/planSum across Schedule C direct + indirect
Net wins YoY+393430 won · 37 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical OSAIC WEALTH INC plan look like?
Service mix · median fees per plan
Count of plans where OSAIC WEALTH INC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Other services; Other fees; Investment advisory (plan); Other commissionsCode 27 | 279 | $22,989 | |
Other commissions; Other feesCode 55 | 109 | $17,117 | |
Other services; Other fees; Other commissionsCode 49 | 63 | $14,077 | |
Participant communication; Investment advisory (plan); Investment management; Investment advisory (participants)Code 26 | 39 | $16,667 | |
Other insurance fees and expenses; Insurance brokerage commissions and fees; Investment management fees paid indirectly by plan; Other services; Investment advisory (plan); Other investment fees and expenses; Insurance agents and brokers; Investment advisory (participants)Code 22 | 29 | $2,792 | |
Other feesCode 99 | 27 | $16,185 | |
Participant communication; Direct payment from the plan; Investment advisory (participants); Consulting (general); Named fiduciary; Investment advisory (plan); Investment managementCode 16 | 16 | $28,533 | |
Shareholder servicing fees; Investment managementCode 28 | 8 | $16,205 |
Competitor overlap
Percent of OSAIC WEALTH INC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under OSAIC WEALTH INC.
| Sponsor | From | Assets |
|---|---|---|
ARNOLD & PORTER KAYE SCHOLER LLPDC · 530208605-001 | TRIAD ADVISORS INC | $1.6B |
PLAN PROFESSIONALS, LLCNJ · 853213245-333 | MORGAN STANLEY SMITH BARNEY | $650M |
PLAN PROFESSIONALS, LLCNJ · 853213245-310 | TWENTYFOUR7 INC | $466M |
LIBERTY UTILITIES SERVICE CORP.AZ · 331224978-001 | ROYAL ALLIANCE ASSOCIATES INC | $443M |
MODERN TECHNOLOGY SOLUTIONS INCVA · 541670018-001 | LINCOLN NATIONAL CORPORATION | $402M |
ASM RESEARCH LLCVA · 541385056-002 | LINCOLN NATIONAL CORPORATION | $240M |
ROHDE & SCHWARZ USA, INC.MD · 112485528-002 | THE VANGUARD GROUP, INC. | $211M |
ALEXANDRIA REAL ESTATE EQUITIES, INC.CA · 954502084-001 | EISNERAMPER LLP | $208M |
MERITON, LLCTX · 833801275-001 | CALDERWOOD FINANCIAL STRATEGIES | $168M |
MICHIGAN AUTOMOTIVE COMPRESSORMI · 382853246-001 | RAYMOND JAMES FINANCIAL SERVICES | $163M |
Plans lost in 2024
Appeared last year under OSAIC WEALTH INC; not this year.
| Sponsor | To | Assets |
|---|---|---|
SHIFT4 PAYMENTS, LLCPA · 465216257-001 | MERRILL LYNCH PIERCE FENNER & SMITH | $78M |
AXIOLOGIC SOLUTIONS, LLCVA · 270146877-001 | PRINCIPAL LIFE INSURANCE COMPANY | $35M |
ACME MECHANICAL CONTRACTORS OF VIRGINIA, INC.VA · 311704374-002 | PRINCIPAL LIFE INSURANCE COMPANY | $28M |
L. M. SANDLER & SONS, INC.VA · 541737065-001 | CAMBRIDGE INVESTMENT RESEARCH | $28M |
THE NEW ENGLAND CENTER FOR CHILDREN INC.MA · 042708762-001 | VOYA RETIREMENT INSURANCE & ANNUITY | $22M |
2 CIRCLE INCORPORATEDVA · 453989137-001 | PRINCIPAL LIFE INSURANCE COMPANY | $22M |
TEC-MASTERS, INC.AL · 630971481-001 | PRINCIPAL LIFE INSURANCE COMPANY | $21M |
KNOWESIS, INC.VA · 300440588-001 | SIGNATURE ESTATE & INVESTMENT | $15M |
BIOSPECTRA, INC.PA · 232842160-001 | MERRILL LYNCH PIERCE FENNER & SMITH | $10M |
COMMUNITY LABOR ADMINISTRATIVE SERVICES, INC.NY · 113520187-001 | SIGNATURE ESTATE SECURITIES INC | $10M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
PAYCHEX RETIREMENT LLCNY · 853275179-001 | $1.8B | 661,036 | $37,405 | 2y | 2 |
ARNOLD & PORTER KAYE SCHOLER LLPDC · 530208605-001 | $1.6B | 3,061 | $16,220 | 1y | 2 |
PRINCIPAL LIFE INSURANCE COMPANYIA · 420127290-334 | $651M | 163,954 | $101,183 | 2y | 2 |
PLAN PROFESSIONALS, LLCNJ · 853213245-333 | $650M | 16,629 | $19,870 | 1y | 2 |
PLAN PROFESSIONALS, LLCNJ · 853213245-310 | $466M | 51,743 | $147,665 | 1y | 2 |
LIBERTY UTILITIES SERVICE CORP.AZ · 331224978-001 | $443M | 2,981 | $90,000 | 1y | 1 |
MODERN TECHNOLOGY SOLUTIONS INCVA · 541670018-001 | $402M | 2,521 | $42,234 | 1y | 1 |
ASTEC INDUSTRIES, INC.TN · 620873631-001 | $350M | 4,223 | $54,984 | 2y | 2 |
ASM RESEARCH LLCVA · 541385056-002 | $240M | 3,161 | $39,140 | 1y | - |
ROHDE & SCHWARZ USA, INC.MD · 112485528-002 | $211M | 973 | $2,235 | 1y | - |
Flag exposure
82.8%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (51)
Raw Schedule C names collapsed into OSAIC WEALTH INC.
- 0SAIC SF INC
- FSC SECURITIES CORP/OSAIC WEALTH
- OASIC ADVISORY SERVICES, LLC
- OASIC FS INC
- OASIC WEALTH INC
- OASIC WEALTH INC.
- OASIC WEALTH, INC
- OASIC WEALTH, INC.
- OSAIC
- OSAIC ADVISORS
- OSAIC ADVISORY SERVICES
- OSAIC ADVISORY SERVICES LLC
- OSAIC ADVISORY SERVICES, LLC
- OSAIC FA
- OSAIC FA INC
- OSAIC FA INC.
- OSAIC FA, INC
- OSAIC FA, INC.
- OSAIC FINL
- OSAIC FS INC
- OSAIC FS INC.
- OSAIC FS, INC.
- OSAIC INSTITUIONS INC
- OSAIC INSTITUIONS, INC.
- OSAIC INSTITUTIONS INC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for OSAIC WEALTH INC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 10 | 1.72% | 7.76% | -6.04 pp |
| Fidelity bond gap | 25 | 4.30% | 26.94% | -22.64 pp |
| Late contributions | 148 | 25.47% | 1.71% | +23.76 pp |
| Failed to provide benefit | 9 | 1.55% | 0.14% | +1.41 pp |
| Corrective distributions | 132 | 22.72% | 1.76% | +20.96 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with OSAIC WEALTH INC. Compare to the incumbent market share (0.8%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.8 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).