OPTIMA CAPITAL MANAGEMENT LLC
1 known alias resolved via the canonical alias map
Market position · 2024
Plans served9+4 YoYRank #1382 of mapped providers
Assets under administration$28.9B0.0%Market share · rank #454
Fees received$197,427Median $11,000/planSum across Schedule C direct + indirect
Net wins YoY+46 won · 2 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical OPTIMA CAPITAL MANAGEMENT LLC plan look like?
Service mix · median fees per plan
Count of plans where OPTIMA CAPITAL MANAGEMENT LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment advisory (participants); Direct payment from the planCode 26 | 7 | $11,000 | |
Investment advisory (plan); Consulting feesCode 27 | 1 | $42,279 | |
Direct payment from the plan; Investment managementCode 28 | 1 | $7,254 |
Competitor overlap
Percent of OPTIMA CAPITAL MANAGEMENT LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under OPTIMA CAPITAL MANAGEMENT LLC.
| Sponsor | From | Assets |
|---|---|---|
INTERMOUNTAIN HEALTH CARE, INC.UT · 870269232-002 | FIDELITY INVESTMENTS INSTITUTIONAL | $6.8B |
HNTB HOLDINGS LTD.MO · 562422024-003 | CHARLES SCHWAB & CO., INC. | $2.2B |
CROWN CASTLE INC.TX · 760470458-001 | AMERICAN FUNDS | $1.1B |
BLACK HILLS CORPORATIONSD · 460458824-003 | CHARLES SCHWAB & CO., INC. | $811M |
O'NEILL MANAGEMENT, LLCOH · 341882697-001 | STANCORP FINANCIAL GROUP | $18M |
Plans lost in 2024
Appeared last year under OPTIMA CAPITAL MANAGEMENT LLC; not this year.
| Sponsor | To | Assets |
|---|---|---|
ANDERSEN CORPORATIONMN · 410123208-002 | QUARRY HILL ADVISORS LLC | $1.3B |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
HUMANA INC.KY · 610647538-002 | $7.7B | 61,001 | $60,892 | 3y | 1 |
INTERMOUNTAIN HEALTH CARE, INC.UT · 870269232-002 | $6.8B | 86,655 | $11,000 | 2y | - |
SOUTHERN CALIFORNIA PERMANENTE MEDICAL GROUPCA · 951750445-009 | $6.5B | 23,286 | $7,697 | 3y | 1 |
BVH, INC.KS · 471888435-002 | $3.0B | 10,517 | $26,578 | 1y | 1 |
HNTB HOLDINGS LTD.MO · 562422024-003 | $2.2B | 8,663 | $7,254 | 1y | 1 |
CROWN CASTLE INC.TX · 760470458-001 | $1.1B | 6,142 | $5,935 | 1y | - |
BLACK HILLS CORPORATIONSD · 460458824-003 | $811M | 3,699 | $8,594 | 1y | 1 |
HNTB HOLDINGS LTD.MO · 562422024-002 | $623M | 8,421 | $27,198 | 3y | 1 |
O'NEILL MANAGEMENT, LLCOH · 341882697-001 | $18M | 1,072 | $42,279 | 1y | 1 |
Flag exposure
88.9%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (1)
Raw Schedule C names collapsed into OPTIMA CAPITAL MANAGEMENT LLC.
- OPTIMA CAPITAL MANAGEMENT LLC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for OPTIMA CAPITAL MANAGEMENT LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 0 | 0.00% | 1.71% | -1.71 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 7 | 77.78% | 1.76% | +76.02 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with OPTIMA CAPITAL MANAGEMENT LLC. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent