NOVA 401(K) ASSOCIATES
23 known aliases resolved via the canonical alias map
Market position · 2024
Plans served227+24 YoYRank #103 of mapped providers
Assets under administration$7.4B0.0%Market share · rank #1448
Fees received$3MMedian $10,435/planSum across Schedule C direct + indirect
Net wins YoY+3068 won · 38 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical NOVA 401(K) ASSOCIATES plan look like?
Service mix · median fees per plan
Count of plans where NOVA 401(K) ASSOCIATES ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Plan Administrator; Contract AdministratorCode 13 | 122 | $10,453 | |
Other services; Other feesCode 49 | 65 | $7,875 | |
Recordkeeping fees; Recordkeeping and information management (computing, tabulating, data processing, etc.); Participant loan processingCode 15 | 32 | $10,067 | |
Other services; Other fees; Contract Administrator; Accounting (including auditing); Legal; Direct payment from the planCode 10 | 2 | $13,626 | |
Participant loan processing; Direct payment from the plan; Consulting (pension); Other services; Other feesCode 17 | 2 | $9,121 | |
ActuarialCode 11 | 1 | $20,338 | |
Recordkeeping feesCode 64 | 1 | $61 | |
Consulting feesCode 70 | 1 | $17,786 |
Competitor overlap
Percent of NOVA 401(K) ASSOCIATES's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under NOVA 401(K) ASSOCIATES.
| Sponsor | From | Assets |
|---|---|---|
REPUBLIC SERVICES, INC.AZ · 650716904-003 | THE VANGUARD GROUP, INC. | $2.7B |
DWWTOCA · 952746122-002 | BURNHAM GIBSON WEALTH ADVISORS, INC | $135M |
9 DOT EDUCATION SOLUTIONS, LLCCA · 371663300-001 | TRUOG-RYDING COMPANY, INC. | $102M |
ELLISON TECHNOLOGIES, INC.CA · 953406732-001 | SAGEVIEW ADVISORY GROUP, LLC | $84M |
MENZIE'S AVIATION (USA), INC.TX · 231707864-001 | ASCENSUS LLC | $82M |
JONAH ENERGY, LLCCO · 465193792-001 | PRINCIPAL LIFE INSURANCE COMPANY | $47M |
LEAFFILTER NORTH, LLCOH · 264198045-001 | TRANSAMERICA RETIREMENT SOLUTIONS | $45M |
PARTNERS INFORMATION TECHNOLOGY, INC.CA · 453764514-002 | MGO INVESTMENT ADVISORS | $38M |
TIFFANY & BOSCO, P.A.AZ · 860412236-001 | PRINCIPAL LIFE INSURANCE COMPANY | $33M |
HEART & VASCULAR PARTNERSIL · 811015611-001 | (new plan) | $30M |
Plans lost in 2024
Appeared last year under NOVA 401(K) ASSOCIATES; not this year.
| Sponsor | To | Assets |
|---|---|---|
AON CONSULTING, INC.IL · 222232264-001 | CAPFINANCIAL PARTNERS LLC | $1.7B |
OBHG MANAGEMENT SERVICES, LLCSC · 800950275-002 | VOYA RETIREMENT INSURANCE & ANNUITY | $87M |
KODIAK GAS SERVICES, LLCTX · 452397126-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $39M |
TIPP DISTRIBUTORS, INC. DBA NOVAMEXTX · 742444846-002 | M HOLDINGS SECURITIES INC | $30M |
CONTECH CONTROL SERVICES INC.TX · 742186548-001 | ASCENSUS LLC | $30M |
NATIONAL UNIVERSITY OF HEALTH SCIENCESIL · 361521940-003 | IRON HORSE WEALTH MANAGEMENT | $22M |
GEN4 DENTAL PARTNERS OPCO, LLCAZ · 862821806-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $22M |
MINEBEA-ACCESSSOLUTIONS USA INC.GA · 222897185-001 | RESOURCES INVESTMENT ADVISORS LLC | $19M |
LONG LAKE, LTD.TX · 760539621-001 | (new plan) | $17M |
JERRY'S GM, LLCTX · 364623085-002 | BENTOAK CAPITAL | $16M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
REPUBLIC SERVICES, INC.AZ · 650716904-003 | $2.7B | 42,086 | $12,046 | 1y | 1 |
MIDFLORIDA CREDIT UNIONFL · 596194363-001 | $138M | 743 | $52,071 | 4y | - |
DWWTOCA · 952746122-002 | $135M | 2,106 | $20,936 | 1y | 1 |
CAROLINA DEALERSHIPS INC.NC · 200465434-001 | $112M | 3,364 | $152,507 | 6y | 2 |
ISS FACILITY SERVICES, INC.TX · 742012133-001 | $107M | 6,497 | $58,853 | 2y | 1 |
9 DOT EDUCATION SOLUTIONS, LLCCA · 371663300-001 | $102M | 2,380 | $41,143 | 1y | - |
MIDFLORIDA CREDIT UNIONFL · 596194363-033 | $92M | 1,784 | $42,387 | 10y | 1 |
SCOUT ENERGY MANAGEMENT, LLCTX · 453236574-001 | $92M | 1,220 | $24,314 | 7y | - |
ELLISON TECHNOLOGIES, INC.CA · 953406732-001 | $84M | 547 | $6,667 | 1y | - |
WORLDWIDE FLIGHT SERVICES, INC.TX · 751932711-001 | $83M | 16,245 | $80,742 | 3y | 1 |
Flag exposure
90.7%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (23)
Raw Schedule C names collapsed into NOVA 401(K) ASSOCIATES.
- NOVA 401 (K) ASSOCIATES
- NOVA 401(K) ASOCIATES
- NOVA 401(K) ASSCOIATES
- NOVA 401(K) ASSOCAITES
- NOVA 401(K) ASSOCIATES
- NOVA 401(K) ASSOCIATES INC
- NOVA 401(K) ASSOCIATES LP
- NOVA 401(K) ASSOCIATES, INC.
- NOVA 401(K) ASSOCIATES, LLC
- NOVA 401(K) ASSOCIATES, LP
- NOVA 401(K) ASSOCIATIES
- NOVA 401(K)ASSOCIATES
- NOVA 401(K0 ASSOCIATES
- NOVA 4019K) ASSOCIATES
- NOVA 401K ASOCIATES
- NOVA 401K ASSOCIATES
- NOVA 401K ASSOCIATES LP
- NOVA 401K ASSOCIATES, LP
- NOVA 401K ASSOCIATS
- NOVA 401K) ASSOCIATES
- NOVA ASSOCIATES INC
- NOVA ASSOCIATES INC.
- NOVA ASSOCIATES, INC.
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for NOVA 401(K) ASSOCIATES's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 4 | 1.76% | 7.76% | -6.00 pp |
| Fidelity bond gap | 22 | 9.69% | 26.94% | -17.25 pp |
| Late contributions | 82 | 36.12% | 1.71% | +34.41 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 25 | 11.01% | 1.76% | +9.25 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with NOVA 401(K) ASSOCIATES. Compare to the incumbent market share (0.3%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.3 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).