MONTICELLO ASSOCIATES
4 known aliases resolved via the canonical alias map
Market position · 2024
Plans served4-4 YoYRank #2404 of mapped providers
Assets under administration$294M0.0%Market share · rank #5771
Fees received$126,696Median $20,809/planSum across Schedule C direct + indirect
Net wins YoY-40 won · 4 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical MONTICELLO ASSOCIATES plan look like?
Service mix · median fees per plan
Count of plans where MONTICELLO ASSOCIATES ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment advisory (plan); Direct payment from the planCode 27 | 4 | $20,809 |
Competitor overlap
Percent of MONTICELLO ASSOCIATES's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under MONTICELLO ASSOCIATES.
| Sponsor | From | Assets |
|---|
Plans lost in 2024
Appeared last year under MONTICELLO ASSOCIATES; not this year.
| Sponsor | To | Assets |
|---|---|---|
WILLIAM BEAUMONT HOSPITALMI · 381459362-001 | NORTHERN TRUST COMPANY | $1.3B |
OAKWOOD HEALTHCARE, INC.MI · 381405141-003 | NORTHERN TRUST COMPANY | $269M |
THE ART INSTITUTE OF CHICAGOIL · 362167725-001 | THE BANK OF NEW YORK MELLON | $122M |
OAKWOOD HEALTHCARE, INC.MI · 381405141-004 | MERCER | $42M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
REHABILITATION INSTITUTE OF CHICAGO DBA SHIRLEY RYAN ABILITYLABIL · 362256036-001 | $199M | 1,703 | $75,000 | 8y | - |
THE MUSICAL ARTS ASSOCIATIONOH · 340714468-001 | $56M | 309 | $20,117 | 9y | - |
COLUMBIA COLLEGE CHICAGOIL · 366112087-005 | $24M | 269 | $21,500 | 10y | - |
THE ORCHESTRAL ASSOCIATIONIL · 362167823-002 | $15M | 187 | $10,079 | 10y | - |
Flag exposure
100.0%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (4)
Raw Schedule C names collapsed into MONTICELLO ASSOCIATES.
- MONTICELLO
- MONTICELLO ASSOCIATE
- MONTICELLO ASSOCIATES
- MONTICELLO ASSOCIATES, INC.
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for MONTICELLO ASSOCIATES's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 0 | 0.00% | 1.71% | -1.71 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 0 | 0.00% | 1.76% | -1.76 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with MONTICELLO ASSOCIATES. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent