MMLIS
2 known aliases resolved via the canonical alias map
Market position · 2024
Plans served58+4 YoYRank #318 of mapped providers
Assets under administration$2.0B0.0%Market share · rank #3057
Fees received$1MMedian $7,554/planSum across Schedule C direct + indirect
Net wins YoY+717 won · 10 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical MMLIS plan look like?
Service mix · median fees per plan
Count of plans where MMLIS ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Other commissionsCode 55 | 48 | $6,563 | |
Investment advisory (plan); Other commissionsCode 27 | 8 | $18,049 | |
Contract Administrator; Other commissionsCode 13 | 1 | $8,026 | |
Other services; Other commissionsCode 49 | 1 | $6,040 |
Competitor overlap
Percent of MMLIS's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under MMLIS.
| Sponsor | From | Assets |
|---|---|---|
899210-01 NEXTEP, INC.OK · 731543198-333 | GREAT-WEST LIFE & ANNUITY INSURANCE | $566M |
RDG PLANNING & DESIGN, INC.IA · 421338016-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $57M |
THE WHEELING CORPORATIONCT · 510326386-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $43M |
P E SYSTEMS, INC.VA · 540891458-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $30M |
BS&B SAFETY SYSTEMS, LLCOK · 730785967-004 | GREAT-WEST LIFE & ANNUITY INSURANCE | $26M |
JACK DEMMER FORD, INC.MI · 381559015-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $24M |
COPELAND BUHL & COMPANY PLLPMN · 411292716-001 | (new plan) | $23M |
EDEN AUTISM SERVICES, INC.NJ · 222069597-001 | PRINCIPAL LIFE INSURANCE COMPANY | $22M |
THOMAS, BENNETT & HUNTER, INC.MD · 520507300-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $22M |
PAMARCO TECHNOLOGIES, LLCNJ · 223322829-002 | GREAT-WEST LIFE & ANNUITY INSURANCE | $21M |
Plans lost in 2024
Appeared last year under MMLIS; not this year.
| Sponsor | To | Assets |
|---|---|---|
INSIGHTSOFTWARE, LLCNC · 561944603-002 | FIDELITY INVESTMENTS INSTITUTIONAL | $60M |
THE HEALTH PLAN OF WEST VIRGINIA, INC.WV · 550585592-002 | MCKINLEY CARTER WEALTH SERVICES | $51M |
HARTUNG BROTHERS, INC.WI · 391215159-001 | MASSACHUSETTS MUTUAL LIFE INS. CO. | $48M |
KING & PRINCE SEAFOOD CORPORATIONGA · 580630562-004 | NEWEDGE ADVISORS LLC | $37M |
TRAFFIC PLANNING AND DESIGN INC.PA · 232557966-001 | ACEC RETIREMENT TRUST | $29M |
ROCK SOLID TECHNOLOGIES, INC.PR · 660548938-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $10M |
GLOBAL TECHNICAL SYSTEMSVA · 541849930-001 | LINCOLN NATIONAL CORPORATION | $9M |
FASTCO INDUSTRIES, INC.MI · 382253225-001 | GLOBAL RETIREMENT PARTNERS LLC | $6M |
TELECOMMUNICATION SUPPORT SERVICES, INC.FL · 593068703-001 | (new plan) | $5M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
899210-01 NEXTEP, INC.OK · 731543198-333 | $566M | 21,230 | $225,355 | 1y | 1 |
PENTEGRA SERVICES, INCNY · 133745616-006 | $192M | 9,376 | $3,208 | 2y | 1 |
THOMAS & HUTTON ENGINEERING CO.GA · 580652827-002 | $117M | 622 | $34,665 | 2y | 1 |
CERRIS, INC.KS · 363740049-001 | $85M | 1,052 | $2,486 | 3y | 2 |
NSD NEWCO, INCFL · 843500138-001 | $73M | 545 | $7,082 | 3y | - |
MIDREX TECHNOLOGIES, INC.NC · 521791274-002 | $60M | 282 | $0 | 3y | 1 |
RDG PLANNING & DESIGN, INC.IA · 421338016-001 | $57M | 280 | $0 | 2y | - |
PENTEGRA SERVICES, INCNY · 133745616-004 | $50M | 1,835 | $42,808 | 3y | 1 |
THE WHEELING CORPORATIONCT · 510326386-001 | $43M | 496 | $0 | 1y | - |
PACIFIC HYDROTECH CORPORATIONCA · 954107601-001 | $42M | 352 | $59,313 | 3y | 1 |
Flag exposure
86.2%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (2)
Raw Schedule C names collapsed into MMLIS.
- MMLIS
- MMLIS INVESTORS SERVICES INC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for MMLIS's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 1 | 1.72% | 26.94% | -25.22 pp |
| Late contributions | 18 | 31.03% | 1.71% | +29.32 pp |
| Failed to provide benefit | 1 | 1.72% | 0.14% | +1.59 pp |
| Corrective distributions | 12 | 20.69% | 1.76% | +18.93 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with MMLIS. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent