MESIROW FINANCIAL INVESTMENT MANAGE
278 known aliases resolved via the canonical alias map
Market position · 2024
Plans served350-63 YoYRank #77 of mapped providers
Assets under administration$60.8B0.1%Market share · rank #238
Fees received$11MMedian $4,666/planSum across Schedule C direct + indirect
Net wins YoY-5769 won · 126 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical MESIROW FINANCIAL INVESTMENT MANAGE plan look like?
Service mix · median fees per plan
Count of plans where MESIROW FINANCIAL INVESTMENT MANAGE ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment management fees paid directly by plan; Investment advisory (plan)Code 27 | 198 | $2,235 | |
Securities brokerage commissions and fees; Soft dollars commissions; Investment managementCode 28 | 55 | $67,849 | |
Participant loan processing; Direct payment from the planCode 37 | 40 | $0 | |
Investment management; Investment management fees paid directly by plan; Direct payment from the plan; Investment advisory (participants); Investment advisory (plan)Code 26 | 20 | $8,265 | |
Trustee (bank, trust company, or similar financial institution); Recordkeeping and information management (computing, tabulating, data processing, etc.); Direct payment from the plan; Other services; Recordkeeping fees; Other feesCode 15 | 13 | $14,617 | |
Investment management; Consulting (general); Investment advisory (plan); Consulting fees; Investment management fees paid directly by planCode 16 | 6 | $9,572 | |
Other feesCode 99 | 6 | $5,682 | |
Other servicesCode 49 | 4 | $12,765 |
Competitor overlap
Percent of MESIROW FINANCIAL INVESTMENT MANAGE's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under MESIROW FINANCIAL INVESTMENT MANAGE.
| Sponsor | From | Assets |
|---|---|---|
BRICKLAYERS & TROWEL TRADES INTL PENSION FD BD OF TRUSTEEDC · 526127746-001 | ARROWMARK PARTNERS | $1.9B |
JOINT BOARD OF TRUSTEES OF NORTH CENTRAL STATES REGIONAL COUNCIL OFWI · 396079856-001 | NEUBERGER BERMAN | $1.8B |
BOARD OF TRUSTEES, SAN DIEGO COUNTY CONSTRUCTIONCA · 956090541-001 | MILLIMAN, INC. | $461M |
NEWPORT GROUP, INC.CA · 272037969-016 | RSM US LLP | $431M |
IBEW LOCAL UNION NO. 99RI · 056049537-002 | MASSACHUSETTS MUTUAL LIFE INS. CO. | $179M |
HILCO TRADING, LLCIL · 753222990-001 | CREATIVE PLANNING LLC | $114M |
IMAGINE SCHOOLS, INC.VA · 043466383-001 | ASCENSUS LLC | $111M |
WOODHOUSE FORD, INC.NE · 470565206-001 | UNITED OF OMAHA | $96M |
BARNHILL CONTRACTING COMPANYNC · 560512633-001 | ASCENSUS LLC | $79M |
THE DELTA PATHOLOGY GROUP, LLCLA · 720933293-001 | AMERICAN UNITED LIFE INSURANCE CO | $66M |
Plans lost in 2024
Appeared last year under MESIROW FINANCIAL INVESTMENT MANAGE; not this year.
| Sponsor | To | Assets |
|---|---|---|
OPENLANE, INC.IN · 208744739-001 | CREATIVE PLANNING LLC | $298M |
OFFICE OF THE SPECIAL DEPUTY RECEIVERIL · 363757445-001 | CREATIVE PLANNING LLC | $238M |
NATIONAL MARINE MANUFACTURERS ASSOCIATION, INC.IL · 362369301-333 | MERRILL LYNCH PIERCE FENNER & SMITH | $120M |
CAROLINA DEALERSHIPS INC.NC · 200465434-001 | LINCOLN NATIONAL CORPORATION | $98M |
BOARD OF TRUSTEES STUDIO MECHANICS LOCAL 476 IATSE RETIREMENIL · 366552588-001 | ALLIANCE PENSION CONSULTANTS, LLC | $87M |
PLANSOURCE FINANCIAL SERVICES, INC.FL · 593707284-001 | MERRILL LYNCH PIERCE FENNER & SMITH | $71M |
ZIDELL MARINE CORPORATIONOR · 910713057-001 | CREATIVE PLANNING LLC | $70M |
AMERICAN GREETINGS CORPORATIONOH · 340065325-015 | CREATIVE PLANNING LLC | $68M |
INNOVATIVE DEFENSE TECHNOLOGIES,VA · 203575585-001 | MERRILL LYNCH PIERCE FENNER & SMITH | $53M |
ATLAS TOYOTA MATERIAL HANDLING, LLCIL · 274350763-001 | CREATIVE PLANNING LLC | $52M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICANY · 131624203-001 | $5.9B | 29,832 | $464,673 | 3y | - |
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICANY · 131624203-003 | $4.6B | 26,753 | $474,672 | 3y | - |
TRUSTEES OF I.B. OF T. UNION LOCAL 710 PENSION FUNDIL · 362377656-001 | $4.5B | 21,566 | $1M | 7y | - |
BD OF TRUSTEES LOC. 804 & LOC. 447 MULTI-EMPLOYER RET. PLANGA · 516117726-001 | $2.4B | 12,427 | $1M | 10y | - |
TRUSTEES OF UFCW UNIONS & EMPLOYERS MIDWEST PENSION FUNDIL · 366508328-001 | $1.9B | 33,742 | $214,985 | 9y | - |
JOINT BOARD OF TRUSTEES OPERATING ENGINEERS LOCAL 324MI · 381900637-001 | $1.9B | 21,246 | $181,010 | 7y | - |
BRICKLAYERS & TROWEL TRADES INTL PENSION FD BD OF TRUSTEEDC · 526127746-001 | $1.9B | 76,992 | $20,500 | 1y | - |
BD OF TRUSTEES LOCAL 705 I.B. OF T. PENSION TRUST FUNDIL · 366492502-001 | $1.9B | 15,670 | $37,326 | 9y | - |
JOINT BOARD OF TRUSTEES ELECTRICAL WORKERS LOCAL 103 IBEWMA · 046063734-001 | $1.9B | 10,363 | $312,380 | 9y | - |
JOINT BOARD OF TRUSTEES OF NORTH CENTRAL STATES REGIONAL COUNCIL OFWI · 396079856-001 | $1.8B | 18,092 | $278,736 | 1y | - |
Flag exposure
84.9%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (278)
Raw Schedule C names collapsed into MESIROW FINANCIAL INVESTMENT MANAGE.
- MEISEROW FINANCIAL
- MEISIROW FINANCIAL
- MEISIROW FINANCIAL, INC
- MEISROW
- MEISROW FINANCIAL
- MEISROW FINANCIAL INC
- MEISROW FINANCIAL INVESTMENT
- MEISROW FINANCIAL INVESTMENT MANAGE
- MEISROW FINANCIAL INVESTMENT MGMT
- MEISROW FINANCIAL, INC
- MEISROW FINANCIAL, INC.
- MERIROW FINANCIAL, INC.
- MERISOW FINANCIAL
- MERISOW FINANCIAL INC
- MESIEROW FINANCIAL INC
- MESIOW FINANCIAL INC
- MESIRO
- MESIRO FINANCIAL INVESTMENT MGMT
- MESIRO FINANCIAL INVESTMENT MGT
- MESIRO FINANCIAL, INC.
- MESIROQ FINANCICAL, INC
- MESIROW
- MESIROW ADVANCED STRATEGIES INC.
- MESIROW ADVANCED STRATEGIES, INC
- MESIROW ADVANCED STRATEGIES, INC.
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for MESIROW FINANCIAL INVESTMENT MANAGE's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 7 | 2.00% | 7.76% | -5.76 pp |
| Fidelity bond gap | 17 | 4.86% | 26.94% | -22.08 pp |
| Late contributions | 77 | 22.00% | 1.71% | +20.29 pp |
| Failed to provide benefit | 3 | 0.86% | 0.14% | +0.72 pp |
| Corrective distributions | 92 | 26.29% | 1.76% | +24.53 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with MESIROW FINANCIAL INVESTMENT MANAGE. Compare to the incumbent market share (0.5%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.5 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).