MMA SECURITIES LLC
174 known aliases resolved via the canonical alias map
Market position · 2024
Plans served916+112 YoYRank #35 of mapped providers
Assets under administration$128.3B0.1%Market share · rank #121
Fees received$33MMedian $29,551/planSum across Schedule C direct + indirect
Net wins YoY+105216 won · 111 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical MMA SECURITIES LLC plan look like?
Service mix · median fees per plan
Count of plans where MMA SECURITIES LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Other investment fees and expenses; Investment advisory (plan); Securities brokerage commissions and fees; Securities brokerage; Direct payment from the planCode 27 | 591 | $30,000 | |
Other fees; Consulting (pension); Consulting (general)Code 16 | 59 | $33,492 | |
Trustee (bank, trust company, or similar financial institution); Recordkeeping fees; Other fees; Direct payment from the plan; Recordkeeping and information management (computing, tabulating, data processing, etc.); Other servicesCode 15 | 52 | $23,636 | |
Other feesCode 99 | 47 | $16,900 | |
Investment management; Investment advisory (participants); Direct payment from the plan; Investment management fees paid directly by plan; Investment advisory (plan)Code 26 | 38 | $18,338 | |
Insurance services; Insurance agents and brokers; Insurance brokerage commissions and feesCode 22 | 25 | $36,135 | |
Other commissionsCode 55 | 21 | $28,107 | |
Other fees; Investment managementCode 28 | 14 | $28,713 |
Competitor overlap
Percent of MMA SECURITIES LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under MMA SECURITIES LLC.
| Sponsor | From | Assets |
|---|---|---|
EDWARD D. JONES & CO., L.P.MO · 430345811-001 | EAIC | $12.4B |
ADVOCATE AURORA HEALTH, INCWI · 824184596-004 | MITCHELL & TITUS, LLP | $10.5B |
CASE NEW HOLLAND INDUSTRIAL INC.WI · 391982756-002 | FIDELITY INVESTMENTS INSTITUTIONAL | $2.3B |
SOUTHERN CALIFORNIA PIPE TRADES RETIREMENT FUNDCA · 516108443-001 | INDEPENDENT FINANCIAL PARTNERS | $1.6B |
POLARIS INDUSTRIES INC.MN · 411857431-001 | LPL FINANCIAL | $1.1B |
PACTIV EVERGREEN SERVICES INC.IL · 270147082-004 | PRINCIPAL LIFE INSURANCE COMPANY | $1.0B |
ADECCO, INC.FL · 752370177-006 | FORVIS, LLP | $874M |
BOARD OF TRUSTEES OF THE U.A. LOCAL NO. 393 DEFINED CONTRIBUTION PLANCA · 946075617-003 | THE SEGAL COMPANY | $772M |
DOT HOLDINGS COMO · 823213853-003 | PRINCIPAL LIFE INSURANCE COMPANY | $674M |
RESOLUTE FP US INC. · 620721803-004 | (new plan) | $641M |
Plans lost in 2024
Appeared last year under MMA SECURITIES LLC; not this year.
| Sponsor | To | Assets |
|---|---|---|
PAYPAL HOLDINGS, INC.CA · 472989869-001 | GERBER KAWASAKI WEALTH & | $2.0B |
BOARD OF TRUSTEES, UNITED ASSOCIATION UNION LOCAL NO.OR · 936021114-001 | NUWEST INSURANCE SERVICES | $1.1B |
RECREATIONAL EQUIPMENT, INC.WA · 910656890-001 | VOYA RETIREMENT INSURANCE & ANNUITY | $1.0B |
SMITHS GROUP SERVICES CORPORATIONDC · 223015350-002 | KILPATRICK TOWNSEND | $923M |
WACHTELL, LIPTON, ROSEN & KATZNY · 131935773-003 | FIDUCIENT ADVISORS LLC | $511M |
COOPERATIVE PENSION / SAVINGS BOARDIN · 311257147-335 | NYHART | $417M |
BRIGHTVIEW LANDSCAPES, LLCPA · 421724313-001 | MERCER | $358M |
BOARD OF TRUSTEES, SEIU 775 SECURE RETIREMENT TRUSTWA · 474321390-001 | HR ADVOCATES | $284M |
SMITHS GROUP SERVICES CORPORATIONDC · 223015350-001 | KILPATRICK TOWNSEND | $258M |
VIBRANTZ CORPORATIONOH · 340217820-031 | TAFT STETTINIUS & HOLLISTER LLP | $237M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
EDWARD D. JONES & CO., L.P.MO · 430345811-001 | $12.4B | 58,392 | $6,986 | 1y | - |
ADVOCATE AURORA HEALTH, INCWI · 824184596-004 | $10.5B | 103,145 | $189,942 | 1y | 1 |
BOARD OF TRUSTEES, SO CA UFCW UNIONS & FOOD EMPLOYERSCA · 951939092-001 | $6.5B | 199,927 | $0 | 6y | - |
BOARD OF TRUSTEES LABORERS PENSION TRUST FUND FOR NORTHERN CALIFORNIACA · 946277608-001 | $5.5B | 44,826 | $65,948 | 1y | - |
UMWA 1974 PENSION TRUST BOARD OF TRUSTEESDC · 521050282-002 | $3.8B | 71,051 | $308,029 | 6y | 1 |
UNIVERSAL HEALTH SERVICES, INC.PA · 232077891-001 | $3.7B | 80,921 | $123,038 | 6y | 1 |
BOARD OF TRUSTEES, CALIFORNIA IRONWORKERS FIELD PENSION TRUST FUNCA · 956042866-001 | $3.5B | 21,447 | $101,691 | 7y | - |
FRANKLIN RESOURCES, INC.CA · 132670991-003 | $2.8B | 6,693 | $18,300 | 3y | 1 |
CASE NEW HOLLAND INDUSTRIAL INC.WI · 391982756-002 | $2.3B | 12,639 | $125,000 | 1y | - |
BOARD OF TRUSTEES GCIU-EMPLOYER RETIREMENT BENEFIT PLANWA · 916024903-001 | $1.8B | 37,126 | $23,606 | 7y | - |
Flag exposure
82.2%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (174)
Raw Schedule C names collapsed into MMA SECURITIES LLC.
- ASSURED PARTNERS
- ASSURED PARTNERS CAPITAL INC
- ASSURED PARTNERS CAPITAL INC.
- ASSURED PARTNERS CAPITAL, INC
- ASSURED PARTNERS CAPITAL, INC.
- ASSURED PARTNERS INVESTMENT
- ASSURED PARTNERS NE LLC
- ASSURED PARTNERS NORTHEAST
- ASSURED PARTNERS NORTHEAST LLC
- ASSURED PARTNERS NORTHEAST, LLC
- ASSURED PARTNERS OF NORTH CAROLINA
- ASSURED PARTNERS OF NORTH CAROLINA,
- ASSURED PARTNERS OF OHIO DBA DAWSON
- ASSURED PARTNERS, INC
- ASSURED SKCG
- ASSURED SKCG GROUP, INC.
- ASSURED SKCG INC
- ASSURED SKCG, INC
- ASSURED SKCG, INC.
- BARNEY & BARNEY INSURANCE SER. LLC
- BARNEY & BARNEY MARSH & MCLENNAN
- BARNEY AND BARNEY INS SVS LLC
- BARNEY AND BARNEY INS. SVCS. LLC
- CENTURION, A A MARSH & MCLENNAN AGE
- CENTURION, A MARSH & MCLENNAN AGENC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for MMA SECURITIES LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 22 | 2.40% | 7.76% | -5.36 pp |
| Fidelity bond gap | 27 | 2.95% | 26.94% | -23.99 pp |
| Late contributions | 244 | 26.64% | 1.71% | +24.92 pp |
| Failed to provide benefit | 19 | 2.07% | 0.14% | +1.94 pp |
| Corrective distributions | 244 | 26.64% | 1.76% | +24.88 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with MMA SECURITIES LLC. Compare to the incumbent market share (1.4%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-1.3 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).