LOMBARD SECURITIES INC
3 known aliases resolved via the canonical alias map
Market position · 2024
Plans served3-1 YoYRank #2731 of mapped providers
Assets under administration$137M0.0%Market share · rank #6828
Fees received$29,640Median $9,188/planSum across Schedule C direct + indirect
Net wins YoY+01 won · 1 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical LOMBARD SECURITIES INC plan look like?
Service mix · median fees per plan
Count of plans where LOMBARD SECURITIES INC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment advisory (plan)Code 27 | 3 | $9,188 |
Competitor overlap
Percent of LOMBARD SECURITIES INC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under LOMBARD SECURITIES INC.
| Sponsor | From | Assets |
|---|---|---|
YORK BUILDING PRODUCTS CO., INC.PA · 231531886-001 | THE GLENMEDE TRUST COMPANY, N.A. | $101M |
Plans lost in 2024
Appeared last year under LOMBARD SECURITIES INC; not this year.
| Sponsor | To | Assets |
|---|---|---|
TNG INTERNATIONAL PENSION FUNDDC · 521082662-001 | BYRNE SOFTWARE | $157M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
YORK BUILDING PRODUCTS CO., INC.PA · 231531886-001 | $101M | 665 | $9,188 | 1y | 1 |
STEWART & TATE, INC.PA · 231624612-002 | $28M | 314 | $8,620 | 5y | 1 |
EASTERN SHORE TRANSPORT, LLCPA · 271322213-001 | $9M | 145 | $11,832 | 4y | - |
Flag exposure
100.0%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (3)
Raw Schedule C names collapsed into LOMBARD SECURITIES INC.
- LOMBARD INTERNATIONAL
- LOMBARD ODIER
- LOMBARD SECURITIES INC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for LOMBARD SECURITIES INC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 0 | 0.00% | 1.71% | -1.71 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 2 | 66.67% | 1.76% | +64.91 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with LOMBARD SECURITIES INC. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent