LEAFHOUSE FINANCIAL ADVISORS, LLC
36 known aliases resolved via the canonical alias map
Market position · 2024
Plans served303+20 YoYRank #84 of mapped providers
Assets under administration$6.5B0.0%Market share · rank #1603
Fees received$3MMedian $5,652/planSum across Schedule C direct + indirect
Net wins YoY+2370 won · 47 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical LEAFHOUSE FINANCIAL ADVISORS, LLC plan look like?
Service mix · median fees per plan
Count of plans where LEAFHOUSE FINANCIAL ADVISORS, LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Other fees; Investment advisory (plan)Code 27 | 139 | $6,237 | |
Other feesCode 99 | 120 | $3,768 | |
Investment advisory (plan); Investment management; Investment management fees paid directly by plan; Investment advisory (participants)Code 26 | 24 | $8,992 | |
Shareholder servicing fees; Investment managementCode 28 | 8 | $10,168 | |
Investment advisory (plan); Insurance brokerage commissions and fees; Consulting (general)Code 16 | 6 | $11,789 | |
Trustee (bank, trust company, or similar financial institution); Recordkeeping fees; Other fees; Direct payment from the plan; Recordkeeping and information management (computing, tabulating, data processing, etc.); Other servicesCode 15 | 3 | $10,654 | |
Insurance agents and brokersCode 22 | 2 | $4,395 | |
Trustee (directed)Code 25 | 1 | $2,021 |
Competitor overlap
Percent of LEAFHOUSE FINANCIAL ADVISORS, LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under LEAFHOUSE FINANCIAL ADVISORS, LLC.
| Sponsor | From | Assets |
|---|---|---|
THE BAMA COMPANIES, INC.OK · 730988323-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $78M |
AMERICANTCS FIDUCIARY SERVICES, LLCPA · 932789379-024 | VOYA RETIREMENT INSURANCE & ANNUITY | $73M |
METREA MANAGEMENT LLCOK · 823915646-001 | (new plan) | $57M |
AMERICANTCS FIDUCIARY SERVICES, LLCPA · 932789379-005 | AMERICANTCS FIDUCIARY SERVICES, LLC | $54M |
INTANDEM HUMAN RESOURCES, LLCCO · 273961736-101 | (new plan) | $49M |
QUANDEL ENTERPRISES, LLCPA · 861059248-001 | LPL FINANCIAL | $40M |
ACUATIVE CORPORATIONNJ · 222513273-001 | MORNINGSTAR | $38M |
THE STEPHENS GROUP, LLCAR · 204948475-001 | WILSHIRE ASSOCIATES INCORPORATED | $33M |
EVANS GENERAL CONTRACTORS, LLCGA · 582602425-001 | AMERICAN REALTY ADVISORS | $33M |
DAVIS & FLOYD, INC.SC · 570346458-001 | GREENWOOD CAPITAL ASSOCIATES | $32M |
Plans lost in 2024
Appeared last year under LEAFHOUSE FINANCIAL ADVISORS, LLC; not this year.
| Sponsor | To | Assets |
|---|---|---|
HCF MANAGEMENT, INC.OH · 200085606-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $53M |
YORK CONTAINER COMPANYPA · 231434215-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $44M |
SCHNIPKE ENGRAVING COMPANY, INC.OH · 341005519-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $31M |
FORAN GLENNON PALANDECH & PONZI, PCIL · 364461943-001 | MERRILL LYNCH PIERCE FENNER & SMITH | $25M |
KLAS ENTERPRISES, LLCUT · 860878379-001 | GALLAGHER FIDUCIARY ADVISORS, LLC | $23M |
BURD & FLETCHER COMPANYMO · 440186540-001 | HAYS COMPANIES | $23M |
BANFI PRODUCTS CORPORATIONNY · 134941010-004 | (new plan) | $21M |
NETBRAIN TECHNOLOGIES, INC.MA · 050611033-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $21M |
KASCO, LLCMI · 382864831-001 | MORGAN STANLEY SMITH BARNEY | $20M |
ORTHOPEDIC ASSOC OF FLOWER MOUNDTX · 208012726-001 | (new plan) | $20M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
METHODIST HOSPITAL OF SOUTHERN CACA · 951643336-004 | $202M | 1,583 | $80,081 | 8y | 1 |
PWP EMPLOYER LPNY · 813881290-001 | $172M | 1,136 | $40,448 | 7y | 1 |
AGC OF AMERICA, SD CHAPTER, INC. 401(K) PROFIT SHARING PLANCA · 951951119-002 | $171M | 4,403 | $55,225 | 3y | 1 |
CMG MORTGAGE, INC. DBA CMG FINANCIALCA · 680309242-001 | $164M | 4,012 | $34,573 | 5y | 1 |
SAN DIEGO COASTAL MEDICAL GROUP, INC.CA · 330776371-001 | $136M | 345 | $12,353 | 4y | 1 |
DOMO, INC.UT · 870554725-001 | $123M | 1,017 | $43,821 | 6y | - |
DIVERSIFIED GAS & OIL CORPORATIONAL · 465279721-001 | $110M | 1,545 | $39,175 | 4y | 1 |
THE BAMA COMPANIES, INC.OK · 730988323-001 | $78M | 1,060 | $14,902 | 1y | 1 |
AMERICANTCS FIDUCIARY SERVICES, LLCPA · 932789379-024 | $73M | 1,776 | $8,439 | 1y | 1 |
CCFI COMPANIES, LLCOH · 872161861-001 | $69M | 2,297 | $12,677 | 3y | - |
Flag exposure
88.1%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (36)
Raw Schedule C names collapsed into LEAFHOUSE FINANCIAL ADVISORS, LLC.
- LEAF HOUSE FINANCIAL
- LEAF HOUSE FINANCIAL ADV, LLC
- LEAF HOUSE FINANCIAL ADVISORS
- LEAF HOUSE FINANCIAL ADVISORS LLC
- LEAF HOUSE FINANCIAL ADVISORS, LLC
- LEAF HOUSE FINANICAL ADVISORS, LLC
- LEAFHOSE FINANCIAL ADVISORS LLC
- LEAFHOURSE FINANCIAL ADVISORS LLC
- LEAFHOURSE FINANCIAL ADVISORS, LLC
- LEAFHOUSE
- LEAFHOUSE ATLANTIC SECURITIES INC
- LEAFHOUSE FINANCAL ADVISORS, LLC
- LEAFHOUSE FINANCIAL
- LEAFHOUSE FINANCIAL 3(38)
- LEAFHOUSE FINANCIAL ADIVSORS, LLC
- LEAFHOUSE FINANCIAL ADV
- LEAFHOUSE FINANCIAL ADVIROS, LLC
- LEAFHOUSE FINANCIAL ADVISOR
- LEAFHOUSE FINANCIAL ADVISOR LLC
- LEAFHOUSE FINANCIAL ADVISOR, LLC
- LEAFHOUSE FINANCIAL ADVISORS
- LEAFHOUSE FINANCIAL ADVISORS LL
- LEAFHOUSE FINANCIAL ADVISORS LLC
- LEAFHOUSE FINANCIAL ADVISORS, LL
- LEAFHOUSE FINANCIAL ADVISORS, LLC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for LEAFHOUSE FINANCIAL ADVISORS, LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 7 | 2.31% | 7.76% | -5.45 pp |
| Fidelity bond gap | 19 | 6.27% | 26.94% | -20.67 pp |
| Late contributions | 82 | 27.06% | 1.71% | +25.35 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 63 | 20.79% | 1.76% | +19.03 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with LEAFHOUSE FINANCIAL ADVISORS, LLC. Compare to the incumbent market share (0.5%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.5 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).