NORTH AMERICAN KTRADE ALLIANCE, LLC
30 known aliases resolved via the canonical alias map
Market position · 2024
Plans served42-6 YoYRank #404 of mapped providers
Assets under administration$17.5B0.0%Market share · rank #741
Fees received$4MMedian $24,449/planSum across Schedule C direct + indirect
Net wins YoY-68 won · 14 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical NORTH AMERICAN KTRADE ALLIANCE, LLC plan look like?
Service mix · median fees per plan
Count of plans where NORTH AMERICAN KTRADE ALLIANCE, LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Sub-transfer agency fees; Other services; Distribution (12b-1) fees; Recordkeeping and information management (computing, tabulating, data processing, etc.); Shareholder servicing fees; Recordkeeping feesCode 15 | 13 | $19,458 | |
Recordkeeping feesCode 64 | 6 | $33,455 | |
Investment advisory (plan); Direct payment from the planCode 27 | 5 | $39,977 | |
Recordkeeping and information management (computing, tabulating, data processing, etc.); Accounting (including auditing); ActuarialCode 10 | 4 | $34,555 | |
Investment advisory (plan); Investment advisory (participants); Direct payment from the planCode 26 | 4 | $14,631 | |
Recordkeeping fees; Investment management; Custodial (securities)Code 19 | 3 | $24,203 | |
Shareholder servicing fees; Recordkeeping feesCode 59 | 2 | $22,086 | |
Direct payment from the plan; Contract AdministratorCode 13 | 1 | $2,195,941 |
Competitor overlap
Percent of NORTH AMERICAN KTRADE ALLIANCE, LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under NORTH AMERICAN KTRADE ALLIANCE, LLC.
| Sponsor | From | Assets |
|---|---|---|
DELL INC.TX · 742487834-001 | FINANCIAL ENGINES | $14.7B |
CASTLE BIOSCIENCES, INC.TX · 770701774-001 | ALLIANCE PENSION CONSULTANTS, LLC | $53M |
WESCOM, INC.MN · 460460708-001 | (new plan) | $8M |
THRIVE COMPANIESOH · 263039980-001 | (new plan) | $4M |
DESTINY SPRINGS HEALTHCARE, LLCAZ · 814160201-001 | (new plan) | $445,991 |
CHILDFUND INTERNATIONALVA · 540536100-001 | METLIFE LIFE INSURANCE COMPANY | $0 |
Plans lost in 2024
Appeared last year under NORTH AMERICAN KTRADE ALLIANCE, LLC; not this year.
| Sponsor | To | Assets |
|---|---|---|
THERMO FISHER SCIENTIFIC, INC.PA · 042209186-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $7.5B |
MARS, INCORPORATEDNJ · 221594774-001 | TREXQUANT OFFSHORE FUND | $5.3B |
THE CULTURAL INSTITUTIONS RETIREMENT SYSTEMNY · 112001170-001 | SCHULTE ROTH & ZABEL LLP | $1.5B |
THE CULTURAL INSTITUTIONS RETIREMENT SYSTEMNY · 112001170-002 | SCHULTE ROTH & ZABEL LLP | $629M |
SCHWANS SHARED SERVICES, LLCMN · 810572771-001 | MERCER | $571M |
CAPITAL BLUE CROSSPA · 230455154-002 | BLACKROCK | $454M |
SEALED AIR CORPORATIONNC · 650654331-007 | WILLIS TOWERS WATSON US LLC | $111M |
RADIOLOGY OF INDIANA, P.C.IN · 351187380-002 | EMPLOYEE BENEFIT SERVICES, INC. | $56M |
RELEVATE HEALTH MANAGEMENT, LLC.OH · 872676505-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $18M |
THE HOMESTEAD, L.C.TX · 752500327-001 | PRINCIPAL LIFE INSURANCE COMPANY | $17M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
DELL INC.TX · 742487834-001 | $14.7B | 58,607 | $153,000 | 1y | 1 |
NORTH ATLANTIC STATES CARPENTERS ANNUITY PLANCT · 061308364-001 | $1.3B | 27,161 | $2M | 5y | - |
COX, CASTLE & NICHOLSON LLPCA · 952547124-003 | $270M | 248 | $367,758 | 10y | - |
VIAD CORPAZ · 361169950-002 | $263M | 2,995 | $27,040 | 2y | 1 |
GUNSTER, YOAKLEY & STEWART, P.A.FL · 591450702-006 | $243M | 571 | $22,794 | 2y | - |
NORTHERN ILLINOIS ANNUITY FUNDWA · 363449836-001 | $160M | 7,405 | $41,324 | 5y | - |
NORTHWEST ORTHOPAEDIC SPECIALIST, P .S.WA · 911502837-004 | $76M | 419 | $9,879 | 7y | - |
CASTLE BIOSCIENCES, INC.TX · 770701774-001 | $53M | 846 | $69,860 | 3y | 1 |
M-AURORA WORLDWIDE (US) LPCA · 952221188-001 | $41M | 491 | $39,977 | 8y | - |
HOSPITAL & MEDICAL FOUNDATION OF PARIS, INC.IL · 370860281-005 | $39M | 983 | $72,494 | 8y | - |
Flag exposure
92.9%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (30)
Raw Schedule C names collapsed into NORTH AMERICAN KTRADE ALLIANCE, LLC.
- KTRADE
- KTRADE ALLIANCE, LLC
- NO AMERICAN KTRADE ALLIANCE, LLC
- NORTH AMERICA KTRADE ALLIANCE
- NORTH AMERICA KTRADE ALLIANCE LLC
- NORTH AMERICA KTRADE ALLICANE, LLC
- NORTH AMERICAN KTRADE ALLIANCE
- NORTH AMERICAN KTRADE ALLIANCE LLC
- NORTH AMERICAN KTRADE ALLIANCE, INC
- NORTH AMERICAN KTRADE ALLIANCE, LLC
- NORTH ATLANTIC STATES CARP PENSION
- NORTH CAPITAL
- NORTH CAPITAL INC.
- NORTH CENTRAL ILLINOIS LABORERS
- NORTH DALLAS BANK & TRUST CO
- NORTH HAVEN CREDIT PARTNERS II
- NORTH PIER FIDUCIARY MANAGEMENT
- NORTH PIER FIDUCIARY MANAGEMENT LLC
- NORTH PIER FIDUCIARY MANAGEMENT,LLC
- NORTH PIER FIDUCIARY MGMT
- NORTH PIER FIDUCIARY MGMT, LLC
- NORTH PIER FIDUCIARY MGMT.
- NORTH PIER SEARCH CONSULTING
- NORTH SHORE BANK
- NORTH SHORE WEALTH PARTNERS INC.
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for NORTH AMERICAN KTRADE ALLIANCE, LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 1 | 2.38% | 7.76% | -5.38 pp |
| Fidelity bond gap | 3 | 7.14% | 26.94% | -19.80 pp |
| Late contributions | 13 | 30.95% | 1.71% | +29.24 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 4 | 9.52% | 1.76% | +7.77 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with NORTH AMERICAN KTRADE ALLIANCE, LLC. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent