KELLEY FINANCIAL SERVICES, INC.
11 known aliases resolved via the canonical alias map
Market position · 2024
Plans served12+3 YoYRank #1166 of mapped providers
Assets under administration$2.1B0.0%Market share · rank #3010
Fees received$260,991Median $19,554/planSum across Schedule C direct + indirect
Net wins YoY+39 won · 6 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical KELLEY FINANCIAL SERVICES, INC. plan look like?
Service mix · median fees per plan
Count of plans where KELLEY FINANCIAL SERVICES, INC. ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Legal; Direct payment from the planCode 29 | 10 | $19,554 | |
Employee (plan); Direct payment from the planCode 30 | 2 | $28,573 |
Competitor overlap
Percent of KELLEY FINANCIAL SERVICES, INC.'s plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under KELLEY FINANCIAL SERVICES, INC..
| Sponsor | From | Assets |
|---|---|---|
NEW MEXICO ELECTRICIANS RETIREMENT BENEFIT FUNDNM · 516105542-001 | RYAN LABS ASSET MANAGEMENT | $239M |
B OF T IBEW LOCAL 640 & AZ CHAPTER NECA DB PENSION PLANAZ · 860323980-001 | BMO HARRIS BANK NA | $229M |
B OF T IBEW LOCAL NO 640 & AZ CHAPTER NECA DEFINED CONTRIBUTION PLANAZ · 860323980-002 | RYAN LABS ASSET MANAGEMENT | $137M |
BOARD OF TRUSTEES ARIZONA SHEET METAL PENSION TRUST FUNDAZ · 866069718-001 | AUDAX MANAGEMENT COMPANY (NY), LLC | $109M |
NEW MEXICO PIPE TRADESNM · 516029978-002 | LORD ABBETT | $85M |
B OF T IBEW LOCAL NOS 570 & 518 AND SOUTHERN AZ CHAP NECA ANNUITY PLANAZ · 866089862-002 | RYAN RAPP & UNDERWOOD | $42M |
PHOENIX PAINTERS' PENSION TRUST FUNDAZ · 866068085-001 | RYAN LABS ASSET MANAGEMENT | $28M |
BOARD OF TRUSTEES SM WORKERS LOCAL 49 DEFINED CONTRIBUTION PLANNM · 742846833-001 | RYAN RAPP & UNDERWOOD | $23M |
NM STATE CONFERENCE OF THE MASONS' PENSION TRUST FUNDNM · 856073938-001 | RYAN LABS ASSET MANAGEMENT | $13M |
Plans lost in 2024
Appeared last year under KELLEY FINANCIAL SERVICES, INC.; not this year.
| Sponsor | To | Assets |
|---|---|---|
ONCOLOGY HEMATOLOGY WEST, P.C.NE · 470754790-001 | OSAIC WEALTH INC | $44M |
RUSKEN PACKAGING, INC.AL · 630776136-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $26M |
ONEWORLD COMMUNITY HEALTH CENTERS, INC.NE · 470548990-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $25M |
E & A CONSULTING GROUP, INC.NE · 470609173-004 | GREAT-WEST LIFE & ANNUITY INSURANCE | $24M |
BWS LEASING INC.NE · 470712678-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $18M |
METRO CU FEDERAL CREDIT UNIONNE · 476026142-002 | GREAT-WEST LIFE & ANNUITY INSURANCE | $12M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
BRD OF TTEES UFCW LOCAL ONE PENSION FUNDNY · 166144007-001 | $968M | 18,198 | $41,339 | 7y | - |
NEW MEXICO ELECTRICIANS RETIREMENT BENEFIT FUNDNM · 516105542-001 | $239M | 2,603 | $14,950 | 1y | - |
B OF T IBEW LOCAL 640 & AZ CHAPTER NECA DB PENSION PLANAZ · 860323980-001 | $229M | 4,507 | $29,350 | 1y | - |
BRD OF TTEES UFCW LOCAL ONE 401(K) SAVINGS PLANNY · 166184130-003 | $154M | 12,902 | $15,807 | 9y | 1 |
B OF T IBEW LOCAL NO 640 & AZ CHAPTER NECA DEFINED CONTRIBUTION PLANAZ · 860323980-002 | $137M | 6,401 | $21,415 | 1y | - |
BOARD OF TRUSTEES ARIZONA SHEET METAL PENSION TRUST FUNDAZ · 866069718-001 | $124M | 1,698 | $30,656 | 2y | - |
NEW MEXICO PIPE TRADESNM · 516029978-002 | $89M | 2,260 | $15,098 | 2y | - |
BOARD OF TRUSTEES, UTAH LABORERS ANNUITY TRUST FUNDCA · 876135141-002 | $47M | 1,885 | $27,719 | 2y | - |
B OF T IBEW LOCAL NOS 570 & 518 AND SOUTHERN AZ CHAP NECA ANNUITY PLANAZ · 866089862-002 | $42M | 1,470 | $16,315 | 1y | - |
PHOENIX PAINTERS' PENSION TRUST FUNDAZ · 866068085-001 | $28M | 785 | $8,467 | 1y | - |
Flag exposure
83.3%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (11)
Raw Schedule C names collapsed into KELLEY FINANCIAL SERVICES, INC..
- KELLEY FINANCIAL SERVICE INC
- KELLEY FINANCIAL SERVICES
- KELLEY FINANCIAL SERVICES INC
- KELLEY FINANCIAL SERVICES INC.
- KELLEY FINANCIAL SERVICES, INC
- KELLEY FINANCIAL SERVICES, INC.
- KELLEY FOODS OF ALABAMA, INC.
- KELLEY LAW GROUP
- KELLEY MCLAUGHLIN
- KELLEY, SHULMAN & CO LLC
- THE KELLEY LAW GROUP
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for KELLEY FINANCIAL SERVICES, INC.'s book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 1 | 8.33% | 1.71% | +6.62 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 0 | 0.00% | 1.76% | -1.76 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with KELLEY FINANCIAL SERVICES, INC.. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent