JP MORGAN SECURITIES LLC
31 known aliases resolved via the canonical alias map
Market position · 2024
Plans served35+3 YoYRank #463 of mapped providers
Assets under administration$4.6B0.0%Market share · rank #1752
Fees received$2MMedian $31,963/planSum across Schedule C direct + indirect
Net wins YoY+312 won · 9 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical JP MORGAN SECURITIES LLC plan look like?
Service mix · median fees per plan
Count of plans where JP MORGAN SECURITIES LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment management; Investment advisory (plan); Direct payment from the planCode 27 | 21 | $30,405 | |
Trustee (bank, trust company, or similar financial institution); Recordkeeping fees; Other fees; Direct payment from the plan; Other services; Recordkeeping and information management (computing, tabulating, data processing, etc.)Code 15 | 5 | $18,589 | |
Securities brokerage commissions and fees; Investment managementCode 28 | 5 | $119,982 | |
Investment management fees paid directly by planCode 51 | 2 | $102,228 | |
Investment advisory (participants); Investment advisory (plan)Code 26 | 1 | $20,284 | |
Other feesCode 99 | 1 | $22,003 |
Competitor overlap
Percent of JP MORGAN SECURITIES LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under JP MORGAN SECURITIES LLC.
| Sponsor | From | Assets |
|---|---|---|
BOARD OF TRUSTEES OF NATIONAL INTEGRATED GROUP PENSION PLANPA · 226190618-001 | JPMORGAN INVEST HOLDINGS LLC | $1.6B |
PLUMBERS PENSION FUND LOCAL 24 BOARD OF TRUSTEESNJ · 226042823-001 | C.S. MCKEE, L.P. | $199M |
CARRIAGE FUNERAL HOLDINGS, INC.TX · 760339922-001 | THE MONROE VOS CONSULTING GROUP INC | $99M |
24 SEVEN, LLCNY · 113525439-001 | TRANSAMERICA RETIREMENT SOLUTIONS | $59M |
ETICCA · 770274570-001 | PARALLEL ADVISORS LLC | $17M |
UOVO MANAGEMENT LLC AND STORAGE DELUXE MANAGEMENT LLCNY · 522268553-002 | MORGAN STANLEY SMITH BARNEY | $11M |
ARTNET WORLDWIDE CORPORATIONNY · 133527875-001 | FIRST REPUBLIC INVESTMENT MGMT | $9M |
INTERCARE THERAPY, INC.CA · 954749616-001 | ZUCKERMAN CAPITAL MANAGEMENT, LLC | $8M |
MISSION IMPORTS, A CALIFORNIA CORPORATIONCA · 952840430-001 | AMERICAN FUNDS | $8M |
ALDERCREST DEVELOPMENT CORP.NJ · 221773842-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $7M |
Plans lost in 2024
Appeared last year under JP MORGAN SECURITIES LLC; not this year.
| Sponsor | To | Assets |
|---|---|---|
TRUSTEES, PLUMBERS' & PIPEFITTERS' LOCAL PENSION FUNDMO · 430759836-001 | HITS SCANNING SOLUTIONS | $759M |
ATANE ENGINEERS, ARCHITECTS AND LAND SURVEYORS, D.P.C.NY · 133779703-001 | MORGAN STANLEY SMITH BARNEY | $36M |
PROTECH SOLUTIONS, INC.AR · 731465867-001 | MORGAN STANLEY SMITH BARNEY | $18M |
RUBICON TECHNOLOGIES, LLCGA · 452257211-001 | MORGAN STANLEY SMITH BARNEY | $14M |
CANCER CARE, INC.NY · 131825919-002 | RBC WEALTH MANAGEMENT | $10M |
UNITED STATES METAL POWDERS, INCPA · 221610152-009 | (new plan) | $6M |
MEDVANTX, INC.CA · 330888232-001 | MORGAN STANLEY SMITH BARNEY | $5M |
EVELO BIOSCIENCES, INC.MA · 465594527-001 | (new plan) | $5M |
INTERNATIONAL SUPPORT GROUP LLCFL · 271004667-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $1M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
BATTELLE ENERGY ALLIANCE, LLCID · 680588324-002 | $2.1B | 7,462 | $106,428 | 9y | - |
BOARD OF TRUSTEES OF NATIONAL INTEGRATED GROUP PENSION PLANPA · 226190618-001 | $1.6B | 46,326 | $328,871 | 1y | - |
PLUMBERS PENSION FUND LOCAL 24 BOARD OF TRUSTEESNJ · 226042823-001 | $208M | 1,701 | $119,295 | 5y | - |
TRI HOLDCO, INC.CA · 330336176-002 | $107M | 329 | $56,234 | 3y | - |
CARRIAGE FUNERAL HOLDINGS, INC.TX · 760339922-001 | $99M | 3,020 | $13,750 | 1y | - |
24 SEVEN, LLCNY · 113525439-001 | $59M | 4,002 | $22,003 | 1y | - |
MIDWEST PMSCO · 470709286-001 | $38M | 165 | $129,515 | 6y | - |
BLACKSMITH AUTOMOTIVE MANAGEMENT, INC.NJ · 472312464-002 | $33M | 420 | $79,293 | 4y | - |
BAYVIEW SERVICES, INC.CA · 943226187-002 | $28M | 219 | $85,160 | 4y | - |
WINGATE SENIOR LIVING, LLCMA · 843237905-001 | $26M | 1,607 | $75,239 | 2y | 1 |
Flag exposure
91.4%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (31)
Raw Schedule C names collapsed into JP MORGAN SECURITIES LLC.
- J P MORGAN BROKER DEALER HOLDINGS
- J P MORGAN BROKER-DEALER HOLDINGS
- J P MORGAN INVESTMENT ADVISORS
- J.P. MORGAN BROKER-DEALER HOLDINGS
- J.P. MORGAN RE
- J.P. MORGAN SECURITIES LLC (JPMS)
- JB MORGAN
- JP MORGAN ASSET MANAGER
- JP MORGAN CHASR ASSET MGMNT
- JP MORGAN CORE BOND FUND
- JP MORGAN GUARANTY
- JP MORGAN INVESTMENT ADVISORS
- JP MORGAN INVESTMENT ADVISORS INC.
- JP MORGAN INVESTMENT MANAGENENT INC
- JP MORGAN INVESTMENT MGN. INC.
- JP MORGAN INVESTOR SERVICES
- JP MORGAN MID CAP VAL L
- JP MORGAN MUTUAL FD INV TRUST
- JP MORGAN PRIVATE EQUITY
- JP MORGAN SECURITIES
- JP MORGAN SECURITIES INC
- JP MORGAN SECURITIES INC.
- JP MORGAN SECURITIES LLC
- JP MORGAN SECURITIES, INC
- JP MORGAN SECURITIES, INC.
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for JP MORGAN SECURITIES LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 1 | 2.86% | 7.76% | -4.91 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 7 | 20.00% | 1.71% | +18.29 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 7 | 20.00% | 1.76% | +18.24 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with JP MORGAN SECURITIES LLC. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).