JANNEY MONTGOMERY SCOTT LLC
15 known aliases resolved via the canonical alias map
Market position · 2024
Plans served85-13 YoYRank #233 of mapped providers
Assets under administration$8.1B0.0%Market share · rank #1391
Fees received$7MMedian $35,896/planSum across Schedule C direct + indirect
Net wins YoY-138 won · 21 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical JANNEY MONTGOMERY SCOTT LLC plan look like?
Service mix · median fees per plan
Count of plans where JANNEY MONTGOMERY SCOTT LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Securities brokerage; Investment management; Investment management fees paid directly by plan; Investment advisory (plan)Code 27 | 46 | $35,448 | |
Investment management; Investment management fees paid directly by planCode 28 | 11 | $94,764 | |
Other services; Investment advisory (plan); Investment advisory (participants)Code 26 | 9 | $58,466 | |
Other commissionsCode 55 | 9 | $20,459 | |
Other services; Other feesCode 49 | 5 | $16,569 | |
Consulting fees; Consulting (general)Code 16 | 2 | $26,420 | |
Accounting (including auditing)Code 10 | 1 | $7,338 | |
Trustee (bank, trust company, or similar financial institution); Consulting (pension); Recordkeeping and information management (computing, tabulating, data processing, etc.); Other services; Consulting fees; Recordkeeping fees; Other fees; Direct payment from the planCode 15 | 1 | $10,833 |
Competitor overlap
Percent of JANNEY MONTGOMERY SCOTT LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under JANNEY MONTGOMERY SCOTT LLC.
| Sponsor | From | Assets |
|---|---|---|
LOCAL NO. 863 PENSION PLANNJ · 221598194-001 | KENNETH NOWAK, ESQ. | $369M |
MSK GROUP, PC DBA ORTHOSOUTHTN · 620819926-001 | WELLS FARGO BANK, N.A. | $93M |
DIVERSICARE HEALTHCARE SERVICES, LLCTN · 621559667-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $35M |
B & F MACHINE CO INCCT · 060887143-001 | CLIFTONLARSONALLEN LLP | $21M |
BOATS GROUP, LLCFL · 271699592-001 | THE VANGUARD GROUP, INC. | $16M |
SOUTHCO DISTRIBUTING COMPANYNC · 561295080-001 | WELLS FARGO BANK, N.A. | $10M |
RAD SOURCE TECHNOLOGIES, INC.GA · 650882844-001 | (new plan) | $8M |
NATIONAL POWER, LLCNC · 561490530-001 | (new plan) | $8M |
Plans lost in 2024
Appeared last year under JANNEY MONTGOMERY SCOTT LLC; not this year.
| Sponsor | To | Assets |
|---|---|---|
HITACHI AMERICA, LTD.NY · 131896069-002 | FIDELITY INVESTMENTS INSTITUTIONAL | $3.2B |
BROOKDALE SENIOR LIVING INC.TN · 203068069-001 | JANEY MONTGOMERY SCOTT | $446M |
FTD, LLCIL · 842235842-001 | UBS FINANCIAL SERVICES INC | $36M |
ARTHUR H. THOMAS COMPANYPA · 231151920-002 | JOHN HANCOCK LIFE INSURANCE COMPANY | $34M |
ABINGTON MEDICAL SPECIALISTS ASSOCIATION, PCPA · 231732364-001 | (new plan) | $32M |
JAKE SWEENEY AUTOMOTIVE, INC.OH · 311232808-333 | CREATIVE RETIREMENT SYSTEMS, INC. | $26M |
SKH MANAGEMENT COPA · 231548664-001 | PA RETIREMENT SOLUTIONS, INC. | $24M |
RESOURCE INTERNATIONAL, INC.OH · 310669793-004 | THE BANK OF NEW YORK MELLON | $20M |
HUB FOLDING BOX COMPANYMA · 042192575-003 | FIDELITY INVESTMENTS INSTITUTIONAL | $17M |
SFI AIP HOLDINGS, LLCNY · 141584173-001 | KESTRA INVESTMENT SERVICES LLC | $15M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
LIFEPOINT HEALTH, INC.TN · 270500485-001 | $2.6B | 68,144 | $80,000 | 2y | 1 |
THE DEVEREUX FOUNDATIONPA · 231390618-001 | $595M | 11,584 | $115,870 | 5y | - |
PRO MACH, INC.KY · 582402604-002 | $486M | 4,327 | $350,121 | 10y | 2 |
APEX SYSTEMS, LLCVA · 541773546-001 | $479M | 5,775 | $74,924 | 10y | 2 |
LOCAL NO. 863 PENSION PLANNJ · 221598194-001 | $369M | 2,320 | $109,028 | 1y | - |
ECS FEDERAL, LLCVA · 593176720-001 | $369M | 5,163 | $50,000 | 5y | 2 |
TENNESSEE ORTHOPAEDIC ALLIANCE, P.A.TN · 620862316-003 | $237M | 1,890 | $336,278 | 7y | - |
BUSH BROTHERS & COMPANYTN · 620145910-001 | $233M | 728 | $2M | 10y | - |
APEX SYSTEMS, LLCVA · 541773546-002 | $232M | 26,375 | $165,780 | 9y | 1 |
WWEC LOCAL 863 PENSION PLANNJ · 263541447-001 | $190M | 1,989 | $96,802 | 5y | - |
Flag exposure
85.9%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (15)
Raw Schedule C names collapsed into JANNEY MONTGOMERY SCOTT LLC.
- JANNEY MONGTOMERY SCOTT
- JANNEY MONTGOMERY SCOTT
- JANNEY MONTGOMERY SCOTT INC
- JANNEY MONTGOMERY SCOTT LLC
- JANNEY MONTGOMERY SCOTT LLC DBA
- JANNEY MONTGOMERY SCOTT LLC DBA IND
- JANNEY MONTGOMERY SCOTT, LCC
- JANNEY MONTGOMERY SCOTT, LLC
- JANNEY MONTGOMERY SCOTT, LLC F
- JANNEY MONTGOMERY SCOTT, LLC.
- JANNEY MONTGOMERY SCOTT, PHILADELPH
- JANNEY MONTGOMERY SCOTT,, LLC
- JANNEY MONTGOMERY SCOTT,LLC
- JANNEY MONTOGOMERY SCOTT LLC
- JANNEY MOTEGOMERY SCOTT
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for JANNEY MONTGOMERY SCOTT LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 2 | 2.35% | 7.76% | -5.41 pp |
| Fidelity bond gap | 2 | 2.35% | 26.94% | -24.59 pp |
| Late contributions | 20 | 23.53% | 1.71% | +21.82 pp |
| Failed to provide benefit | 2 | 2.35% | 0.14% | +2.21 pp |
| Corrective distributions | 22 | 25.88% | 1.76% | +24.12 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with JANNEY MONTGOMERY SCOTT LLC. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).