INVESTMENT ADVISOR OPERATIONS
6 known aliases resolved via the canonical alias map
Market position · 2024
Plans served4+1 YoYRank #2359 of mapped providers
Assets under administration$97M0.0%Market share · rank #7316
Fees received$92,709Median $18,548/planSum across Schedule C direct + indirect
Net wins YoY+11 won · 0 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical INVESTMENT ADVISOR OPERATIONS plan look like?
Service mix · median fees per plan
Count of plans where INVESTMENT ADVISOR OPERATIONS ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment advisory (plan); Direct payment from the planCode 27 | 2 | $27,807 | |
Other fees; Direct payment from the planCode 50 | 2 | $18,548 |
Competitor overlap
Percent of INVESTMENT ADVISOR OPERATIONS's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under INVESTMENT ADVISOR OPERATIONS.
| Sponsor | From | Assets |
|---|---|---|
CRISTA MINISTRIESWA · 916012289-001 | TRAUTMANN MAHER & ASSOCIATES | $41M |
Plans lost in 2024
Appeared last year under INVESTMENT ADVISOR OPERATIONS; not this year.
| Sponsor | To | Assets |
|---|
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
CRISTA MINISTRIESWA · 916012289-001 | $41M | 1,059 | $16,452 | 1y | - |
THE PEOPLE-TO-PEOPLE FOUNDATION, INC. PROJECT HOPE HEALTH SCIENCES EDDC · 530242962-001 | $27M | 204 | $54,729 | 3y | - |
ICOM AMERICA, INC.WA · 911083924-001 | $18M | 142 | $885 | 9y | - |
CONTINUANT, INC.WA · 911892879-001 | $11M | 310 | $20,643 | 4y | 2 |
Flag exposure
100.0%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (6)
Raw Schedule C names collapsed into INVESTMENT ADVISOR OPERATIONS.
- INVESTMENT ADVISOR
- INVESTMENT ADVISOR OP
- INVESTMENT ADVISOR OPERA
- INVESTMENT ADVISOR OPERATIONS
- INVESTMENT ADVISOR OPERATIONS C O T
- INVESTMENT ADVISOR OPS
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for INVESTMENT ADVISOR OPERATIONS's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 1 | 25.00% | 1.71% | +23.29 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 1 | 25.00% | 1.76% | +23.24 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with INVESTMENT ADVISOR OPERATIONS. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent