INDEPENDENT FINANCIAL GROUP LLC
12 known aliases resolved via the canonical alias map
Market position · 2024
Plans served45-2 YoYRank #376 of mapped providers
Assets under administration$9.5B0.0%Market share · rank #1219
Fees received$1MMedian $25,607/planSum across Schedule C direct + indirect
Net wins YoY-24 won · 6 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical INDEPENDENT FINANCIAL GROUP LLC plan look like?
Service mix · median fees per plan
Count of plans where INDEPENDENT FINANCIAL GROUP LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Other fees; Investment advisory (plan)Code 27 | 31 | $26,926 | |
Investment management; Investment advisory (participants); Investment advisory (plan)Code 26 | 5 | $31,031 | |
Trustee (bank, trust company, or similar financial institution); Direct payment from the plan; Recordkeeping fees; Other fees; Recordkeeping and information management (computing, tabulating, data processing, etc.); Other servicesCode 15 | 3 | $23,029 | |
Other services; Other commissionsCode 49 | 3 | $14,014 | |
Other commissionsCode 55 | 3 | $25,607 |
Competitor overlap
Percent of INDEPENDENT FINANCIAL GROUP LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under INDEPENDENT FINANCIAL GROUP LLC.
| Sponsor | From | Assets |
|---|---|---|
SOUTHERN CALIFORNIA PERMANENTE MEDICAL GROUPCA · 951750445-008 | ALPHA CUBED INVESTMENTS LLC | $7.9B |
GFR SERVICES, LLCPR · 660581385-002 | (new plan) | $55M |
CENTRO DE SALUD FAMILIAR DR. JULIOMPALMIERI FERRI, INC.PR · 660496484-001 | (new plan) | $567,879 |
Plans lost in 2024
Appeared last year under INDEPENDENT FINANCIAL GROUP LLC; not this year.
| Sponsor | To | Assets |
|---|---|---|
W. W. WOOD PRODUCTS, INC.MO · 431125202-001 | OSAIC WEALTH INC | $23M |
BLOOD BANK OF SAN BERNARDINO AND RIVERSIDE COUNTIES DBA LIFESTREAMCA · 951708743-003 | STANCORP FINANCIAL GROUP | $20M |
KOAM ENGINEERING SYSTEMS, INC.CA · 330771394-001 | (new plan) | $20M |
WIRTZ HOLDING COMPANY, INC.MI · 461663335-001 | CAPFINANCIAL PARTNERS LLC | $18M |
SOCIETY OF ST VINCENT DE PAUL COUNCIL OF LOS ANGELESCA · 951644622-001 | STANCORP FINANCIAL GROUP | $4M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
SOUTHERN CALIFORNIA PERMANENTE MEDICAL GROUPCA · 951750445-008 | $7.9B | 12,335 | $12,694 | 7y | 1 |
SCRIPPS CLINIC MEDICAL GROUP, INC.CA · 952885574-003 | $962M | 1,320 | $31,031 | 8y | 2 |
FAMILY CARE NETWORK, PLLCWA · 911753976-001 | $109M | 698 | $87,644 | 8y | 1 |
GFR SERVICES, LLCPR · 660581385-002 | $55M | 582 | $104,612 | 2y | 1 |
TRITON MANAGEMENT SERVICES, LLCCA · 900881315-001 | $47M | 676 | $13,259 | 6y | - |
FIT ELECTRONICS, INC.CA · 464369207-001 | $45M | 213 | $23,029 | 9y | 1 |
SAN FERNANDO VALLEY COMMUNITY MENTAL HEALTH CENTER, INC.CA · 956194487-003 | $24M | 549 | $62,648 | 10y | - |
BAKER ELECTRIC & RENEWABLES LLCCA · 951853701-005 | $20M | 366 | $82,132 | 5y | 2 |
TELEVICENTRO DE PR RETIREMENT PLANPR · 522188462-001 | $18M | 304 | $45,228 | 5y | - |
SUIZA DAIRY CORP.PR · 660617827-001 | $18M | 815 | $56,473 | 10y | 1 |
Flag exposure
97.8%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (12)
Raw Schedule C names collapsed into INDEPENDENT FINANCIAL GROUP LLC.
- INDEPEDENT FINANCIAL GROUP LLC
- INDEPENDENT FINALCIAL GROUP
- INDEPENDENT FINANCIAL GROU, INC.
- INDEPENDENT FINANCIAL GROUP
- INDEPENDENT FINANCIAL GROUP INC
- INDEPENDENT FINANCIAL GROUP INC.
- INDEPENDENT FINANCIAL GROUP LL
- INDEPENDENT FINANCIAL GROUP LLC
- INDEPENDENT FINANCIAL GROUP, INC
- INDEPENDENT FINANCIAL GROUP, INC.
- INDEPENDENT FINANCIAL GROUP, LLC
- INDEPENDENT FINANCIAL GROUPD INC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for INDEPENDENT FINANCIAL GROUP LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 4 | 8.89% | 26.94% | -18.05 pp |
| Late contributions | 17 | 37.78% | 1.71% | +36.06 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 8 | 17.78% | 1.76% | +16.02 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with INDEPENDENT FINANCIAL GROUP LLC. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).