HOWARD SIMON & ASSOCIATES, INC.
40 known aliases resolved via the canonical alias map
Market position · 2024
Plans served35-11 YoYRank #459 of mapped providers
Assets under administration$863M0.0%Market share · rank #4189
Fees received$730,134Median $10,218/planSum across Schedule C direct + indirect
Net wins YoY-106 won · 16 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical HOWARD SIMON & ASSOCIATES, INC. plan look like?
Service mix · median fees per plan
Count of plans where HOWARD SIMON & ASSOCIATES, INC. ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Recordkeeping fees; Recordkeeping and information management (computing, tabulating, data processing, etc.); Account maintenance fees; Direct payment from the planCode 15 | 14 | $21,291 | |
Contract AdministratorCode 13 | 7 | $5,000 | |
Participant loan processing; Consulting (pension); Direct payment from the planCode 17 | 5 | $6,339 | |
Participant loan processing; Investment advisory (participants); Consulting (pension); Direct payment from the plan; Plan Administrator; Investment advisory (plan); Recordkeeping and information management (computing, tabulating, data processing, etc.); Participant communicationCode 14 | 3 | $48,556 | |
Other feesCode 99 | 2 | $1,674 | |
Accounting (including auditing)Code 10 | 1 | $1,950 | |
Legal; Direct payment from the planCode 29 | 1 | $10,218 | |
Participant loan processing; Participant communicationCode 37 | 1 | $2,528 |
Competitor overlap
Percent of HOWARD SIMON & ASSOCIATES, INC.'s plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under HOWARD SIMON & ASSOCIATES, INC..
| Sponsor | From | Assets |
|---|---|---|
STAFFMARK GROUP, LLCOH · 061553489-002 | GREAT-WEST LIFE & ANNUITY INSURANCE | $149M |
BBS AUTOMATION CHICAGO, INC.IL · 203893653-001 | GOLDEN TRAIL ADVISERS, LLC | $15M |
QUALITY SPRING/TOGOMI · 382813160-003 | COHEN & COMPANY | $5M |
METCO TREATING & DEVELOPMENTIL · 362268981-001 | JOHN HANCOCK LIFE INSURANCE COMPANY | $4M |
STEIN HOSPICE SERVICES, INCOH · 341411008-001 | METLIFE LIFE INSURANCE COMPANY | $0 |
Plans lost in 2024
Appeared last year under HOWARD SIMON & ASSOCIATES, INC.; not this year.
| Sponsor | To | Assets |
|---|---|---|
GRAY TELEVISION INC.GA · 580285030-003 | GREAT-WEST LIFE & ANNUITY INSURANCE | $576M |
OTTO ENGINEERING, INC.IL · 362538513-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $58M |
MIDWEST ANESTHESIA ASSOCIATES, P.A.KS · 480765484-001 | CHARLES SCHWAB & CO., INC. | $56M |
INDECK ENERGY SERVICES, INC.IL · 363421443-001 | ASCENSUS LLC | $32M |
NORTHWEST ONCOLOGY & HEMATOLOGY,S.CIL · 363395596-001 | (new plan) | $27M |
MCGRATH ENTERPRISES, INC.IL · 363432209-001 | ASCENSUS LLC | $21M |
HOFFMAN TRANSPORTATIONIL · 363079839-001 | ASCENSUS LLC | $21M |
V & V SUPREMO FOODS, INC.IL · 362653261-001 | VOYA RETIREMENT INSURANCE & ANNUITY | $18M |
TRITECH MARKETING, LLCIL · 363604568-001 | ASCENSUS LLC | $18M |
ADVACARE SYSTEMS, INC.IL · 363998557-001 | NADLER FINANCIAL GROUP, INC. | $16M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
STAFFMARK GROUP, LLCOH · 061553489-002 | $144M | 5,366 | $4,581 | 2y | 1 |
BARTLIT BECK LLPIL · 363909157-001 | $100M | 204 | $80,526 | 10y | - |
SWANSON, MARTIN & BELL, LLPIL · 363825975-001 | $93M | 278 | $48,556 | 10y | 1 |
CHICAGO TUBE AND IRON COMPANYIL · 360910890-001 | $60M | 441 | $52,401 | 10y | 1 |
WEAVER CONSULTANTS GROUP, LLCIL · 364365041-001 | $49M | 749 | $14,205 | 10y | - |
MICHAEL LEWIS COMPANYIL · 360905140-001 | $45M | 255 | $50,929 | 10y | 1 |
CODILIS & ASSOCIATES, P.C.IL · 363258748-001 | $37M | 363 | $4,688 | 10y | 1 |
INTERNATIONAL SERVICES, INC.IL · 363788558-001 | $32M | 681 | $5,000 | 4y | - |
B.F. SHAW PRINTING COMPANYIL · 361763240-001 | $27M | 372 | $25,186 | 10y | - |
FIELDWORK, INC.IL · 363328814-001 | $25M | 487 | $114,165 | 2y | - |
Flag exposure
94.3%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (40)
Raw Schedule C names collapsed into HOWARD SIMON & ASSOCIATES, INC..
- HOWARD & HOWARD, PLLC
- HOWARD COWAN
- HOWARD FERTILIZER & CHEMICAL CO INC
- HOWARD GREEN
- HOWARD JOHANNSSEN SS 089-34-1787
- HOWARD MILLER & ASSOCIATES
- HOWARD MILLER & ASSOCIATES, LLC
- HOWARD ROBERTS
- HOWARD S ZODICOFF
- HOWARD SIMON
- HOWARD SIMON & ASSOC INC
- HOWARD SIMON & ASSOCIATES
- HOWARD SIMON & ASSOCIATES INC
- HOWARD SIMON & ASSOCIATES, INC
- HOWARD SIMON & ASSOCIATES, INC,.
- HOWARD SIMON & ASSOCIATES, INC.
- HOWARD SIMON & ASSOCIATES,INC.
- HOWARD SIMON & ASSOCS INC
- HOWARD SIMON & ASSOICATES, INC.
- HOWARD SIMON AND ASSOCIATES
- HOWARD SIMON ASSOCS INC
- HOWARD WERSHBAIE & CO
- HOWARD WERSHBALE & CO.
- HOWARD ZODICOFF
- HOWARD, STACEY
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for HOWARD SIMON & ASSOCIATES, INC.'s book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 1 | 2.86% | 7.76% | -4.91 pp |
| Fidelity bond gap | 2 | 5.71% | 26.94% | -21.23 pp |
| Late contributions | 7 | 20.00% | 1.71% | +18.29 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 6 | 17.14% | 1.76% | +15.38 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with HOWARD SIMON & ASSOCIATES, INC.. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).