PARK AVENUE SECURITIES LLC
22 known aliases resolved via the canonical alias map
Market position · 2024
Plans served76+5 YoYRank #254 of mapped providers
Assets under administration$2.2B0.0%Market share · rank #2962
Fees received$3MMedian $20,098/planSum across Schedule C direct + indirect
Net wins YoY+721 won · 14 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical PARK AVENUE SECURITIES LLC plan look like?
Service mix · median fees per plan
Count of plans where PARK AVENUE SECURITIES LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Securities brokerage; Investment advisory (plan)Code 27 | 20 | $19,249 | |
Other commissionsCode 55 | 14 | $15,894 | |
Trustee (bank, trust company, or similar financial institution); Recordkeeping and information management (computing, tabulating, data processing, etc.)Code 15 | 12 | $54,319 | |
Other services; Other feesCode 49 | 12 | $16,736 | |
Investment management; Investment advisory (plan); Investment advisory (participants); Investment management fees paid directly by planCode 26 | 6 | $18,754 | |
Recordkeeping fees; Trustee (bank, trust company, or similar financial institution)Code 21 | 3 | $35,386 | |
Other feesCode 99 | 3 | $20,504 | |
Insurance brokerage commissions and fees; Insurance services; Insurance agents and brokersCode 22 | 2 | $25,189 |
Competitor overlap
Percent of PARK AVENUE SECURITIES LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under PARK AVENUE SECURITIES LLC.
| Sponsor | From | Assets |
|---|---|---|
CRS, INC.GA · 581457202-001 | PENSION ASSURANCE LLP | $36M |
FIRST FINANCIAL RESOURCES, INC.TX · 370638031-002 | STIFEL NICOLAUS & CO INC | $35M |
RAM CONSTRUCTION SERVICES OF MICHIGAN, INC.MI · 381164400-002 | SAGEPOINT FINANCIAL INC | $21M |
AMERICAN CRUISE LINES, INC.CT · 061324808-001 | STADION MONEY MANAGEMENT | $15M |
STELLAR HEALTH MANAGEMENT, LLCMA · 873357707-001 | ASCENSUS LLC | $12M |
AMERICANTCS FIDUCIARY SERVICES, LLCFL · 932789379-019 | AMERITAS LIFE INSURANCE CORP | $11M |
SENIOR LIVING RESIDENCES, LLCMA · 043395920-001 | JOHN HANCOCK LIFE INSURANCE COMPANY | $10M |
STEPHEN F AUSTIN COMMUNITY HEALTTX · 412273820-001 | ADP BROKER-DEALER | $6M |
NATIONAL BOARD FOR CERTIFIED COUNSELORS, INC.NC · 582085335-001 | (new plan) | $6M |
SPRING HILLS, LLC.NJ · 223701677-001 | ADP BROKER-DEALER | $6M |
Plans lost in 2024
Appeared last year under PARK AVENUE SECURITIES LLC; not this year.
| Sponsor | To | Assets |
|---|---|---|
INFORMATION RESOURCES, INC.IL · 362947987-001 | FIDUCIENT ADVISORS LLC | $520M |
GAYLOR ELECTRIC, INC.IN · 203727689-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $62M |
ANDROMEDA SYSTEMS INCORPORATEDVA · 203595072-001 | MASSACHUSETTS MUTUAL LIFE INS. CO. | $41M |
LICKING MEMORIAL HOSPITALOH · 314379519-001 | (new plan) | $19M |
DORSA CONSULTING SERVICES, INC.GA · 264614358-001 | (new plan) | $19M |
ALLIANCE MATERIAL HANDLING, INC.MD · 522323852-003 | PRINCIPAL LIFE INSURANCE COMPANY | $15M |
MEGA CONTRACTING GROUP LLCNY · 262025812-001 | IRON-CO-FID-COMPREHENSIVE | $9M |
NATIONWIDE FIXTURE INSTALLATIONS, INC.MN · 411694041-001 | WILSHIRE ASSOCIATES INCORPORATED | $9M |
GREATER CLEVELAND FOOD BANKOH · 341292848-001 | GLOBAL RETIREMENT PARTNERS LLC | $6M |
RESOURCE LOGISTICS INC.NJ · 223529088-001 | AURORA PRIVATE WEALTH INC | $4M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANYIA · 420127290-334 | $651M | 163,954 | $62,045 | 2y | 2 |
FAIRFIELD MEDICAL CENTEROH · 310645626-002 | $203M | 2,623 | $571,456 | 5y | 1 |
PRIVILEGE UNDERWRITERS, INC.NY · 841699173-001 | $169M | 1,390 | $100,299 | 10y | 1 |
TOWNSQUARE MEDIA, INC.NY · 271996555-001 | $111M | 2,463 | $50,136 | 5y | 1 |
CHESAPEAKE EYE CARE MANAGEMENT,MD · 821735145-001 | $56M | 1,370 | $103,457 | 4y | 1 |
PLAN PROFESSIONALS, LLCNJ · 853213245-304 | $56M | 1,033 | $6,290 | 2y | 1 |
FOUR WINDS, INC.NY · 132919257-002 | $42M | 1,127 | $57,126 | 7y | 1 |
CLAYPOOL ELECTRIC, INCOH · 310831061-003 | $42M | 326 | $153,646 | 2y | - |
CRS, INC.GA · 581457202-001 | $36M | 200 | $0 | 1y | 1 |
FIRST FINANCIAL RESOURCES, INC.TX · 370638031-002 | $35M | 455 | $20,639 | 1y | 1 |
Flag exposure
92.1%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (22)
Raw Schedule C names collapsed into PARK AVENUE SECURITIES LLC.
- PARK AVE SECURITIES
- PARK AVE SECURITIES C/O GLIC
- PARK AVE SECURITIES LLC
- PARK AVENUE INVESTMENT ADVISORY LLC
- PARK AVENUE INVESTMENT ADVISORY, LL
- PARK AVENUE INVESTMENT ADVISORY,LLC
- PARK AVENUE SECURITIES
- PARK AVENUE SECURITIES LLC
- PARK AVENUE SECURITIES LLLC
- PARK AVENUE SECURITIES ON BEHALF OF
- PARK AVENUE SECURITIES, LLC
- PARK AVENUE SECURITIES, LLC.
- PARK AVENUE SECURITIES.
- PARK AVENUE SECURITY
- PARK AVENUE SERCURITIES LLC
- PARK CAPITAL MANAGMENT LLC
- PARK JAMES HOTEL
- PARK NATIONAL BANK
- PARK PLACE SECURITIES LLC
- PARK STREET CAP PRIVATE EQTY FUND
- PARK STREET CAPITAL PRIV EQU FU
- PARK-IT OF MARYLAND, INC.
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for PARK AVENUE SECURITIES LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 2 | 2.63% | 7.76% | -5.13 pp |
| Fidelity bond gap | 10 | 13.16% | 26.94% | -13.78 pp |
| Late contributions | 20 | 26.32% | 1.71% | +24.60 pp |
| Failed to provide benefit | 1 | 1.32% | 0.14% | +1.18 pp |
| Corrective distributions | 23 | 30.26% | 1.76% | +28.50 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with PARK AVENUE SECURITIES LLC. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).