GREGORY J SCHWARTZ & COMPANY INC
63 known aliases resolved via the canonical alias map
Market position · 2024
Plans served67+5 YoYRank #294 of mapped providers
Assets under administration$7.7B0.0%Market share · rank #1439
Fees received$4MMedian $47,497/planSum across Schedule C direct + indirect
Net wins YoY+58 won · 3 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical GREGORY J SCHWARTZ & COMPANY INC plan look like?
Service mix · median fees per plan
Count of plans where GREGORY J SCHWARTZ & COMPANY INC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Other fees; Investment advisory (plan)Code 27 | 38 | $50,543 | |
Investment management fees paid directly by plan; Investment advisory (participants); Investment advisory (plan)Code 26 | 7 | $56,475 | |
Investment advisory (plan); Consulting (general); Direct payment from the planCode 16 | 5 | $50,213 | |
Employee (plan)Code 30 | 4 | $28,653 | |
Trustee (bank, trust company, or similar financial institution); Recordkeeping and information management (computing, tabulating, data processing, etc.); Other services; Direct payment from the plan; Recordkeeping fees; Other feesCode 15 | 3 | $31,156 | |
Investment advisory (plan); Consulting (pension); Direct payment from the planCode 17 | 2 | $88,517 | |
Other services; Other feesCode 49 | 2 | $2,443 | |
Other feesCode 99 | 2 | $26,657 |
Competitor overlap
Percent of GREGORY J SCHWARTZ & COMPANY INC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under GREGORY J SCHWARTZ & COMPANY INC.
| Sponsor | From | Assets |
|---|---|---|
JOINT BOARD OF TRUSTEES ALASKA ELECTRICAL PENSION FUNDAK · 926005171-001 | WESTERN ASSET MANAGEMENT COMPANY | $2.1B |
BOARD OF TRUSTEES OF U.W.M. & M. PENSION FUNDNY · 136596940-001 | U.W.M.&M HEALTH & WELFARE FUND | $213M |
HENNIGES AUTOMOTIVE NORTH AMERICA, INC.MI · 382034292-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $165M |
BUTZEL LONG, A PROFESSIONAL CORPORATIONMI · 382384883-002 | FIDELITY INVESTMENTS INSTITUTIONAL | $109M |
SOAVE ENTERPRISES, LLCMI · 383389446-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $58M |
BOARD OF TRUSTEES OF LOCAL 810 AFFILIATED PENSION PLANNY · 116027518-001 | UNITED WIRE METAL & MAC H&W | $34M |
PVS SACKETT-WACONIA, INC.MN · 873949310-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $0 |
Plans lost in 2024
Appeared last year under GREGORY J SCHWARTZ & COMPANY INC; not this year.
| Sponsor | To | Assets |
|---|---|---|
BOOKING HOLDINGS INCCT · 061528493-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $439M |
SYNQ3 RESTAURANT SOLUTIONS, LLCCO · 260567889-001 | (new plan) | $985,981 |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
JOINT BOARD OF TRUSTEES ALASKA ELECTRICAL PENSION FUNDAK · 926005171-001 | $2.1B | 11,263 | $63,888 | 8y | - |
ADIENT US LLCMI · 383380735-001 | $951M | 8,465 | $55,131 | 3y | 2 |
VALEO NORTH AMERICA, INC.MI · 133744485-007 | $619M | 4,964 | $140,000 | 5y | 1 |
SMITHGROUP COMPANIES, INC.MI · 382247428-001 | $335M | 2,279 | $294,986 | 10y | - |
ALTAIR ENGINEERING, INC.MI · 382591828-001 | $263M | 1,527 | $175,000 | 10y | - |
EJ USA, INC.MI · 381434427-005 | $240M | 1,581 | $76,074 | 2y | - |
BOARD OF TRUSTEES OF U.W.M. & M. PENSION FUNDNY · 136596940-001 | $213M | 5,682 | $18,267 | 1y | - |
PAINTERS UNION PENSION FUND TRUSTEESMI · 386234363-001 | $204M | 2,552 | $39,039 | 4y | - |
CRAIN COMMUNICATIONS INCMI · 360708800-001 | $167M | 959 | $30,675 | 5y | - |
HENNIGES AUTOMOTIVE NORTH AMERICA, INC.MI · 382034292-001 | $165M | 1,714 | $47,497 | 2y | - |
Flag exposure
74.6%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (63)
Raw Schedule C names collapsed into GREGORY J SCHWARTZ & COMPANY INC.
- GREGORY A MCROBERTS
- GREGORY F. CHIAMPO
- GREGORY F. CHIAMPOU
- GREGORY GOWER
- GREGORY HILL
- GREGORY HOLLOMAN
- GREGORY J MASSINO
- GREGORY J RINGELBERG
- GREGORY J SCHWARTZ
- GREGORY J SCHWARTZ & CO
- GREGORY J SCHWARTZ & CO INC
- GREGORY J SCHWARTZ & CO, INC
- GREGORY J SCHWARTZ & CO, INC.
- GREGORY J SCHWARTZ & CO,INC
- GREGORY J SCHWARTZ & CO. INC
- GREGORY J SCHWARTZ & CO., INC
- GREGORY J SCHWARTZ & CO., INC.
- GREGORY J SCHWARTZ & COMPANY
- GREGORY J SCHWARTZ & COMPANY INC
- GREGORY J SCHWARTZ & COMPANY INC.
- GREGORY J SCHWARTZ AND CO
- GREGORY J SCHWARTZ AND CO INC
- GREGORY J SCHWARTZ AND CO. INC.
- GREGORY J SCHWARTZ CO
- GREGORY J SCHWARTZ CO, INC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for GREGORY J SCHWARTZ & COMPANY INC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 4 | 5.97% | 7.76% | -1.79 pp |
| Fidelity bond gap | 1 | 1.49% | 26.94% | -25.45 pp |
| Late contributions | 8 | 11.94% | 1.71% | +10.23 pp |
| Failed to provide benefit | 3 | 4.48% | 0.14% | +4.34 pp |
| Corrective distributions | 10 | 14.93% | 1.76% | +13.17 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with GREGORY J SCHWARTZ & COMPANY INC. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).