FIRST CITIZENS BANK & TRUST COMPANY
35 known aliases resolved via the canonical alias map
Market position · 2024
Plans served39+1 YoYRank #432 of mapped providers
Assets under administration$801M0.0%Market share · rank #4415
Fees received$1MMedian $29,277/planSum across Schedule C direct + indirect
Net wins YoY+18 won · 7 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical FIRST CITIZENS BANK & TRUST COMPANY plan look like?
Service mix · median fees per plan
Count of plans where FIRST CITIZENS BANK & TRUST COMPANY ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment advisory (plan); Direct payment from the planCode 27 | 31 | $27,439 | |
Trustee (bank, trust company, or similar financial institution)Code 21 | 3 | $87,773 | |
Other commissions; Investment advisory (plan); Investment advisory (participants); Investment management; Investment management fees paid directly by planCode 26 | 2 | $38,500 | |
Consulting (general); Participant loan processing; Participant communication; Trustee (bank, trust company, or similar financial institution); Recordkeeping fees; Investment management fees paid directly by planCode 16 | 1 | $27,047 | |
Direct payment from the plan; Sales loads (front end and deferred); Distribution (12b-1) fees; Investment advisory (plan); Investment management; Investment management fees paid indirectly by plan; Custodial (securities); Shareholder servicing fees; Trustee (bank, trust company, or similar financial institution)Code 19 | 1 | $115,504 | |
Other fees; Other servicesCode 49 | 1 | $13,131 |
Competitor overlap
Percent of FIRST CITIZENS BANK & TRUST COMPANY's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under FIRST CITIZENS BANK & TRUST COMPANY.
| Sponsor | From | Assets |
|---|---|---|
BARNHARDT MANUFACTURING COMPANYNC · 560134380-004 | BNA WEALTH | $39M |
HOURIGAN CONSTRUCTION CORP.VA · 540852016-001 | MID ATLANTIC CAPITAL CORPORATION | $30M |
TIETEX INTERNATIONAL LTDSC · 570551905-002 | STRATEGIC ADVISORS, INC. | $29M |
MOUNT VERNON PRESBYTERIAN SCHOOL INC.GA · 582054415-001 | PRINCIPAL LIFE INSURANCE COMPANY | $22M |
AOPS INCORPORATEDCA · 421590936-003 | THE VANGUARD GROUP, INC. | $18M |
HOPEWAY FOUNDATIONNC · 464510365-001 | (new plan) | $6M |
GOVERNMENT CONTRACTING RESOURCES, INC.NC · 541590229-002 | ASCENSUS LLC | $3M |
Plans lost in 2024
Appeared last year under FIRST CITIZENS BANK & TRUST COMPANY; not this year.
| Sponsor | To | Assets |
|---|---|---|
FIRST CITIZENS NATIONAL BANKTN · 620201100-002 | (new plan) | $36M |
DAVENPORT ENERGY, INC/FIRST PIEDMONT CORPORATIONVA · 540740680-001 | NEWPORT GROUP, INC. | $14M |
SOUTHERN INSURANCE UNDERWRITERS, INC.GA · 580939621-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $6M |
REFUEL OPERATING COMPANY, LLCSC · 833953394-001 | PRINCIPAL LIFE INSURANCE COMPANY | $6M |
GOVERNMENT CONTRACTING RESOURCES, INC.NC · 541590229-001 | (new plan) | $3M |
RURAL HEALTH SERVICES, INC.SC · 237085643-001 | (new plan) | $1M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
PINEHURST MEDICAL CLINIC, INC.NC · 560942980-001 | $153M | 1,220 | $47,000 | 9y | - |
FIRST CITIZENS FINANCIAL CORPORATIONIA · 421113318-004 | $42M | 299 | $15,000 | 3y | - |
SOUTHERN BANK AND TRUST COMPANYNC · 560132260-002 | $41M | 202 | $34,485 | 10y | 1 |
BARNHARDT MANUFACTURING COMPANYNC · 560134380-004 | $39M | 419 | $24,167 | 1y | - |
FLOW COMPANIES, LLCNC · 562121218-001 | $39M | 2,701 | $35,000 | 4y | 1 |
FIRST CITIZENS NATIONAL BANKTN · 620201100-003 | $37M | 364 | $87,773 | 4y | - |
HOURIGAN CONSTRUCTION CORP.VA · 540852016-001 | $30M | 276 | $28,915 | 1y | 1 |
TIETEX INTERNATIONAL LTDSC · 570551905-002 | $29M | 454 | $6,667 | 1y | 1 |
SIE HOLDINGS, INC.NC · 871317918-001 | $28M | 586 | $45,000 | 3y | - |
JJE CAPITAL HOLDINGS, LLCSC · 823094078-001 | $23M | 1,919 | $29,463 | 1y | 1 |
Flag exposure
82.1%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (35)
Raw Schedule C names collapsed into FIRST CITIZENS BANK & TRUST COMPANY.
- CLOSED DLR-FIRST CITIZENS INVESTOR
- FIRST CITIZEN BANK & TRUST CO.
- FIRST CITIZEN BANK & TRUST COMPANY
- FIRST CITIZENS
- FIRST CITIZENS BANK
- FIRST CITIZENS BANK & TRUST
- FIRST CITIZENS BANK & TRUST COMPANY
- FIRST CITIZENS BANK & TRUST CPMPANY
- FIRST CITIZENS BANK & TRUST.
- FIRST CITIZENS BANK AND TRUST
- FIRST CITIZENS BANK AND TRUST CO
- FIRST CITIZENS BANK AND TRUST CO,
- FIRST CITIZENS BANK AND TRUST CO.
- FIRST CITIZENS BANK AND TRUST COMPA
- FIRST CITIZENS BANK INST TRUST
- FIRST CITIZENS BANK& TRUST COMPANY
- FIRST CITIZENS FINANCIAL CORP.
- FIRST CITIZENS INSTITUTIONAL TRUST
- FIRST CITIZENS INVESTOR SERVICE
- FIRST CITIZENS INVESTOR SERVICES
- FIRST CITIZENS INVESTOR SERVICES I
- FIRST CITIZENS INVESTOR SERVICES IN
- FIRST CITIZENS INVESTOR SERVICES,
- FIRST CITIZENS INVESTOR SERVICES, I
- FIRST CITIZENS INVESTORS
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for FIRST CITIZENS BANK & TRUST COMPANY's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 2 | 5.13% | 26.94% | -21.81 pp |
| Late contributions | 5 | 12.82% | 1.71% | +11.11 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 9 | 23.08% | 1.76% | +21.32 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with FIRST CITIZENS BANK & TRUST COMPANY. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).