FEDERATED
57 known aliases resolved via the canonical alias map
Market position · 2024
Plans served41+2 YoYRank #400 of mapped providers
Assets under administration$22.4B0.0%Market share · rank #588
Fees received$2MMedian $0/planSum across Schedule C direct + indirect
Net wins YoY+411 won · 7 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical FEDERATED plan look like?
Service mix · median fees per plan
Count of plans where FEDERATED ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Soft dollars commissions; Investment management; Direct payment from the planCode 28 | 34 | $0 | |
Other services; Other feesCode 49 | 3 | $8,742 | |
Trustee (bank, trust company, or similar financial institution); Participant loan processing; Float revenue; Investment management fees paid indirectly by plan; Redemption fees; Participant communication; Trustee (directed); Other services; Distribution (12b-1) fees; Investment advisory (plan); Recordkeeping and information management (computing, tabulating, data processing, etc.); Account maintenance fees; Direct payment from the plan; Shareholder servicing fees; Recordkeeping feesCode 15 | 1 | $0 | |
Direct payment from the plan; Investment advisory (plan)Code 27 | 1 | $108,755 | |
Investment management fees paid directly by planCode 51 | 1 | $80,042 | |
Investment management fees paid indirectly by plan; Soft dollars commissionsCode 52 | 1 | $0 | |
Other commissionsCode 55 | 1 | $2,066 |
Competitor overlap
Percent of FEDERATED's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under FEDERATED.
| Sponsor | From | Assets |
|---|---|---|
D & H CORPORATE GROUP INC.PA · 882009462-002 | UHY LLP | $289M |
YORK BUILDING PRODUCTS CO., INC.PA · 231531886-001 | THE GLENMEDE TRUST COMPANY, N.A. | $101M |
STEWART & TATE, INC.PA · 231624612-002 | THE GLENMEDE TRUST COMPANY, N.A. | $28M |
DOVEDALE SALES CORP.NY · 112106551-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $16M |
ENDOTRONIX, INC.IL · 260305050-001 | (new plan) | $9M |
WHEELER TRUCKING, INC.MI · 383534605-001 | NATIONWIDE | $9M |
LIONEL, LLCNC · 133850060-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $7M |
FABER, COE & GREGG, INC.NJ · 130690260-001 | (new plan) | $3M |
HOLTZ BUILDERS, INC.WI · 391777699-001 | (new plan) | $2M |
Plans lost in 2024
Appeared last year under FEDERATED; not this year.
| Sponsor | To | Assets |
|---|---|---|
BOARD OF TRUSTEES - SOUTHERN ELECTRICAL RETIREMENT FUNDTN · 626125711-001 | STRANCH, JENNINGS & GARVEY PLLC | $1.9B |
FEDERAL-MOGUL POWERTRAIN LLCMI · 382719472-010 | K&L GATES | $776M |
BYER CALIFORNIACA · 941582944-001 | PRINCIPAL LIFE INSURANCE COMPANY | $111M |
SUMMIT CARE II, INC.FL · 593734290-001 | (new plan) | $12M |
PCI GROUP, INC.SC · 262112823-001 | COLUMBIA | $7M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
CONSOLIDATED EDISON COMPANY OF NEW YORK, INC.NY · 135009340-001 | $15.6B | 26,696 | $907,401 | 6y | - |
HIGHMARK HEALTHPA · 453674900-333 | $3.1B | 34,883 | $63,619 | 4y | - |
BOARD OF TRUSTEES OF THE STEAMSHIP TRADE ASSOCIATION OF BALTIMORE,MD · 526036829-001 | $1.1B | 3,382 | $155,919 | 9y | - |
BOARD OF TRUSTEES FOR PACIFIC COAST ROOFERS PENSION PLANCA · 946051377-001 | $639M | 10,470 | $160,083 | 3y | - |
D & H CORPORATE GROUP INC.PA · 882009462-002 | $314M | 1,631 | $0 | 2y | - |
U.A. PLUMBERS & STEAMFITTERS LOCAL 22 PENSION FUNDNY · 160920434-001 | $289M | 1,968 | $66,883 | 10y | - |
PENNSYLVANIA NATIONAL MUTUAL CASUALTY INSURANCE COMPANYPA · 230961349-001 | $212M | 1,072 | $0 | 10y | - |
DESERT SANDS PUBLIC CHARTER, INC.CA · 481272886-001 | $153M | 2,833 | $0 | 10y | - |
BURNHAM HOLDINGS, INCPA · 421561863-002 | $133M | 1,317 | $0 | 2y | - |
YORK BUILDING PRODUCTS CO., INC.PA · 231531886-001 | $101M | 665 | $0 | 1y | 1 |
Flag exposure
87.8%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (57)
Raw Schedule C names collapsed into FEDERATED.
- FEDERATED
- FEDERATED CAPITAL PRESERVATION FUND
- FEDERATED CLOVER
- FEDERATED CLOVER INVESTMENT
- FEDERATED CLOVER INVESTMENT ADVISOR
- FEDERATED EQUITY
- FEDERATED EQUITY MGMT CO OF PENN
- FEDERATED EQUITY MGMT CO. OF PENN
- FEDERATED FUND
- FEDERATED FUNDS
- FEDERATED GOVERMENT OBLIGS INSTL
- FEDERATED GROUP, INC.
- FEDERATED HERME
- FEDERATED HERMES
- FEDERATED HERMES CLOVER SML VL FD
- FEDERATED HERMES FUNDS
- FEDERATED HERMES GOVT
- FEDERATED HERMES GOVT OBL PREMIER
- FEDERATED HERMES GOVT OBLIG
- FEDERATED HERMES GOVT OBLIGATIONS
- FEDERATED HERMES INC.
- FEDERATED HERMES INVESTMENT MGMT
- FEDERATED HERMES, INC.
- FEDERATED HOLDINGS
- FEDERATED HOLDINGS INC.
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for FEDERATED's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 4 | 9.76% | 26.94% | -17.19 pp |
| Late contributions | 6 | 14.63% | 1.71% | +12.92 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 8 | 19.51% | 1.76% | +17.75 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with FEDERATED. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).