DIRECT ADVISORS, LLC
11 known aliases resolved via the canonical alias map
Market position · 2024
Plans served8-2 YoYRank #1614 of mapped providers
Assets under administration$5.0B0.0%Market share · rank #1926
Fees received$178,752Median $22,103/planSum across Schedule C direct + indirect
Net wins YoY-21 won · 3 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical DIRECT ADVISORS, LLC plan look like?
Service mix · median fees per plan
Count of plans where DIRECT ADVISORS, LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment advisory (plan); Investment management fees paid directly by planCode 27 | 3 | $18,754 | |
Investment advisory (plan); Investment management; Investment management fees paid directly by plan; Investment advisory (participants)Code 26 | 2 | $38,043 | |
Participant communication; Direct payment from the planCode 38 | 2 | $17,045 | |
Securities brokerage commissions and feesCode 71 | 1 | $9,665 |
Competitor overlap
Percent of DIRECT ADVISORS, LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under DIRECT ADVISORS, LLC.
| Sponsor | From | Assets |
|---|---|---|
UPSTATE COMPANIES I, LLCNY · 455454043-001 | NBT BANCORP NA | $9M |
Plans lost in 2024
Appeared last year under DIRECT ADVISORS, LLC; not this year.
| Sponsor | To | Assets |
|---|---|---|
CONSTRUCTION ADMINISTRATION NETWORK, LLCNY · 823708699-002 | GLOBAL RETIREMENT PARTNERS LLC | $56M |
GORMAN BROS., INC.NY · 140704840-001 | GLOBAL RETIREMENT PARTNERS LLC | $32M |
W.M. SCHULTZ CONSTRUCTION, INC.NY · 141827521-001 | GLOBAL RETIREMENT PARTNERS LLC | $11M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
PACCAR INCWA · 910351110-001 | $2.7B | 18,129 | $25,452 | 2y | - |
BD OF TRUSTEES LOCAL 705 I.B. OF T. PENSION TRUST FUNDIL · 366492502-001 | $1.9B | 15,670 | $9,665 | 2y | - |
AMERICAN SYSTEMS CORPORATIONVA · 540962497-003 | $339M | 3,386 | $8,637 | 2y | - |
ESPEY MFG. & ELECTRONICS CORP.NY · 141387171-002 | $15M | 148 | $34,112 | 7y | - |
DOW ELECTRIC, INC.NY · 141745333-001 | $9M | 196 | $39,118 | 6y | - |
UPSTATE COMPANIES I, LLCNY · 455454043-001 | $9M | 142 | $6,046 | 1y | 2 |
NATIONAL HOUSEHOLD EMPLOYER ASSOCIATIONNY · 562623004-002 | $6M | 184 | $36,968 | 3y | 1 |
NEWPORT GROUP, INC.CA · 272037969-006 | $0 | 0 | $18,754 | 2y | 3 |
Flag exposure
100.0%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (11)
Raw Schedule C names collapsed into DIRECT ADVISORS, LLC.
- AG DIRECT
- DIRECT ADVISORS
- DIRECT ADVISORS LLC
- DIRECT ADVISORS, LLC
- DIRECT ADVISORY SERVICES
- DIRECT CONNECT GROUP
- DIRECT CONNECT GROUP (DCG) LLC
- DIRECT DATA COMMINICATION
- DIRECT DATA COMMUNICATION
- DIRECT RETIREMENT SOLUTIONS
- DIRECT TRADING INSTITUTIONAL INC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for DIRECT ADVISORS, LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 1 | 12.50% | 7.76% | +4.74 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 3 | 37.50% | 1.71% | +35.79 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 2 | 25.00% | 1.76% | +23.24 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with DIRECT ADVISORS, LLC. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent