DAVID ROMANO
124 known aliases resolved via the canonical alias map
Market position · 2024
Plans served37-1 YoYRank #457 of mapped providers
Assets under administration$12.8B0.0%Market share · rank #975
Fees received$2MMedian $37,000/planSum across Schedule C direct + indirect
Net wins YoY-27 won · 9 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical DAVID ROMANO plan look like?
Service mix · median fees per plan
Count of plans where DAVID ROMANO ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment advisory (plan)Code 27 | 9 | $47,569 | |
Employee (plan); Direct payment from the planCode 30 | 7 | $57,229 | |
Legal; Direct payment from the planCode 29 | 6 | $65,107 | |
Trustee (individual); Direct payment from the planCode 20 | 5 | $18,000 | |
Employee (plan sponsor); Direct payment from the planCode 35 | 3 | $12,220 | |
Contract AdministratorCode 13 | 2 | $1,965 | |
Investment advisory (participants)Code 26 | 2 | $33,168 | |
Other feesCode 99 | 2 | $25,506 |
Competitor overlap
Percent of DAVID ROMANO's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under DAVID ROMANO.
| Sponsor | From | Assets |
|---|---|---|
BOARD OF TRUSTEES EASTERN ATLANTIC STATES CARPENTERS ANNUITY FUNDPA · 222406812-002 | POST ADVISORY GROUP | $2.2B |
POWER ENGINEERS, INC.ID · 820441340-001 | PRUDENTIAL RETIREMENT INSURANCE AND | $592M |
TAYLOR MADE GOLF COMPANY, INC.CA · 330831814-440 | GLOBAL RETIREMENT PARTNERS LLC | $206M |
BOARD OF TRUSTEES LOCAL 807 LABOR- MANAGEMENT PENSION FUNDNY · 516099111-002 | NEW & KARFUNKEL, P.C. | $121M |
BOARD OF TRUSTEES TEAMSTERS LOCAL 945 PENSION FUNDNJ · 226196388-001 | CATHERINE OAKES | $100M |
BOARD OF TRUSTEES LOCAL 807 PROFIT SHARING PLANNY · 112532544-001 | NEW & KARFUNKEL, P.C. | $63M |
B & F MACHINE CO INCCT · 060887143-001 | CLIFTONLARSONALLEN LLP | $21M |
Plans lost in 2024
Appeared last year under DAVID ROMANO; not this year.
| Sponsor | To | Assets |
|---|---|---|
BD OF TRUSTEES SHEET METAL WORKERS' NATIONAL PENSION FUNDVA · 526112463-001 | VICTORY | $8.3B |
BOARD OF TRUSTEES, AFTRA RETIREMENT PLANNY · 136414972-001 | PREMIER GRAPHICS INC | $2.7B |
CEDARS-SINAI MEDICAL CENTERCA · 951644600-006 | VOYA RETIREMENT INSURANCE & ANNUITY | $2.2B |
BRICKLAYERS & TROWEL TRADES INTL PENSION FD BD OF TRUSTEEDC · 526127746-001 | AXCELUS FINANCIAL | $1.8B |
MOTOR-SERVICES HUGO STAMP, INC.FL · 592347143-001 | METZ & ASSOCIATES PLLC | $36M |
NIDEC ELESYS AMERICAS CORP.GA · 820562047-001 | (new plan) | $9M |
FILUTOWSKI EYE INSTITUTE, P.A.FL · 593111497-001 | (new plan) | $8M |
MOORE CENTER SERVICES, INC.NH · 020261136-002 | GREAT-WEST LIFE & ANNUITY INSURANCE | $6M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
BOARD OF TRUSTEES EASTERN ATLANTIC STATES CARPENTERS PENSION FUNDPA · 231613018-001 | $5.0B | 39,234 | $57,229 | 2y | - |
BOARD OF TRUSTEES EASTERN ATLANTIC STATES CARPENTERS ANNUITY FUNDPA · 222406812-002 | $2.2B | 34,950 | $26,414 | 1y | - |
BOARD OF TRUSTEES, SOUTHERN CALIFORNIA UNITED FOODCA · 516029925-001 | $928M | 26,295 | $28,852 | 7y | - |
TRUCKING EMPLOYEES OF NORTH JERSEY PENSION FUNDNJ · 226063702-001 | $736M | 5,000 | $167,466 | 4y | - |
BOARD OF TRUSTEES OF FOX VALLEY LABORERS PENSION FUNDIL · 366147409-001 | $716M | 5,289 | $65,367 | 4y | - |
POWER ENGINEERS, INC.ID · 820441340-001 | $592M | 4,542 | $3,835 | 1y | - |
BOARD OF TRUSTEES OF M.M.&P. INDIVIDUAL RETIREMENT ACCOUNT PLANMD · 133021839-001 | $523M | 4,737 | $12,220 | 10y | - |
BOARD OF TRUSTEES OF MASTERS, MATES & PILOTS PENSION PLANMD · 136372630-001 | $328M | 4,220 | $13,978 | 10y | - |
SERVICE EMPLOYEES PENSION FUND OF UPSTATE NYNY · 160908576-001 | $230M | 9,408 | $81,018 | 10y | - |
TAYLOR MADE GOLF COMPANY, INC.CA · 330831814-440 | $206M | 1,285 | $6,615 | 1y | 1 |
Flag exposure
86.5%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (124)
Raw Schedule C names collapsed into DAVID ROMANO.
- DAVID . GARDNER
- DAVID A KLINE, ESQ.
- DAVID A KUIPER
- DAVID A NOYES
- DAVID A NOYES & COMPANY
- DAVID A PEARRE
- DAVID A SIMON
- DAVID A. CASTRO
- DAVID A. KLINE
- DAVID A. KLINE, ESQ
- DAVID A. KLINE, ESQ.
- DAVID A. NOYES & COMPANY
- DAVID B COLE
- DAVID B MURRAY
- DAVID B. ANDREWS
- DAVID B. SCHULMAN
- DAVID BAILEY
- DAVID BAUER
- DAVID BAUMAN
- DAVID BECK
- DAVID BLITZSTEIN
- DAVID BOWMAN
- DAVID BUCK, CPA
- DAVID C COHEN
- DAVID C PORTER
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for DAVID ROMANO's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 1 | 2.70% | 7.76% | -5.06 pp |
| Fidelity bond gap | 1 | 2.70% | 26.94% | -24.24 pp |
| Late contributions | 1 | 2.70% | 1.71% | +0.99 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 7 | 18.92% | 1.76% | +17.16 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with DAVID ROMANO. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).