D.B. ROOT & COMPANY, LLC
13 known aliases resolved via the canonical alias map
Market position · 2024
Plans served9Rank #1420 of mapped providers
Assets under administration$10.0B0.0%Market share · rank #1178
Fees received$493,056Median $39,047/planSum across Schedule C direct + indirect
Net wins YoY+00 won · 0 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical D.B. ROOT & COMPANY, LLC plan look like?
Service mix · median fees per plan
Count of plans where D.B. ROOT & COMPANY, LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment advisory (plan)Code 27 | 3 | $39,047 | |
Recordkeeping and information management (computing, tabulating, data processing, etc.); Other services; Recordkeeping fees; Other fees; Trustee (bank, trust company, or similar financial institution); Direct payment from the planCode 15 | 2 | $30,021 | |
Consulting (pension)Code 17 | 2 | $117,445 | |
Direct payment from the plan; Investment advisory (plan); Other fees; Contract AdministratorCode 13 | 1 | $28,000 | |
Investment advisory (participants); Investment advisory (plan)Code 26 | 1 | $19,363 |
Competitor overlap
Percent of D.B. ROOT & COMPANY, LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under D.B. ROOT & COMPANY, LLC.
| Sponsor | From | Assets |
|---|
Plans lost in 2024
Appeared last year under D.B. ROOT & COMPANY, LLC; not this year.
| Sponsor | To | Assets |
|---|
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
UPMCPA · 251423657-335 | $4.9B | 112,002 | $122,142 | 6y | 1 |
UPMCPA · 251423657-334 | $4.7B | 93,730 | $112,747 | 6y | - |
ORTHOPEDIC CARE PARTNERS MANAGEMENT LLCFL · 823301294-001 | $161M | 1,628 | $95,000 | 4y | 1 |
NORTH AMERICAN HOGANAS HOLDINGSPA · 510389733-001 | $51M | 216 | $40,028 | 6y | - |
ATRIUM STAFFING SERVICES LTD.PA · 133845047-001 | $29M | 4,127 | $19,363 | 4y | 2 |
THE CHILDREN'S INSTITUTE PARENT COMPANYPA · 872677614-004 | $29M | 698 | $28,000 | 3y | - |
NORTH AMERICAN HOGANAS HOLDINGSPA · 510389733-002 | $23M | 226 | $20,013 | 6y | - |
MARTELLA'S PHARMACIESPA · 251624314-001 | $13M | 264 | $39,047 | 6y | 1 |
LACARTE ENTERPRISES INCPA · 251220457-001 | $13M | 186 | $16,716 | 5y | - |
Flag exposure
55.6%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (13)
Raw Schedule C names collapsed into D.B. ROOT & COMPANY, LLC.
- D B ROOT & COMPANY
- D,B. ROOT & CO., LLC
- D.B. ROOT & CO.
- D.B. ROOT & COMPANY LLC
- D.B. ROOT & COMPANY, LLC
- D.B. ROOT COMPANY, LLC
- DB ROOT & COMPANY LLC
- DB ROOT & COMPANY, LLC
- DB ROOT AND CO LLC
- DB ROOT AND COMOPANY LLC
- DB ROOT AND COMPANY, LLC
- DB ROOT CO
- DB. ROOT & COMPANY, LLC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for D.B. ROOT & COMPANY, LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 2 | 22.22% | 1.71% | +20.51 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 3 | 33.33% | 1.76% | +31.57 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with D.B. ROOT & COMPANY, LLC. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent