DA DAVIDSON & CO
52 known aliases resolved via the canonical alias map
Market position · 2024
Plans served78-8 YoYRank #247 of mapped providers
Assets under administration$3.3B0.0%Market share · rank #2408
Fees received$3MMedian $31,877/planSum across Schedule C direct + indirect
Net wins YoY-75 won · 12 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical DA DAVIDSON & CO plan look like?
Service mix · median fees per plan
Count of plans where DA DAVIDSON & CO ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Other commissions; Investment advisory (plan)Code 27 | 48 | $33,183 | |
Investment advisory (plan); Investment advisory (participants)Code 26 | 9 | $27,908 | |
Other investment fees and expenses; Direct payment from the plan; Participant communication; Investment advisory (plan); Named fiduciary; Investment advisory (participants); Consulting (pension); Consulting feesCode 17 | 4 | $23,061 | |
Investment management; Direct payment from the planCode 28 | 4 | $28,365 | |
Other commissionsCode 55 | 3 | $33,614 | |
Other feesCode 99 | 3 | $26,597 | |
Recordkeeping fees; Other fees; Trustee (bank, trust company, or similar financial institution); Direct payment from the plan; Recordkeeping and information management (computing, tabulating, data processing, etc.); Other servicesCode 15 | 2 | $19,930 | |
Securities brokerage commissions and fees; Custodial (securities); Investment advisory (plan); Employee (plan); Consulting fees; Investment advisory (participants); Other investment fees and expenses; Direct payment from the plan; Investment management; Investment management fees paid indirectly by planCode 19 | 2 | $111,681 |
Competitor overlap
Percent of DA DAVIDSON & CO's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under DA DAVIDSON & CO.
| Sponsor | From | Assets |
|---|---|---|
WORKWAVE LLCNJ · 205794859-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $90M |
CALVERT SYSTEMS ENGINEERING, INC.NE · 203409484-001 | AVIOR WEALTH MANAGEMENT | $19M |
I. RICE & CO., INC.PA · 231730455-001 | (new plan) | $15M |
GLASSYBABY, LLCWA · 900187688-001 | PAYCHEX, INC. | $1M |
Plans lost in 2024
Appeared last year under DA DAVIDSON & CO; not this year.
| Sponsor | To | Assets |
|---|---|---|
INDEPENDENCE BANKMT · 810331859-001 | ALLIED INVESTMENT ADVISORS LLC | $29M |
EXXEL PACIFIC, INC.WA · 911443056-001 | CAMBRIDGE INVESTMENT RESEARCH | $29M |
E & A CONSULTING GROUP, INC.NE · 470609173-004 | GREAT-WEST LIFE & ANNUITY INSURANCE | $24M |
OXARC, INC.WA · 910656557-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $16M |
PHOENIX PROCESSOR LIMITED PARTNERSHIPWA · 911428466-001 | (new plan) | $10M |
THE BURKE GROUP OF ROCHESTER, INC.NY · 450677056-002 | USICG | $7M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
DUNCAN AVIATION, INC.NE · 470461109-002 | $446M | 3,531 | $90,000 | 9y | 1 |
OEI, INC.NE · 470532319-001 | $277M | 2,572 | $135,013 | 7y | 1 |
BARRIOS TECHNOLOGYTX · 760404611-001 | $135M | 1,082 | $152,698 | 3y | 1 |
BAIRD HOLM LLPNE · 470389074-001 | $109M | 225 | $23,070 | 8y | - |
CAMPBELL SCIENTIFIC, INC.UT · 870305157-001 | $106M | 722 | $177,278 | 6y | - |
BOZEMAN DEACONESS HEALTH SERVICES DBA BOZEMAN HEALTHMT · 810232121-002 | $99M | 2,409 | $129,037 | 10y | - |
TRUSTEES OF PLUMBERS LOCAL #210 RETIREMENT FUNDIN · 320100178-001 | $91M | 439 | $24,065 | 1y | - |
TABOR STREET GROUP, LLCNE · 821743949-001 | $91M | 1,055 | $70,000 | 1y | - |
WORKWAVE LLCNJ · 205794859-001 | $90M | 1,015 | $18,750 | 1y | - |
COWLES COMPANYWA · 910420030-001 | $87M | 365 | $33,875 | 2y | - |
Flag exposure
78.2%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (52)
Raw Schedule C names collapsed into DA DAVIDSON & CO.
- D A DAVIDSON
- D A DAVIDSON & CO
- D A DAVIDSON & CO INC
- D A DAVIDSON & CO. INC.
- D A DAVIDSON AND CO
- D A DAVIDSON AND COMPANY810139474
- D. A. DAVIDSON
- D. A. DAVIDSON & CO
- D. A. DAVIDSON & CO.
- D. A. DAVIDSON & COMPANY
- D. A. DAVIDSON INVESTMENT ADVISORS
- D.A DAVIDSON & CO
- D.A DAVIDSON COMPANIES
- D.A DAVIDSON, INC.
- D.A. DAVIDSON
- D.A. DAVIDSON & CO
- D.A. DAVIDSON & CO.
- D.A. DAVIDSON & COMPANY
- D.A. DAVIDSON AND CO
- D.A. DAVIDSON AND CO.
- D.A. DAVIDSON COMPANIES
- D.A. DAVIDSON, INC.
- D.A. DAVISON & CO.
- D.A. DAVVIDSON 7 CO.
- DA DAVIDSO & CO
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for DA DAVIDSON & CO's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 1 | 1.28% | 26.94% | -25.66 pp |
| Late contributions | 18 | 23.08% | 1.71% | +21.36 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 17 | 21.79% | 1.76% | +20.04 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with DA DAVIDSON & CO. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).