CONCOURSE FINANCIAL GROUP SECURITIE
11 known aliases resolved via the canonical alias map
Market position · 2024
Plans served12-3 YoYRank #1164 of mapped providers
Assets under administration$314M0.0%Market share · rank #5688
Fees received$314,501Median $23,133/planSum across Schedule C direct + indirect
Net wins YoY-33 won · 6 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical CONCOURSE FINANCIAL GROUP SECURITIE plan look like?
Service mix · median fees per plan
Count of plans where CONCOURSE FINANCIAL GROUP SECURITIE ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Other fees; Direct payment from the plan; Other services; Other commissions; Investment advisory (plan)Code 27 | 6 | $27,626 | |
Other commissionsCode 55 | 3 | $16,656 | |
Other fees; Other commissions; Other servicesCode 49 | 2 | $21,335 | |
Shareholder servicing fees; Legal; Investment managementCode 28 | 1 | $14,961 |
Competitor overlap
Percent of CONCOURSE FINANCIAL GROUP SECURITIE's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under CONCOURSE FINANCIAL GROUP SECURITIE.
| Sponsor | From | Assets |
|---|---|---|
CONSTRUCTION EMPLOYEES GROUP PROFITND · 456029203-001 | PRUDENTIAL RETIREMENT INSURANCE AND | $123M |
HYUNDAI TRANSYS GEORGIA SEATING SYSTEM, LLCGA · 352479164-001 | NATIONWIDE | $8M |
HYUNDAI TRANSYS GEORGIA POWERTRAIN, INC.GA · 262876885-001 | MASSACHUSETTS MUTUAL LIFE INS. CO. | $7M |
Plans lost in 2024
Appeared last year under CONCOURSE FINANCIAL GROUP SECURITIE; not this year.
| Sponsor | To | Assets |
|---|---|---|
MAZDA TOYOTA MANUFACTURING, U.S.A.,AL · 824661907-001 | STANCORP FINANCIAL GROUP | $65M |
AI SIGNAL RESEARCH, INC.AL · 631022675-001 | STANCORP FINANCIAL GROUP | $33M |
BENSON HILL HOLDINGS, INCMO · 455483749-001 | PENDLETON FINANCIAL LLC | $16M |
S.J. INNOVATIONS, LLCOK · 464317094-001 | OK401K INC | $6M |
SIMPSON, GLICK, & BURFORD, PLLCAL · 753236034-001 | (new plan) | $3M |
JEFFERSON COUNTY RACING ASSOCIATION, INC.AL · 631056018-001 | (new plan) | $432,432 |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
CONSTRUCTION EMPLOYEES GROUP PROFITND · 456029203-001 | $123M | 2,605 | $0 | 1y | 2 |
SOUTHWEST HEALTH CENTER, INC.WI · 391370626-002 | $51M | 809 | $66,294 | 4y | 1 |
GRANT REGIONAL HEALTH CENTERWI · 391834962-001 | $30M | 361 | $53,831 | 4y | - |
SCHMIDT WALLACE HEALTHCARE MANAGEMENT COMPANYAL · 631278870-001 | $19M | 954 | $3,027 | 4y | - |
HOSPICE OF THE RED RIVER VALLEYND · 450349152-002 | $17M | 311 | $30,844 | 3y | - |
NAB LLC DBA SOUTHERN STATES BANKAL · 208866792-001 | $17M | 211 | $39,642 | 4y | - |
PENDLETON COMMUNITY BANKWV · 550251555-002 | $14M | 175 | $16,656 | 2y | - |
INTERNATIONAL FALLS MEMORIAL HOSPITAL ASSOCIATIONMN · 410726171-002 | $14M | 270 | $24,408 | 3y | - |
HYUNDAI TRANSYS GEORGIA SEATING SYSTEM, LLCGA · 352479164-001 | $8M | 1,579 | $29,921 | 3y | - |
INTERMARK GROUP, INC.AL · 630731351-004 | $8M | 162 | $18,056 | 4y | - |
Flag exposure
75.0%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (11)
Raw Schedule C names collapsed into CONCOURSE FINANCIAL GROUP SECURITIE.
- CONCOURSE FIN GROUP SEC-PROEQUITIES
- CONCOURSE FINANCIAL FROUP SEC
- CONCOURSE FINANCIAL GROUP
- CONCOURSE FINANCIAL GROUP SEC
- CONCOURSE FINANCIAL GROUP SEC INC
- CONCOURSE FINANCIAL GROUP SECRURITE
- CONCOURSE FINANCIAL GROUP SECU
- CONCOURSE FINANCIAL GROUP SECURITI
- CONCOURSE FINANCIAL GROUP SECURITIE
- CONCOURSE FINANCIAL GROUP SECURITTE
- CONCOURSE FINANCIAL GROUP SECURITY
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for CONCOURSE FINANCIAL GROUP SECURITIE's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 2 | 16.67% | 1.71% | +14.95 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 1 | 8.33% | 1.76% | +6.57 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with CONCOURSE FINANCIAL GROUP SECURITIE. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent