COMMONWEALTH FINANCIAL NETWORK
77 known aliases resolved via the canonical alias map
Market position · 2024
Plans served540-11 YoYRank #56 of mapped providers
Assets under administration$52.2B0.1%Market share · rank #300
Fees received$19MMedian $28,812/planSum across Schedule C direct + indirect
Net wins YoY-698 won · 104 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical COMMONWEALTH FINANCIAL NETWORK plan look like?
Service mix · median fees per plan
Count of plans where COMMONWEALTH FINANCIAL NETWORK ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Other investment fees and expenses; Investment management; Investment advisory (plan)Code 27 | 367 | $30,575 | |
Investment management fees paid indirectly by plan; Investment advisory (participants)Code 26 | 72 | $24,206 | |
Other feesCode 99 | 35 | $25,785 | |
Trustee (bank, trust company, or similar financial institution); Recordkeeping fees; Other fees; Direct payment from the plan; Recordkeeping and information management (computing, tabulating, data processing, etc.); Other servicesCode 15 | 31 | $28,110 | |
Investment advisory (plan); Insurance brokerage commissions and fees; Consulting (general)Code 16 | 11 | $28,253 | |
Shareholder servicing fees; Investment managementCode 28 | 8 | $34,494 | |
Investment management fees paid directly by plan; Consulting (pension); Investment advisory (plan)Code 17 | 5 | $26,757 | |
Securities brokerageCode 33 | 2 | $22,734 |
Competitor overlap
Percent of COMMONWEALTH FINANCIAL NETWORK's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under COMMONWEALTH FINANCIAL NETWORK.
| Sponsor | From | Assets |
|---|---|---|
EMORY UNIVERSITY DIVISION OF HUMAN RESOURCESGA · 580566256-001 | SAVANT CAPITAL MANAGEMENT | $5.5B |
DAY PITNEY LLPNJ · 060317480-001 | CHARLES SCHWAB & CO., INC. | $376M |
DATADOG, INC.NY · 272825503-001 | FORVIS, LLP | $301M |
SANSUM SANTA BARBARA MEDICAL CLINIC, INC.CA · 952855614-001 | WEST COAST FINANCIAL | $236M |
MESSIAH UNIVERSITYPA · 231352661-001 | STANCORP FINANCIAL GROUP | $176M |
PLAN PROFESSIONALS LLCNJ · 853213245-320 | LINCOLN NATIONAL CORPORATION | $145M |
ONECOMPASS HOLDINGSOH · 311584793-002 | INDEPENDENT FINANCIAL PARTNERS | $128M |
MOTION RECRUITMENT PARTNERS, LLCMA · 133789932-001 | MINNESOTA LIFE INSURANCE COMPANY | $127M |
CRST EXPEDITED INCIA · 420750182-008 | GREAT-WEST LIFE & ANNUITY INSURANCE | $101M |
RAPID CITY MEDICAL CENTER, LLPSD · 460218851-002 | CHARLES SCHWAB & CO., INC. | $75M |
Plans lost in 2024
Appeared last year under COMMONWEALTH FINANCIAL NETWORK; not this year.
| Sponsor | To | Assets |
|---|---|---|
PARKVIEW HEALTH SYSTEM, INC.IN · 351972384-002 | HIGHLAND CONSULTING ASSOCIATES | $787M |
PARKVIEW HEALTH SYSTEM, INC.IN · 351972384-004 | HIGHLAND CONSULTING ASSOCIATES | $672M |
SOS INTERNATIONAL LLCVA · 453780773-002 | GLOBAL RETIREMENT PARTNERS LLC | $162M |
VT SERVICES INC.VA · 203786363-001 | PRINCIPAL LIFE INSURANCE COMPANY | $153M |
AMESBURY GROUP, INC.SD · 042749818-003 | PRINCIPAL LIFE INSURANCE COMPANY | $129M |
AMERICAN PETROLEUM INSTITUTEDC · 130433430-002 | GLOBAL RETIREMENT PARTNERS LLC | $125M |
PAVION CORP.VA · 542054948-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $125M |
SEV1TECH, LLCVA · 272015706-001 | GLOBAL RETIREMENT PARTNERS LLC | $102M |
WILEY & WILSON, INC.VA · 540922889-001 | GLOBAL RETIREMENT PARTNERS LLC | $92M |
AMERICAN PETROLEUM INSTITUTEDC · 130433430-001 | PRUDENTIAL RETIREMENT INSURANCE AND | $83M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
THE CLEVELAND CLINIC FOUNDATIONOH · 340714585-002 | $9.2B | 86,817 | $69,658 | 4y | 1 |
YALE UNIVERSITYCT · 060646973-001 | $8.3B | 25,753 | $27,276 | 2y | 1 |
BOARD OF TRUSTEES-NEW YORK STATE NURSES ASSOCIATION PENSION PLANNY · 136604799-001 | $5.9B | 46,491 | $801,948 | 2y | - |
EMORY UNIVERSITY DIVISION OF HUMAN RESOURCESGA · 580566256-001 | $5.5B | 40,652 | $6,117 | 1y | - |
PAYCHEX RETIREMENT LLCNY · 853275179-001 | $1.8B | 661,036 | $45,885 | 2y | 2 |
WASHINGTON PERMANENTE MEDICAL GROUP, P.C.WA · 911841629-001 | $1.5B | 2,378 | $19,500 | 4y | 1 |
JACK HENRY & ASSOCIATES INCTX · 431128385-003 | $1.4B | 8,680 | $74,039 | 9y | 1 |
HYPERTHERM, INC.NH · 020274267-002 | $1.1B | 1,991 | $14,666 | 6y | - |
COZEN OCONNORPA · 231732832-001 | $751M | 2,050 | $125,000 | 3y | - |
NELSON MULLINS RILEY & SCARBOROUGH LLPSC · 570215445-002 | $679M | 2,635 | $24,219 | 5y | 1 |
Flag exposure
83.7%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (77)
Raw Schedule C names collapsed into COMMONWEALTH FINANCIAL NETWORK.
- AMERICAN FIN NETWORK ADV SVCS LLC
- COMMONWEALTH
- COMMONWEALTH BANK & TRUST COMPANY
- COMMONWEALTH CO
- COMMONWEALTH CREDIT ADVISORS, LLC
- COMMONWEALTH EQUITE SERVICES LLC
- COMMONWEALTH EQUITY
- COMMONWEALTH EQUITY .00 SERVICES LL
- COMMONWEALTH EQUITY SERICES
- COMMONWEALTH EQUITY SERVICE LLC
- COMMONWEALTH EQUITY SERVICE LLC DBA
- COMMONWEALTH EQUITY SERVICE, INC.
- COMMONWEALTH EQUITY SERVICE, LLC
- COMMONWEALTH EQUITY SERVICE, LLP
- COMMONWEALTH EQUITY SERVICES
- COMMONWEALTH EQUITY SERVICES DB
- COMMONWEALTH EQUITY SERVICES DBA
- COMMONWEALTH EQUITY SERVICES DBA CO
- COMMONWEALTH EQUITY SERVICES I
- COMMONWEALTH EQUITY SERVICES INC
- COMMONWEALTH EQUITY SERVICES INC DB
- COMMONWEALTH EQUITY SERVICES INC.
- COMMONWEALTH EQUITY SERVICES LLC
- COMMONWEALTH EQUITY SERVICES LLC DB
- COMMONWEALTH EQUITY SERVICES LLP
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for COMMONWEALTH FINANCIAL NETWORK's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 15 | 2.78% | 7.76% | -4.98 pp |
| Fidelity bond gap | 23 | 4.26% | 26.94% | -22.68 pp |
| Late contributions | 147 | 27.22% | 1.71% | +25.51 pp |
| Failed to provide benefit | 2 | 0.37% | 0.14% | +0.23 pp |
| Corrective distributions | 136 | 25.19% | 1.76% | +23.43 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with COMMONWEALTH FINANCIAL NETWORK. Compare to the incumbent market share (0.8%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.8 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).