CETERA ADVISOR NETWORKS LLC
128 known aliases resolved via the canonical alias map
Market position · 2024
Plans served503+37 YoYRank #58 of mapped providers
Assets under administration$41.2B0.1%Market share · rank #370
Fees received$16MMedian $24,704/planSum across Schedule C direct + indirect
Net wins YoY+36130 won · 94 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical CETERA ADVISOR NETWORKS LLC plan look like?
Service mix · median fees per plan
Count of plans where CETERA ADVISOR NETWORKS LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Other fees; Investment advisory (plan); Other services; Other commissions; Direct payment from the planCode 27 | 255 | $22,953 | |
Other commissions; Finders' fees / placement feesCode 55 | 59 | $16,226 | |
Recordkeeping fees; Investment advisory (participants)Code 26 | 56 | $16,087 | |
Other feesCode 99 | 43 | $20,744 | |
Trustee (bank, trust company, or similar financial institution); Recordkeeping fees; Other fees; Direct payment from the plan; Recordkeeping and information management (computing, tabulating, data processing, etc.); Other servicesCode 15 | 26 | $26,610 | |
Other services; Other fees; Other commissionsCode 49 | 26 | $15,820 | |
Investment management; Other fees; Insurance agents and brokersCode 22 | 14 | $6,437 | |
Shareholder servicing fees; Investment managementCode 28 | 10 | $17,156 |
Competitor overlap
Percent of CETERA ADVISOR NETWORKS LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under CETERA ADVISOR NETWORKS LLC.
| Sponsor | From | Assets |
|---|---|---|
SOUTHWEST AIRLINES COMPANYTX · 741563240-003 | GUIDESPRING WEALTH STRATEGIES | $11.6B |
JETBLUE AIRWAYS CORPORATIONNY · 870617894-001 | SVB STRATEGIC INVESTORS FUND VIII | $5.4B |
NETJETS AVIATION, INC.OH · 310682096-001 | NFP RETIREMENT INC | $2.5B |
PAYCHEX RETIREMENT LLCNY · 853275179-001 | ROVIN CAPITAL | $1.8B |
LOCKTON, INC.MO · 900007886-002 | METLIFE LIFE INSURANCE COMPANY | $1.4B |
MIDWEST PHYSICIAN ADMINISTRATIVE SERVICES, LLC, D/B/A DULY HEALTH ANDIL · 453237183-004 | PENTEGRA SERVICES, INC. | $1.1B |
POST & SCHELL, P.C.PA · 231877133-002 | THE VANGUARD GROUP, INC. | $161M |
SHEEHY AUTO STORES, INC.VA · 541952240-001 | ADP BROKER-DEALER | $131M |
ICIMSNJ · 223719840-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $106M |
SCHUBER MITCHELL HOMES PBC, INC.MO · 844858112-001 | PRINCIPAL LIFE INSURANCE COMPANY | $106M |
Plans lost in 2024
Appeared last year under CETERA ADVISOR NETWORKS LLC; not this year.
| Sponsor | To | Assets |
|---|---|---|
UNITED AIRLINES, INC.IL · 742099724-202 | ROBERTSON STEPHENS | $14.4B |
BERRY GLOBAL, INC.IN · 351814673-001 | STANCORP FINANCIAL GROUP | $1.2B |
CONSTELLATION BRANDS, INC.NY · 160716709-002 | GREAT-WEST LIFE & ANNUITY INSURANCE | $979M |
UNION HOME MORTGAGE CORPORATIONOH · 341084436-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $75M |
FUSION MEDICAL STAFFING LLCNE · 271600705-001 | PRINCIPAL LIFE INSURANCE COMPANY | $71M |
CONNECTICUT GI, P.C.CT · 061411029-002 | THE VANGUARD GROUP, INC. | $63M |
PARAMEDICS LOGISTICS OPERATING COMPANY, LLCTX · 824239883-003 | SENTINEL PENSION LLC | $45M |
TPN HOLDINGS LLCTX · 453826910-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $41M |
ABCAM, INC.MA · 061682607-002 | GREAT-WEST LIFE & ANNUITY INSURANCE | $41M |
TROY BANK & TRUST COMPANYAL · 630212370-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $39M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
SOUTHWEST AIRLINES COMPANYTX · 741563240-003 | $11.6B | 13,086 | $18,112 | 1y | 1 |
JETBLUE AIRWAYS CORPORATIONNY · 870617894-001 | $5.4B | 27,448 | $8,202 | 1y | 1 |
BVH, INC.KS · 471888435-002 | $3.0B | 10,517 | $14,438 | 1y | 1 |
NETJETS AVIATION, INC.OH · 310682096-001 | $2.5B | 4,530 | $6,085 | 1y | 1 |
PAYCHEX RETIREMENT LLCNY · 853275179-001 | $1.8B | 661,036 | $13,400 | 1y | 2 |
LOCKTON, INC.MO · 900007886-002 | $1.4B | 8,772 | $35,641 | 1y | 1 |
MIDWEST PHYSICIAN ADMINISTRATIVE SERVICES, LLC, D/B/A DULY HEALTH ANDIL · 453237183-004 | $1.1B | 8,800 | $64,774 | 1y | 2 |
SCHNEIDER NATIONAL, INC.WI · 391258315-002 | $893M | 18,168 | $28,833 | 3y | 1 |
PRINCIPAL LIFE INSURANCE COMPANYIA · 420127290-334 | $651M | 163,954 | $63,871 | 2y | 2 |
PREVEA CLINIC, INC.WI · 391839349-004 | $492M | 2,860 | $51,920 | 2y | 1 |
Flag exposure
84.1%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (128)
Raw Schedule C names collapsed into CETERA ADVISOR NETWORKS LLC.
- ASSOCIATES IN EXCELLENCE DBA CETERA
- BEARDUCCI/ANDERSO/CETERA
- CE1TERA ADVISORS LLC
- CENTRA ADVISOR NETWORKS LLC
- CERTERA ADVISORS LLC
- CERTERA ADVISORS, LLC
- CERTERA FINANCIAL SPECIALISTS, LLC
- CESTRA ADVISOR NETWORKS LLC
- CETARA ADVISOR NETWORK
- CETARA ADVISOR NETWORKS LLC
- CETEERA INVESTMENT ADVISERS LLC
- CETERA
- CETERA AADVISOR NETWORKS LLC
- CETERA ADIVSOR NETWORKS LLC
- CETERA ADV & INVEST. NETWORKS LLC
- CETERA ADVISER NETWORKS LLC
- CETERA ADVISIOR NETWORKS LLC
- CETERA ADVISOR
- CETERA ADVISOR AND INVESTMENT LLC
- CETERA ADVISOR NETOWRKS LLC
- CETERA ADVISOR NETWOKS LLC
- CETERA ADVISOR NETWORDS LLC
- CETERA ADVISOR NETWORK
- CETERA ADVISOR NETWORK INSURANCE S
- CETERA ADVISOR NETWORK LLC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for CETERA ADVISOR NETWORKS LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 7 | 1.39% | 7.76% | -6.37 pp |
| Fidelity bond gap | 34 | 6.76% | 26.94% | -20.18 pp |
| Late contributions | 142 | 28.23% | 1.71% | +26.52 pp |
| Failed to provide benefit | 4 | 0.80% | 0.14% | +0.66 pp |
| Corrective distributions | 112 | 22.27% | 1.76% | +20.51 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with CETERA ADVISOR NETWORKS LLC. Compare to the incumbent market share (0.7%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.7 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).