CARLSMITH BALL LLP
4 known aliases resolved via the canonical alias map
Market position · 2024
Plans served9+2 YoYRank #1433 of mapped providers
Assets under administration$3.6B0.0%Market share · rank #2258
Fees received$144,838Median $11,517/planSum across Schedule C direct + indirect
Net wins YoY+24 won · 2 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical CARLSMITH BALL LLP plan look like?
Service mix · median fees per plan
Count of plans where CARLSMITH BALL LLP ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Legal; Direct payment from the planCode 29 | 5 | $7,140 | |
Consulting (general)Code 16 | 3 | $27,612 | |
Other feesCode 99 | 1 | $5,592 |
Competitor overlap
Percent of CARLSMITH BALL LLP's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under CARLSMITH BALL LLP.
| Sponsor | From | Assets |
|---|---|---|
KAMEHAMEHA SCHOOLSHI · 990073480-002 | WELLINGTON TRUST COMPANY | $305M |
THE QUEEN'S HEALTH SYSTEMSHI · 990238120-002 | FIDELITY INVESTMENTS INSTITUTIONAL | $113M |
ARCHITECTS HAWAII, LTD.HI · 990076120-002 | MORGAN STANLEY SMITH BARNEY | $19M |
Plans lost in 2024
Appeared last year under CARLSMITH BALL LLP; not this year.
| Sponsor | To | Assets |
|---|---|---|
TRADEWIND GROUP, INC.HI · 990291845-001 | THE VANGUARD GROUP, INC. | $115M |
ARCHITECTS HAWAII, LTD.HI · 990076120-001 | (new plan) | $11M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
THE QUEEN'S HEALTH SYSTEMSHI · 990238120-003 | $2.0B | 11,901 | $27,612 | 10y | 2 |
TRUSTEES OF THE ESTATE OF BERNICE PAUAHI BISHOP DBA KAMEHAMEHA SCHOOLSHI · 990073480-007 | $653M | 3,537 | $11,517 | 4y | 1 |
THE QUEEN'S HEALTH SYSTEMSHI · 990238120-001 | $468M | 7,793 | $7,140 | 10y | - |
KAMEHAMEHA SCHOOLSHI · 990073480-002 | $294M | 2,697 | $2,273 | 6y | - |
THE QUEEN'S HEALTH SYSTEMSHI · 990238120-002 | $113M | 881 | $12,661 | 2y | 1 |
BANK OF HAWAIIHI · 990033900-001 | $75M | 1,029 | $37,121 | 2y | - |
NORTH HAWAII COMMUNITY HOSPITAL, INC.HI · 990260423-001 | $39M | 561 | $34,974 | 2y | - |
ARCHITECTS HAWAII, LTD.HI · 990076120-002 | $19M | 67 | $5,592 | 1y | - |
HAWAII ISLAND AIR, INC.HI · 990198708-001 | $2M | 289 | $5,948 | 1y | - |
Flag exposure
88.9%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (4)
Raw Schedule C names collapsed into CARLSMITH BALL LLP.
- CARLS BALL LLP
- CARLSMITH BALL
- CARLSMITH BALL LLP
- CARLSMITH BALL, LLP
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for CARLSMITH BALL LLP's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 0 | 0.00% | 1.71% | -1.71 pp |
| Failed to provide benefit | 2 | 22.22% | 0.14% | +22.08 pp |
| Corrective distributions | 2 | 22.22% | 1.76% | +20.46 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with CARLSMITH BALL LLP. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent