CAPTIAL BANK AND TRUST
19 known aliases resolved via the canonical alias map
Market position · 2024
Plans served5-2 YoYRank #2096 of mapped providers
Assets under administration$9.9B0.0%Market share · rank #1179
Fees received$139,403Median $16,679/planSum across Schedule C direct + indirect
Net wins YoY-22 won · 4 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical CAPTIAL BANK AND TRUST plan look like?
Service mix · median fees per plan
Count of plans where CAPTIAL BANK AND TRUST ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Recordkeeping feesCode 64 | 2 | $13,690 | |
Trustee (bank, trust company, or similar financial institution)Code 21 | 1 | $0 | |
Sub-transfer agency fees; Participant loan processing; Investment management fees paid indirectly by plan; Other services; Trustee (directed); Other investment fees and expenses; Recordkeeping fees; Float revenueCode 25 | 1 | $46,718 | |
Investment advisory (participants); Investment management fees paid directly by planCode 26 | 1 | $65,305 |
Competitor overlap
Percent of CAPTIAL BANK AND TRUST's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under CAPTIAL BANK AND TRUST.
| Sponsor | From | Assets |
|---|---|---|
THE COLORADO MUSEUM OF NATURAL HISTORY, A COLORADO NON-PROFIT CORPORATCO · 840518447-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $38M |
ROTTERDAM VENTURES, INC.NY · 221865964-002 | CONRAD CAPITAL MANAGEMENT INC. | $14M |
Plans lost in 2024
Appeared last year under CAPTIAL BANK AND TRUST; not this year.
| Sponsor | To | Assets |
|---|---|---|
INTL' ASSOC' MACHIN MOTOR CITY PENSMI · 386237143-001 | COMERICA BANK | $107M |
GODSHALL'S QUALITY MEATS · 232267598-002 | VALUE CONSULTING GROUP | $58M |
MIAMI NATION ENTERPRISESOK · 203030737-001 | USI CONSULTING GROUP | $14M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
THE PERMANENTE MEDICAL GROUP, INC.CA · 942728480-013 | $9.9B | 30,066 | $65,305 | 4y | 1 |
THE COLORADO MUSEUM OF NATURAL HISTORY, A COLORADO NON-PROFIT CORPORATCO · 840518447-001 | $38M | 952 | $10,701 | 1y | - |
ROTTERDAM VENTURES, INC.NY · 221865964-002 | $14M | 161 | $46,718 | 1y | - |
THRIVE BEHAVIORAL HEALTH, LLCMD · 455559101-001 | $10M | 395 | $16,679 | 7y | - |
CARAVAN FACILITIES MANAGEMENT L.L.CMI · 383376680-001 | $5M | 754 | $0 | 6y | 1 |
Flag exposure
80.0%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (19)
Raw Schedule C names collapsed into CAPTIAL BANK AND TRUST.
- CAPTIAL ADVANTAGE
- CAPTIAL BANK & TRUST
- CAPTIAL BANK AND TRUST
- CAPTIAL BANK AND TRUST COMPANY
- CAPTIAL GROUP
- CAPTIAL GROUP RETIREMENT SERVICES
- CAPTIAL GUARDIAN GROUP
- CAPTIAL ONE, N.A.
- CAPTIAL RESEARCH & MANAGEMENT CO
- CAPTIAL RESEARCH & MANAGEMENT CO.
- CAPTIAL RESEARCH AND MANAGEMENT
- CAPTIAL RESEARCH AND MANAGEMENT CO
- CAPTIAL RESEARCH AND MANAGEMENT CO.
- CAPTIAL RESEARCH AND MANAGMENT CO
- CAPTIAL RESEARCH AND MANAGMENT CO.
- CAPTIAL RESEARCH AND MANAGMENT COI
- CAPTIAL RESEARCH MANAGEMENT
- CAPTIAL STRATEGIES
- CAPTIAL TRUSTEES, INC.
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for CAPTIAL BANK AND TRUST's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 0 | 0.00% | 1.71% | -1.71 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 2 | 40.00% | 1.76% | +38.24 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with CAPTIAL BANK AND TRUST. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent