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CAPITAL ADVISORS INC

3 known aliases resolved via the canonical alias map

Market position · 2024

Plans served8+3 YoYRank #1557 of mapped providers
Assets under administration$21.9B0.0%Market share · rank #596
Fees received$118,272Median $11,747/planSum across Schedule C direct + indirect
Net wins YoY+33 won · 0 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical CAPITAL ADVISORS INC plan look like?
Service mix · median fees per plan
Count of plans where CAPITAL ADVISORS INC ships each service code, and the median compensation they report under it.
ServicePlansMedian feesDistribution
Investment advisory (plan); Named fiduciary; Investment advisory (participants)Code 26
6$11,747
Investment advisory (plan)Code 27
2$12,053
Competitor overlap
Percent of CAPITAL ADVISORS INC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under CAPITAL ADVISORS INC.
SponsorFromAssets
COLORADO PERMANENTE MEDICAL GROUP, P.C.CO · 840832336-002
CHARLES SCHWAB & CO., INC.$1.0B
BRIXMOR EMPLOYMENT COMPANY, LLCNY · 261381083-003
APRIO LLP$110M
ORTHOPEDIC CENTERS OF COLORADO, LLCCO · 475021191-001
SHERIDAN ROAD ADVISORS LLC$81M
Plans lost in 2024
Appeared last year under CAPITAL ADVISORS INC; not this year.
SponsorToAssets
Top plans by assets
Searchable full list lands with the commercial layer.
PlanAssetsParticipantsFeesTenureFlags
SOUTHWEST AIRLINES COMPANYTX · 741563240-003
$11.6B13,086$35,4745y1
THE CHARLES SCHWAB CORPORATIONTX · 943025021-002
$8.9B43,502$19,1656y1
COLORADO PERMANENTE MEDICAL GROUP, P.C.CO · 840832336-002
$1.0B1,736$11,5121y1
LNR PROPERTY LLCFL · 800636828-001
$117M495$9,7222y-
BRIXMOR EMPLOYMENT COMPANY, LLCNY · 261381083-003
$110M724$6,3121y-
ORTHOPEDIC CENTERS OF COLORADO, LLCCO · 475021191-001
$81M877$11,9821y-
OAK TREE SOFTWARE, INC.OK · 731484518-001
$9M375$10,6027y-
FABSCO SHELL AND TUBE LLCOK · 731516707-001
$6M189$13,5038y-
Flag exposure
75.0%Market: 89.2%
This provider
Market baseline

Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.

Aliases resolved (3)
Raw Schedule C names collapsed into CAPITAL ADVISORS INC.
  • CAPITAL ADVISORS INC
  • CAPITAL ADVISORS INC.
  • CAPITAL ADVISORS, INC.
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for CAPITAL ADVISORS INC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
FlagPlans flaggedProvider %Market %Delta
Recently terminated00.00%7.76%-7.76 pp
Fidelity bond gap00.00%26.94%-26.94 pp
Late contributions00.00%1.71%-1.71 pp
Failed to provide benefit00.00%0.14%-0.14 pp
Corrective distributions337.50%1.76%+35.74 pp
Loss discovered00.00%0.00%-0.00 pp
New-plan formation share
Share of plans filing for the first time each year that landed with CAPITAL ADVISORS INC. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
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