BROCK AND COMPANY
18 known aliases resolved via the canonical alias map
Market position · 2024
Plans served10-5 YoYRank #1274 of mapped providers
Assets under administration$923M0.0%Market share · rank #4207
Fees received$170,716Median $18,958/planSum across Schedule C direct + indirect
Net wins YoY-52 won · 7 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical BROCK AND COMPANY plan look like?
Service mix · median fees per plan
Count of plans where BROCK AND COMPANY ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Direct payment from the plan; Accounting (including auditing)Code 10 | 9 | $19,900 | |
Investment advisory (plan)Code 27 | 1 | $18,015 |
Competitor overlap
Percent of BROCK AND COMPANY's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under BROCK AND COMPANY.
| Sponsor | From | Assets |
|---|---|---|
BONAKEMI USA, INC.CO · 841069652-001 | VOYA RETIREMENT INSURANCE & ANNUITY | $30M |
ACF ENTERPRISES, LLCCO · 043825291-001 | (new plan) | $0 |
Plans lost in 2024
Appeared last year under BROCK AND COMPANY; not this year.
| Sponsor | To | Assets |
|---|---|---|
LEPRINO FOODS COMPANYCO · 840500292-002 | MORGAN STANLEY SMITH BARNEY | $621M |
PEAKSWARE HOLDINGS LLCCO · 611750687-001 | LPL FINANCIAL | $28M |
REGO INTERMEDIATE HOLDINGS COMPANY LLCCO · 823336580-001 | STANCORP FINANCIAL GROUP | $16M |
SKYBEAM, LLC DBA RISE BROADBAND, A COLORADO LLCCO · 272941416-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $9M |
HARMONY FOUNDATION, INC.CO · 840594732-001 | (new plan) | $2M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
QUANTUM CORPORATIONCA · 942665054-001 | $268M | 1,090 | $22,375 | 6y | 1 |
ENSIGN-BICKFORD INDUSTRIES, INC.CO · 060876668-004 | $266M | 2,171 | $19,900 | 4y | - |
COALFIRE SYSTEMS, INC.IL · 841600418-001 | $112M | 1,340 | $8,490 | 7y | 2 |
EVERCOMMERCE SOLUTIONS, INC.CO · 262254146-001 | $81M | 2,000 | $15,275 | 2y | 1 |
SUNRISE MEDICAL (US) LLCCA · 272381917-001 | $78M | 667 | $23,839 | 10y | - |
BROE MANAGEMENT COMPANY, LLC D/B/A/ THE BROE GROUPCO · 841568327-001 | $50M | 853 | $25,050 | 2y | - |
WESTERN NEPHROLOGY & METABOLIC BONE DISEASE, P.C.CO · 841460205-001 | $33M | 304 | $12,734 | 5y | - |
BONAKEMI USA, INC.CO · 841069652-001 | $30M | 334 | $4,088 | 2y | - |
CLEAR TITLE AGENCY OF ARIZONAAZ · 208107156-001 | $6M | 164 | $18,015 | 4y | 2 |
ACF ENTERPRISES, LLCCO · 043825291-001 | $0 | 0 | $20,950 | 1y | 1 |
Flag exposure
70.0%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (18)
Raw Schedule C names collapsed into BROCK AND COMPANY.
- BROCK
- BROCK & COMPANY
- BROCK & COMPANY CPA'S P.C.
- BROCK AND COMPANY
- BROCK AND COMPANY CPA'S P.C.84-0930
- BROCK AND COMPANY CPAS P.C.
- BROCK AND COMPANY CPAS PC
- BROCK AND COMPANY CPAS, P.C.
- BROCK AND COMPANY P.C.
- BROCK AND COMPANY, CPA'S P.C.
- BROCK AND COMPANY, CPAS, P.C.
- BROCK AND COMPANY, CPAS,P.C.
- BROCK ASSET MANAGEMENT
- BROCK ASSET MANAGEMENT LLC
- BROCK CPA
- BROCK CPAS
- BROCK P WRIGHT
- BROCK WRIGHT
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for BROCK AND COMPANY's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 1 | 10.00% | 7.76% | +2.24 pp |
| Fidelity bond gap | 1 | 10.00% | 26.94% | -16.94 pp |
| Late contributions | 2 | 20.00% | 1.71% | +18.29 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 3 | 30.00% | 1.76% | +28.24 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with BROCK AND COMPANY. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent