BOKF, NA
42 known aliases resolved via the canonical alias map
Market position · 2024
Plans served208-10 YoYRank #109 of mapped providers
Assets under administration$11.8B0.0%Market share · rank #1019
Fees received$10MMedian $29,223/planSum across Schedule C direct + indirect
Net wins YoY-913 won · 22 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical BOKF, NA plan look like?
Service mix · median fees per plan
Count of plans where BOKF, NA ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Trustee (directed); Recordkeeping fees; Custodial (securities); Float revenue; Participant loan processing; Soft dollars commissions; Investment advisory (plan); Trustee (bank, trust company, or similar financial institution)Code 19 | 127 | $25,252 | |
Trustee (bank, trust company, or similar financial institution); Custodial (securities); Sub-transfer agency fees; Float revenue; Trustee (directed); Distribution (12b-1) fees; Recordkeeping and information management (computing, tabulating, data processing, etc.); Investment management fees paid indirectly by plan; Shareholder servicing fees; Participant loan processingCode 15 | 27 | $31,982 | |
Trustee (directed); Recordkeeping fees; Soft dollars commissions; Trustee (bank, trust company, or similar financial institution); Participant loan processing; Float revenue; Investment managementCode 21 | 21 | $37,895 | |
Investment management fees paid indirectly by plan; Participant loan processing; Sub-transfer agency fees; Investment advisory (plan); Soft dollars commissions; Consulting fees; Investment management fees paid directly by plan; Shareholder servicing fees; Recordkeeping fees; Direct payment from the planCode 27 | 14 | $20,531 | |
Trustee (directed); Recordkeeping fees; Soft dollars commissions; Investment advisory (plan); Float revenueCode 25 | 5 | $32,636 | |
Other investment fees and expenses; Investment advisory (plan); Investment advisory (participants); Investment management fees paid directly by planCode 26 | 5 | $12,663 | |
Float revenue; Participant loan processing; Custodial (securities); Sub-transfer agency fees; Trustee (bank, trust company, or similar financial institution); Soft dollars commissions; Accounting (including auditing); Participant communication; Shareholder servicing fees; Recordkeeping fees; Investment management fees paid indirectly by plan; Trustee (directed); Distribution (12b-1) feesCode 10 | 2 | $112,791 | |
Recordkeeping fees; Soft dollars commissions; Investment management; Participant loan processing; Float revenueCode 28 | 2 | $41,336 |
Competitor overlap
Percent of BOKF, NA's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under BOKF, NA.
| Sponsor | From | Assets |
|---|---|---|
TACHI YOKUT TRIBECA · 942344086-002 | PRINCIPAL LIFE INSURANCE COMPANY | $51M |
HARKINS ADMINISTRATIVE SERVICESAZ · 331078669-001 | MINNESOTA LIFE INSURANCE COMPANY | $49M |
TENSTREET, LLCOK · 204423745-001 | TRANSAMERICA RETIREMENT SOLUTIONS | $16M |
STVT-AAI EDUCATION, INCTX · 461749258-001 | PRINCIPAL LIFE INSURANCE COMPANY | $14M |
ELECTRONIC POWER DESIGN INCTX · 760255825-001 | WELLS FARGO BANK, N.A. | $7M |
FREZ-N-STOR, INC.AR · 710711463-001 | (new plan) | $6M |
DISTRIBUTION SOLUTIONS INCAR · 621701821-001 | AMERICAN FUNDS | $4M |
COHERE LIFE, INC.AZ · 474812427-001 | (new plan) | $3M |
K & G PETROLEUM, LLCCO · 364513700-002 | TRANSAMERICA RETIREMENT SOLUTIONS | $2M |
J.S. HELWIG & SON, LLCTX · 204068122-002 | (new plan) | $2M |
Plans lost in 2024
Appeared last year under BOKF, NA; not this year.
| Sponsor | To | Assets |
|---|---|---|
WESTWOOD HOLDINGS GROUP, INC.TX · 752969997-001 | CHARLES SCHWAB & CO., INC. | $48M |
FOWLER HOLDING COMPANY, INCOK · 731291239-001 | MERRILL LYNCH PIERCE FENNER & SMITH | $18M |
EXCELERATE ENERGY LPTX · 881792778-001 | PRINCIPAL LIFE INSURANCE COMPANY | $18M |
DURAPLAS, LP 401(K) AN PROFIT SHARING PLANTX · 202005300-001 | (new plan) | $14M |
FRIEDMAN INDUSTRIES, INCORPORATEDTX · 741504405-002 | OSAIC WEALTH INC | $10M |
SHASTA INDUSTRIES, INC.AZ · 866054268-002 | ADP BROKER-DEALER | $8M |
ALMA PLANTATION, LLCLA · 720116840-001 | (new plan) | $8M |
TALLY PERSONNEL, LLCTX · 810865574-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $7M |
FOOD SERVICE HOLDINGS, LLCCO · 352552704-001 | FISHER INVESTMENTS | $5M |
SCIENCE MUSEUM OKLAHOMAOK · 730682415-001 | (new plan) | $4M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
THE WILLIAMS COMPANIES, INC.OK · 730569878-001 | $1.4B | 10,822 | $176,228 | 10y | - |
BOKF, NAOK · 730780382-002 | $1.2B | 6,501 | $147,149 | 10y | 1 |
CITGO PETROLEUM CORPORATIONTX · 731173881-004 | $799M | 5,758 | $39,254 | 10y | - |
CITGO PETROLEUM CORPORATIONTX · 731173881-002 | $489M | 3,961 | $27,531 | 10y | - |
AAON, INC.OK · 731328149-001 | $449M | 5,329 | $410,540 | 10y | 1 |
THE UNIVERSITY OF TULSAOK · 730579298-001 | $427M | 3,129 | $60,000 | 2y | 1 |
SPEND LIFE WISELY COMPANY, INC.OK · 730936842-002 | $363M | 2,596 | $199,018 | 10y | 1 |
OKLAHOMA HEART HOSPITAL LLCOK · 731575187-001 | $340M | 3,075 | $129,501 | 7y | 1 |
JACKSON WALKER LLPTX · 750764921-002 | $309M | 617 | $12,663 | 9y | - |
NEW MEXICO ELECTRICIANS RETIREMENT BENEFIT FUNDNM · 516105542-001 | $239M | 2,603 | $277,539 | 10y | - |
Flag exposure
77.9%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (42)
Raw Schedule C names collapsed into BOKF, NA.
- BOK
- BOK FIN PRIVATE WEALTH INC
- BOK FIN'L PRIVATE WEALTH INC
- BOK FINANCIAL
- BOK FINANCIAL ASSET MANAGEMENT
- BOK FINANCIAL ASSET MANAGEMENT INC
- BOK FINANCIAL ASSET MANAGEMENT INC.
- BOK FINANCIAL ASSET MANAGEMENT, IN
- BOK FINANCIAL ASSET MANAGEMENT, INC
- BOK FINANCIAL ASSET MANAGEMENT,INC.
- BOK FINANCIAL ASSET MANAGMENT
- BOK FINANCIAL ASSET MGMT INC
- BOK FINANCIAL ASSET MGMT INC.
- BOK FINANCIAL ASSET MGMT, INC
- BOK FINANCIAL ASSET MGMT, INC.
- BOK FINANCIAL ASSET MGMT., INC.
- BOK FINANCIAL CORP
- BOK FINANCIAL CORPORATION
- BOK FINANCIAL MGMT, INC.
- BOK FINANCIAL MGMT., INC.
- BOK FINANCIAL PRIVATE WEALTH I
- BOK FINANCIAL PRIVATE WEALTH INC
- BOK FINANCIAL SECURITIES INC
- BOK FINANCIAL SECURITIES, INC.
- BOK FINANICAL ASSET MANAGEMENT
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for BOKF, NA's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 4 | 1.92% | 7.76% | -5.84 pp |
| Fidelity bond gap | 1 | 0.48% | 26.94% | -26.46 pp |
| Late contributions | 63 | 30.29% | 1.71% | +28.58 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 40 | 19.23% | 1.76% | +17.47 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with BOKF, NA. Compare to the incumbent market share (0.3%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.3 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).