BARON CAPITAL MANAGEMENT
8 known aliases resolved via the canonical alias map
Market position · 2024
Plans served10Rank #1300 of mapped providers
Assets under administration$62.0B0.1%Market share · rank #241
Fees received$4MMedian $62,381/planSum across Schedule C direct + indirect
Net wins YoY+03 won · 3 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical BARON CAPITAL MANAGEMENT plan look like?
Service mix · median fees per plan
Count of plans where BARON CAPITAL MANAGEMENT ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment management; Investment management fees paid directly by planCode 28 | 4 | $1,091,715 | |
Sub-transfer agency feesCode 60 | 3 | $0 | |
Investment management fees paid directly by plan; Investment advisory (plan)Code 27 | 1 | $0 | |
Investment management fees paid directly by planCode 51 | 1 | $124,761 | |
Investment management fees paid indirectly by planCode 52 | 1 | $0 |
Competitor overlap
Percent of BARON CAPITAL MANAGEMENT's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under BARON CAPITAL MANAGEMENT.
| Sponsor | From | Assets |
|---|
Plans lost in 2024
Appeared last year under BARON CAPITAL MANAGEMENT; not this year.
| Sponsor | To | Assets |
|---|
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
CVS HEALTH CORPORATIONRI · 050494040-017 | $30.1B | 385,927 | $1M | 4y | 1 |
BOARD OF TRUSTEES OF 1199SEIU HEALTH CARE EMPLOYEES PENSION FUNDNY · 133604862-001 | $16.9B | 296,800 | $0 | 4y | - |
TRUSTEES OF UFCW INT'L UNION - INDUSTRY PENSION FUNDIL · 516055922-001 | $8.2B | 204,155 | $1M | 9y | - |
PENSION COMMITTEE OF MLB PLAYERS BENEFIT PLANMD · 510185287-001 | $4.8B | 10,051 | $1M | 10y | - |
CONTINENTAL CASUALTY COMPANYIL · 362114545-001 | $849M | 5,741 | $0 | 5y | - |
JOINT GOV. COMM. PLUMBERS AND PIPEFITTERS LOCAL UNION NO. 525NV · 886003864-001 | $455M | 3,727 | $124,761 | 6y | - |
CITRIN COOPERMAN ADVISORS LLCNY · 872525370-001 | $370M | 2,909 | $0 | 1y | 1 |
ROOFERS LOCAL 149 PENSION FUNDMI · 381425819-001 | $334M | 2,553 | $205,230 | 10y | - |
CITRIN COOPERMAN ADVISORS LLCNY · 872525370-002 | $12M | 1,130 | $0 | 1y | - |
CITRIN COOPERMAN ADVISORS LLCNY · 872525370-004 | $10M | 948 | $0 | 1y | - |
Flag exposure
100.0%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (8)
Raw Schedule C names collapsed into BARON CAPITAL MANAGEMENT.
- BARON CAPITAL
- BARON CAPITAL MANAGEMENT
- BARON CAPITAL MANAGEMENT INC
- BARON CAPITAL MANAGEMENT INC.
- BARON CAPITAL MANAGEMENT, INC
- BARON CAPITAL MANAGEMENT, INC.
- BARON CAPITAL, INC.
- BARON CAPTIAL MANAGEMENT
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for BARON CAPITAL MANAGEMENT's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 1 | 10.00% | 1.71% | +8.29 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 1 | 10.00% | 1.76% | +8.24 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with BARON CAPITAL MANAGEMENT. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent