AVANTAX INSURANCE AGENCY LLC
49 known aliases resolved via the canonical alias map
Market position · 2024
Plans served42+3 YoYRank #401 of mapped providers
Assets under administration$9.4B0.0%Market share · rank #1221
Fees received$2MMedian $29,551/planSum across Schedule C direct + indirect
Net wins YoY+313 won · 10 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical AVANTAX INSURANCE AGENCY LLC plan look like?
Service mix · median fees per plan
Count of plans where AVANTAX INSURANCE AGENCY LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Securities brokerage commissions and fees; Investment management; Other services; Investment advisory (plan); Other feesCode 27 | 19 | $31,227 | |
Recordkeeping fees; Other fees; Other services; Trustee (bank, trust company, or similar financial institution); Recordkeeping and information management (computing, tabulating, data processing, etc.); Direct payment from the planCode 15 | 6 | $35,398 | |
Investment management; Direct payment from the plan; Investment advisory (participants); Investment management fees paid directly by plan; Investment advisory (plan)Code 26 | 4 | $55,316 | |
Other feesCode 99 | 4 | $3,500 | |
Investment management; Shareholder servicing feesCode 28 | 3 | $49,588 | |
Other services; Other feesCode 49 | 3 | $17,684 | |
Recordkeeping fees; Investment advisory (plan); Recordkeeping and information management (computing, tabulating, data processing, etc.); Claims processing; Contract AdministratorCode 12 | 1 | $67,761 | |
Investment management fees paid indirectly by planCode 52 | 1 | $0 |
Competitor overlap
Percent of AVANTAX INSURANCE AGENCY LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under AVANTAX INSURANCE AGENCY LLC.
| Sponsor | From | Assets |
|---|---|---|
CENTER FOR ORGAN RECOVERY & EDUCATIONPA · 251332885-001 | STRATOS WEALTH PARTNERS | $35M |
BBP SALES, LLCLA · 460760814-001 | NATIONWIDE | $17M |
MOORE INDUSTRIES-INTERNATIONAL, INCCA · 952546800-001 | HEDMAN PARTNERS LLP | $17M |
OTTERSTEDT INSURANCE AGENCY, INC.NJ · 222062033-001 | THE INVESTMENT CENTER INC | $13M |
PEDIATRIC GROUP OF ACADIANA, LLCLA · 721490565-001 | VOYA RETIREMENT INSURANCE & ANNUITY | $12M |
HYDROMAX USA, L.L.C.TX · 200602448-001 | (new plan) | $9M |
MARGIOTTI & KROLL PEDIATRICS, P.C.PA · 233045289-001 | (new plan) | $8M |
CARDINAL SERVICES, LLCLA · 455089837-001 | LEAFHOUSE FINANCIAL ADVISORS, LLC | $7M |
COMMUNITY OPTIONS FOR RESIDENTIAL AND EMPLOYMENT SERVICES, INC.ND · 911832569-001 | MUTUAL OF AMERICA INVESTMENT CORP | $6M |
BOARD OF TRUSTEES OF ALLIED SECURITY PENSION FUNDNY · 112528660-001 | AMALGAMATED BANK | $4M |
Plans lost in 2024
Appeared last year under AVANTAX INSURANCE AGENCY LLC; not this year.
| Sponsor | To | Assets |
|---|---|---|
HDR, INC.NE · 470663756-007 | CARDINAL POINT CAPITAL MANAGEM | $6.3B |
DOKA USA, LTD.NJ · 221866944-001 | CAPFINANCIAL PARTNERS LLC | $34M |
KBKG, INC.CA · 954864453-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $27M |
FRANKLIN MANAGEMENT, INC.KY · 460811690-001 | TRANSAMERICA RETIREMENT SOLUTIONS | $15M |
SOUTHERN STAR, INC.OK · 731557611-001 | (new plan) | $9M |
RICHSMITH DEVELOPMENT, LLCAR · 954894253-001 | (new plan) | $6M |
MEDICAL ASSETS HOLDING COMPANY, LLCAR · 710820452-001 | (new plan) | $4M |
VENUS CONSTRUCTION COMPANYTX · 751590186-001 | (new plan) | $3M |
ANDERSON ZURMUEHLEN & CO., P.C.MT · 810385940-001 | (new plan) | $1M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
SOUTHERN CALIFORNIA PERMANENTE MEDICAL GROUPCA · 951750445-008 | $7.9B | 12,335 | $110,682 | 6y | 1 |
BLACK HILLS CORPORATIONSD · 460458824-003 | $811M | 3,699 | $16,930 | 4y | 1 |
ORA ORTHOPEDICS, P.C.IA · 362691642-003 | $78M | 494 | $146,427 | 5y | - |
NORTHWEST FINANCIAL CORPIA · 421325482-002 | $66M | 499 | $93,702 | 4y | - |
CAJUN INDUSTRIES HOLDINGS, LLCLA · 205899788-001 | $60M | 1,921 | $85,000 | 5y | 1 |
GRASSLAND DAIRY PRODUCTS, INC.WI · 390856188-001 | $59M | 604 | $119,869 | 9y | - |
GENERAL DATATECH, LPTX · 752756261-001 | $48M | 757 | $64,151 | 4y | 1 |
BOGUSH INC.NJ · 222086018-001 | $37M | 243 | $48,037 | 5y | 1 |
CENTER FOR ORGAN RECOVERY & EDUCATIONPA · 251332885-001 | $35M | 301 | $10,000 | 1y | - |
HELWIG CARBON PRODUCTS, INC.WI · 390342040-001 | $33M | 319 | $20,816 | 5y | - |
Flag exposure
85.7%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (49)
Raw Schedule C names collapsed into AVANTAX INSURANCE AGENCY LLC.
- ADVANTAX ADVISORY SERVICES
- ADVANTAX ADVISORY SERVICES INC
- ADVANTAX INVESTMENT SERVICES INC
- ADVANTAX INVESTMENT SERVICES, INC
- AVANTAX
- AVANTAX ADVISORY SERVICE
- AVANTAX ADVISORY SERVICE, INC
- AVANTAX ADVISORY SERVICE, INC.
- AVANTAX ADVISORY SERVICES
- AVANTAX ADVISORY SERVICES INC
- AVANTAX ADVISORY SERVICES INC D
- AVANTAX ADVISORY SERVICES INC.
- AVANTAX ADVISORY SERVICES, INC
- AVANTAX ADVISORY SERVICES, INC.
- AVANTAX ADVISORY SRVC
- AVANTAX ADVISORY SRVC (1ST GLOBAL)
- AVANTAX INSURANCE AGENCY
- AVANTAX INSURANCE AGENCY LLC
- AVANTAX INSURANCE AGENCY, LLC
- AVANTAX INVESTMENT SERVICES
- AVANTAX INVESTMENT SERVICES INC
- AVANTAX INVESTMENT SERVICES INC DBA
- AVANTAX INVESTMENT SERVICES INC.
- AVANTAX INVESTMENT SERVICES, INC
- AVANTAX INVESTMENT SERVICES, INC.
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for AVANTAX INSURANCE AGENCY LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 1 | 2.38% | 7.76% | -5.38 pp |
| Fidelity bond gap | 1 | 2.38% | 26.94% | -24.56 pp |
| Late contributions | 11 | 26.19% | 1.71% | +24.48 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 8 | 19.05% | 1.76% | +17.29 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with AVANTAX INSURANCE AGENCY LLC. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent