AMERIPRISE FINANCIAL SERVICES INC
81 known aliases resolved via the canonical alias map
Market position · 2024
Plans served286-1 YoYRank #87 of mapped providers
Assets under administration$17.8B0.0%Market share · rank #725
Fees received$9MMedian $21,716/planSum across Schedule C direct + indirect
Net wins YoY+061 won · 61 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical AMERIPRISE FINANCIAL SERVICES INC plan look like?
Service mix · median fees per plan
Count of plans where AMERIPRISE FINANCIAL SERVICES INC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Shareholder servicing fees; Investment management; Investment advisory (plan)Code 27 | 81 | $23,453 | |
Other commissionsCode 55 | 76 | $22,035 | |
Other services; Other fees; Other commissionsCode 49 | 56 | $10,712 | |
Trustee (bank, trust company, or similar financial institution); Recordkeeping fees; Other fees; Direct payment from the plan; Recordkeeping and information management (computing, tabulating, data processing, etc.); Other servicesCode 15 | 23 | $18,655 | |
Shareholder servicing fees; Investment advisory (participants); Investment managementCode 26 | 21 | $19,017 | |
Shareholder servicing fees; Investment managementCode 28 | 7 | $223 | |
Investment advisory (plan); Investment management; Consulting (general)Code 16 | 6 | $21,634 | |
Insurance services; Insurance agents and brokers; Insurance brokerage commissions and feesCode 22 | 6 | $10,920 |
Competitor overlap
Percent of AMERIPRISE FINANCIAL SERVICES INC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under AMERIPRISE FINANCIAL SERVICES INC.
| Sponsor | From | Assets |
|---|---|---|
MCCORMICK, BARSTOW, SHEPPARD, WAYTE & CARRUTH, LLPCA · 941262506-005 | CARLSON QUINN | $114M |
J M SMITH CORPORATIONSC · 570276334-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $100M |
DERRICK CORPORATIONNY · 160847196-001 | LPL FINANCIAL | $96M |
PLAN FIDUCIARY SERVICES, INC.FL · 273523833-009 | AMERICAN REALTY ADVISORS | $77M |
JOHNSON & JORDAN, INC.ME · 010466450-003 | INFINEX INVESTMENTS INC | $63M |
INFRASTRUCTURE CONSULTING & ENGINEERING, PLLCSC · 453175330-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $56M |
BELDEN HOLDING AND ACQUISITION COMPANYOH · 203803300-001 | LPL FINANCIAL | $53M |
RIDGEVIEW INDUSTRIES, INC.MI · 382736877-001 | AMPF HOLDING CORPORATION DBA AMERIP | $48M |
BETTS INDUSTRIES, INC.PA · 250928077-002 | LPL FINANCIAL | $46M |
ROBINSON FANS HOLDINGS, INC.PA · 263885665-002 | LPL FINANCIAL | $42M |
Plans lost in 2024
Appeared last year under AMERIPRISE FINANCIAL SERVICES INC; not this year.
| Sponsor | To | Assets |
|---|---|---|
BOARD OF TRUSTEES, AIRCONDITIONING AND REFRIGERATIONCA · 956035386-001 | MEKETA INVESTMENT GROUP | $337M |
SHARP REES-STEALY MEDICAL GROUP, INC.CA · 330106028-001 | NWPS | $265M |
SHARP REES-STEALY MEDICAL GROUP, INC.CA · 330106028-002 | NWPS | $215M |
CEMEX, INC.TX · 720296500-003 | MILLIMAN, INC. | $188M |
TABOR ACADEMYMA · 042103632-002 | TIAA | $61M |
ORTHOARKANSAS, P.A.AR · 710485626-001 | CORRELL CO. | $59M |
TRI CITY BANKSHARES CORPORATIONWI · 391158740-002 | GREAT-WEST LIFE & ANNUITY INSURANCE | $33M |
INSURANCE TECHNOLOGIES, LLCCO · 203587415-001 | WILLIS TOWERS WATSON US LLC | $27M |
KLAS ENTERPRISES, LLCUT · 860878379-001 | GALLAGHER FIDUCIARY ADVISORS, LLC | $23M |
REVERE PLASTICS SYSTEMS, LLCOH · 203851963-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $22M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
AMERICAN EXPRESS COMPANY AND ITS PARTICIPATING SUBSIDIARIESNY · 134922250-002 | $9.1B | 38,871 | $459,903 | 10y | - |
PRINCIPAL LIFE INSURANCE COMPANYIA · 420127290-334 | $651M | 163,954 | $148,953 | 3y | 2 |
OBERLIN COLLEGEOH · 340714363-001 | $529M | 2,510 | $1,528 | 5y | - |
PLAN PROFESSIONALS, LLCNJ · 853213245-310 | $466M | 51,743 | $10,884 | 2y | 2 |
STANDARDAERO BUSINESS AVIATION SERVICES, INC.AZ · 521956503-001 | $364M | 5,067 | $33,000 | 4y | - |
BECHTEL PLANT MACHINERY, INC.PA · 943330445-002 | $339M | 1,208 | $38,785 | 3y | - |
TELADOC HEALTH, INC.NY · 043705970-001 | $306M | 4,533 | $221,140 | 10y | 2 |
TRUSTEES OF THE OCU PENSION TRUSTCA · 261574440-001 | $273M | 925 | $38,506 | 6y | - |
ONTO INNOVATION, INC.NJ · 942276314-002 | $264M | 1,396 | $214,988 | 5y | 2 |
BANK OF CHINANY · 133090509-001 | $170M | 1,210 | $218,129 | 10y | 1 |
Flag exposure
83.9%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (81)
Raw Schedule C names collapsed into AMERIPRISE FINANCIAL SERVICES INC.
- AMERICAN ENTERPRISE INVESTMENT SERV
- AMERIORISE FINANCIAL SERVICES
- AMERIPIRSE FINANCIAL
- AMERIPRHISE FINANCIAL SERVICES INC.
- AMERIPRISE
- AMERIPRISE (AMY GARRISON)
- AMERIPRISE (COLUMBIA THREADNEEDLE)
- AMERIPRISE FI INC DBA COLUMBIA MGMT
- AMERIPRISE FIANCIAL SERVICES, INC.
- AMERIPRISE FINACIAL
- AMERIPRISE FINACIAL SERVICES
- AMERIPRISE FINACIAL SERVICES INC
- AMERIPRISE FINACIAL SERVICES LLC
- AMERIPRISE FINAINCIAL SERVICES
- AMERIPRISE FINANACIAL SVCS INC-205
- AMERIPRISE FINANC
- AMERIPRISE FINANCIAL
- AMERIPRISE FINANCIAL 41-0973005
- AMERIPRISE FINANCIAL CENTER
- AMERIPRISE FINANCIAL INC
- AMERIPRISE FINANCIAL INC DBA COLUMB
- AMERIPRISE FINANCIAL INC.
- AMERIPRISE FINANCIAL SCVS INC - 205
- AMERIPRISE FINANCIAL SER
- AMERIPRISE FINANCIAL SERVCIES
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for AMERIPRISE FINANCIAL SERVICES INC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 6 | 2.10% | 7.76% | -5.66 pp |
| Fidelity bond gap | 21 | 7.34% | 26.94% | -19.60 pp |
| Late contributions | 77 | 26.92% | 1.71% | +25.21 pp |
| Failed to provide benefit | 6 | 2.10% | 0.14% | +1.96 pp |
| Corrective distributions | 80 | 27.97% | 1.76% | +26.21 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with AMERIPRISE FINANCIAL SERVICES INC. Compare to the incumbent market share (0.4%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.4 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).