ALLWORTH FINANCIAL
5 known aliases resolved via the canonical alias map
Market position · 2024
Plans served22+6 YoYRank #682 of mapped providers
Assets under administration$71.6B0.1%Market share · rank #203
Fees received$3MMedian $19,101/planSum across Schedule C direct + indirect
Net wins YoY+77 won · 0 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical ALLWORTH FINANCIAL plan look like?
Service mix · median fees per plan
Count of plans where ALLWORTH FINANCIAL ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment management; Investment advisory (plan); Investment advisory (participants)Code 26 | 10 | $41,029 | |
Other fees; Investment advisory (plan)Code 27 | 8 | $15,240 | |
Trustee (directed); Direct payment from the planCode 25 | 2 | $15,162 | |
Securities brokerage commissions and feesCode 71 | 1 | $14,941 | |
Other feesCode 99 | 1 | $12,320 |
Competitor overlap
Percent of ALLWORTH FINANCIAL's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under ALLWORTH FINANCIAL.
| Sponsor | From | Assets |
|---|---|---|
JETBLUE AIRWAYS CORPORATIONNY · 870617894-001 | SVB STRATEGIC INVESTORS FUND VIII | $5.4B |
WILSON SONSINI GOODRICH & ROSATI, PCCA · 942451946-002 | FIRST REPUBLIC INVESTMENT MANA | $1.0B |
FUTURE FORD, INC.CA · 942729275-001 | SECURITIES AMERICA INC | $49M |
MONMOUTH CARDIOLOGY ASSOCIATES, LLCNJ · 223460933-002 | GEORGE JOHNSON & COMPANY | $47M |
LAIRD NOLLER FORD, INC.KS · 480668109-001 | CETERA ADVISOR NETWORKS LLC | $11M |
BOILING CRAB RESTAURANT GROUP, LLC DBA THE BOILING CRABCA · 383884294-001 | CETERA ADVISOR NETWORKS LLC | $8M |
Plans lost in 2024
Appeared last year under ALLWORTH FINANCIAL; not this year.
| Sponsor | To | Assets |
|---|
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
DELTA AIR LINES, INC.GA · 580218548-004 | $19.0B | 112,027 | $324,936 | 2y | 1 |
UNITED AIRLINES, INC.IL · 742099724-202 | $16.8B | 20,168 | $295,344 | 5y | 1 |
DELTA AIR LINES, INC.GA · 580218548-014 | $15.9B | 17,776 | $2M | 3y | 1 |
SOUTHWEST AIRLINES COMPANYTX · 741563240-003 | $11.6B | 13,086 | $62,003 | 5y | 1 |
JETBLUE AIRWAYS CORPORATIONNY · 870617894-001 | $5.4B | 27,448 | $6,897 | 1y | 1 |
SPIRIT AIRLINES, INC.FL · 381747023-002 | $1.2B | 3,526 | $52,503 | 4y | 1 |
WILSON SONSINI GOODRICH & ROSATI, PCCA · 942451946-002 | $1.0B | 3,146 | $10,820 | 1y | - |
REID HOSPITAL & HEALTH CARE SERVICES, INC.IN · 350892672-003 | $214M | 4,641 | $29,395 | 2y | - |
ORTHOCINCY ORTHOPAEDICS & SPORTS MEKY · 611274265-001 | $65M | 625 | $14,941 | 4y | - |
PACIFIC COAST PRODUCERSCA · 941748199-002 | $63M | 362 | $6,529 | 3y | - |
Flag exposure
86.4%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (5)
Raw Schedule C names collapsed into ALLWORTH FINANCIAL.
- ALLWORTH FINANCIAL
- ALLWORTH FINANCIAL LP
- ALLWORTH FINANCIAL MANAGEMENT
- ALLWORTH FINANCIAL, L.P.
- ALLWORTH FINANCIAL, LP
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for ALLWORTH FINANCIAL's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 5 | 22.73% | 1.71% | +21.01 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 8 | 36.36% | 1.76% | +34.61 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with ALLWORTH FINANCIAL. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent