ALDEN CAPITAL
7 known aliases resolved via the canonical alias map
Market position · 2024
Plans served10+1 YoYRank #1243 of mapped providers
Assets under administration$277M0.0%Market share · rank #5829
Fees received$399,871Median $29,410/planSum across Schedule C direct + indirect
Net wins YoY+22 won · 0 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical ALDEN CAPITAL plan look like?
Service mix · median fees per plan
Count of plans where ALDEN CAPITAL ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Other fees; Investment advisory (plan)Code 27 | 7 | $27,945 | |
Other commissionsCode 55 | 2 | $75,127 | |
Investment advisory (participants)Code 26 | 1 | $21,015 |
Competitor overlap
Percent of ALDEN CAPITAL's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under ALDEN CAPITAL.
| Sponsor | From | Assets |
|---|---|---|
STURDY SAVINGS BANKNJ · 210605343-002 | COHNREZNICK LLP | $37M |
CUMBERLAND VALLEY NATIONAL BANKKY · 611023207-002 | GREAT-WEST LIFE & ANNUITY INSURANCE | $17M |
Plans lost in 2024
Appeared last year under ALDEN CAPITAL; not this year.
| Sponsor | To | Assets |
|---|
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
SYMMES MAINI & MCKEE ASSOC. INC.MA · 042745179-004 | $63M | 286 | $119,044 | 5y | - |
ACNB BANKPA · 230581360-001 | $46M | 319 | $21,101 | 2y | - |
ACNB BANKPA · 230581360-002 | $38M | 428 | $27,945 | 2y | - |
STURDY SAVINGS BANKNJ · 210605343-002 | $37M | 218 | $33,052 | 1y | - |
THE MILFORD BANKCT · 060453420-002 | $23M | 117 | $30,874 | 5y | - |
COHEN & COMPANY, LLCPA · 010825075-001 | $21M | 125 | $79,347 | 6y | - |
WALDEN SAVINGS BANKNY · 141155630-002 | $18M | 166 | $31,210 | 6y | - |
CUMBERLAND VALLEY NATIONAL BANKKY · 611023207-002 | $17M | 198 | $10,991 | 1y | - |
MAGYAR BANKNJ · 221085787-002 | $14M | 127 | $25,292 | 3y | - |
FOODWARE LLCNJ · 223752926-001 | $0 | 0 | $21,015 | 3y | 3 |
Flag exposure
80.0%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (7)
Raw Schedule C names collapsed into ALDEN CAPITAL.
- ALDEN CAPITAL
- ALDEN CAPITAL LLC
- ALDEN CAPITAL MANAGEMENT INC
- J ALDEN ASSOCIATES INC
- J ALDEN ASSOCIATES INC.
- J. ALDEN ASSOCIATES, INC.
- THE ALDEN GROUP
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for ALDEN CAPITAL's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 1 | 10.00% | 7.76% | +2.24 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 1 | 10.00% | 1.71% | +8.29 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 1 | 10.00% | 1.76% | +8.24 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with ALDEN CAPITAL. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent