SAGEPOINT FINANCIAL INC
70 known aliases resolved via the canonical alias map
Market position · 2024
Plans served57-115 YoYRank #324 of mapped providers
Assets under administration$6.6B0.0%Market share · rank #1580
Fees received$1MMedian $11,709/planSum across Schedule C direct + indirect
Net wins YoY-1127 won · 119 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical SAGEPOINT FINANCIAL INC plan look like?
Service mix · median fees per plan
Count of plans where SAGEPOINT FINANCIAL INC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Other fees; Investment advisory (plan)Code 27 | 17 | $8,636 | |
Participant communication; Direct payment from the plan; Investment advisory (participants); Investment advisory (plan); Consulting (general); Named fiduciary; Investment managementCode 16 | 12 | $53,958 | |
Other services; Other feesCode 49 | 12 | $0 | |
Investment management fees paid indirectly by plan; Investment advisory (plan); Investment advisory (participants)Code 26 | 6 | $11,821 | |
Other feesCode 99 | 4 | $7,937 | |
Other commissionsCode 55 | 3 | $21,702 | |
Investment management; Investment advisory (participants); Investment advisory (plan); Consulting (pension)Code 17 | 1 | $0 | |
Direct payment from the plan; Trustee (bank, trust company, or similar financial institution)Code 21 | 1 | $40,000 |
Competitor overlap
Percent of SAGEPOINT FINANCIAL INC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under SAGEPOINT FINANCIAL INC.
| Sponsor | From | Assets |
|---|---|---|
CONSOLIDATED ELECTRICAL DISTRIBUTORS, INC.TX · 770559191-001 | PROFESSIONAL CONTRACTING SERVICES | $1.2B |
US RADIOLOGY SPECIALISTS, INC.NC · 823626023-001 | CANTOR FITZGERALD | $571M |
CORPORATE AMERICA FAMILY CREDIT UNIONIL · 360760135-002 | MINNESOTA LIFE INSURANCE COMPANY | $32M |
SPECTRUM ASSEMBLY INCCA · 330556110-001 | PAYCHEX, INC. | $6M |
BURROWS CABINETS, LLCTX · 831561812-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $4M |
WACO TRANSIT SYSTEMS, INC.TX · 741878112-001 | BAKER TILLY US, LLP | $2M |
AUDRIK INC.MI · 800347493-001 | (new plan) | $1M |
Plans lost in 2024
Appeared last year under SAGEPOINT FINANCIAL INC; not this year.
| Sponsor | To | Assets |
|---|---|---|
PAYCHEX RETIREMENT LLCNY · 853275179-001 | KEITH R SOLTIS | $1.1B |
PRINCIPAL LIFE INSURANCE COMPANYIA · 420127290-334 | RBC WEALTH MANAGEMENT | $384M |
ELLIOT HEALTH SYSTEM, INC.NH · 020509911-001 | MILLIMAN, INC. | $278M |
OERLIKON USA HOLDING, INC.NY · 952549713-001 | RESOURCES INVESTMENT ADVISORS LLC | $191M |
SESAME WORKSHOPNY · 132655731-005 | ONEDIGITAL INVESTMENT ADVISORS LLC | $147M |
THE HAVERFORD SCHOOLPA · 231352646-001 | TIAA | $90M |
TRAC INTERMODALNJ · 133467669-001 | T ROWE PRICE RPS INC | $85M |
INTERNATIONAL SOS ASSISTANCE, INC.PA · 911501877-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $79M |
IBEW LOCAL UNION 305 PENSION PLAN BOARD OF TRUSTEESIN · 350415460-001 | I.B.E.W. LOCAL 305 | $76M |
HENRICKSEN & COMPANY, INC.IL · 362649935-001 | ONEDIGITAL INVESTMENT ADVISORS LLC | $62M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
GARNEY HOLDING COMPANYMO · 430990829-001 | $1.7B | 2,583 | $67,973 | 6y | - |
LIFESPAN CORPORATION, DBA BROWN UNIVERSITY HEALTHRI · 222861978-005 | $1.2B | 23,702 | $51,915 | 4y | 1 |
CONSOLIDATED ELECTRICAL DISTRIBUTORS, INC.TX · 770559191-001 | $1.2B | 3,192 | $11,129 | 1y | - |
US RADIOLOGY SPECIALISTS, INC.NC · 823626023-001 | $571M | 5,506 | $9,651 | 1y | 2 |
BROWN INVESTMENT ADVISORY & TRUST COMPANYMD · 521811121-001 | $276M | 1,242 | $70,000 | 3y | - |
ZELIS HEALTHCARE, LLCNJ · 582167964-001 | $172M | 2,730 | $9,286 | 6y | - |
WSB & ASSOCIATES, INC.MN · 411820018-001 | $124M | 1,666 | $51,660 | 5y | - |
FRANKLIN UNIVERSITYOH · 310707369-001 | $114M | 1,037 | $28,002 | 7y | 1 |
WWEX UNI TOPCO HOLDINGS, LLCTX · 320780833-002 | $114M | 3,154 | $70,000 | 2y | - |
MASSEY SERVICES, INC.FL · 592557150-001 | $106M | 3,042 | $40,000 | 2y | - |
Flag exposure
77.2%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (70)
Raw Schedule C names collapsed into SAGEPOINT FINANCIAL INC.
- AIG SECURITIES A K A SAGEPOINT ADVI
- AIG SECURITIES A.K.A. SAGEPOINT ADV
- CLOSED DLR-FSC SECURITIES CORP
- CLOSED DLR-SAGEPOINT FINANCIAL INC
- FSC AGENCY
- FSC AGENCY INC
- FSC AGENCY INC.
- FSC AGENCY, INC.
- FSC ANNUITY INSURANCE CO.OF AMERICA
- FSC SECURITIES
- FSC SECURITIES (AIG RELATED)
- FSC SECURITIES COPORATION
- FSC SECURITIES CORP
- FSC SECURITIES CORP.
- FSC SECURITIES CORPOARTION
- FSC SECURITIES CORPOR
- FSC SECURITIES CORPORATION
- FSC SECURITIES INC FBO MATTHEW
- FSC SECURITIES, INC
- FSC SECURITIES, INC.
- FSC SERCURITIES CORP
- NETWORK 1 FINANCIAL SECURITIES
- NETWORK 1 FINANCIAL SECURITIES INC
- RESOURCE ADVISORS
- RESOURCE ADVISORY
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for SAGEPOINT FINANCIAL INC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 11 | 19.30% | 26.94% | -7.64 pp |
| Late contributions | 15 | 26.32% | 1.71% | +24.60 pp |
| Failed to provide benefit | 1 | 1.75% | 0.14% | +1.62 pp |
| Corrective distributions | 12 | 21.05% | 1.76% | +19.29 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with SAGEPOINT FINANCIAL INC. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent