401K GENERATION
6 known aliases resolved via the canonical alias map
Market position · 2024
Plans served39+2 YoYRank #433 of mapped providers
Assets under administration$2.0B0.0%Market share · rank #3088
Fees received$700,731Median $9,527/planSum across Schedule C direct + indirect
Net wins YoY+214 won · 12 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical 401K GENERATION plan look like?
Service mix · median fees per plan
Count of plans where 401K GENERATION ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Contract AdministratorCode 13 | 33 | $9,527 | |
Investment advisory (participants)Code 26 | 5 | $14,924 | |
Direct payment from the plan; Recordkeeping and information management (computing, tabulating, data processing, etc.); Other services; Recordkeeping fees; Other fees; Trustee (bank, trust company, or similar financial institution)Code 15 | 1 | $22,613 | |
Investment advisory (plan)Code 27 | 1 | $0 |
Competitor overlap
Percent of 401K GENERATION's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under 401K GENERATION.
| Sponsor | From | Assets |
|---|---|---|
ASPIRION HEALTH RESOURCESGA · 455040768-001 | PAYCHEX, INC. | $24M |
TRUE NORTH MEDICAL GROUP LLCPA · 825048740-001 | (new plan) | $8M |
CALLIDITAS NA ENTERPRISES INCNY · 834094951-001 | (new plan) | $8M |
NW NATURAL WATER COMPANY LLCOR · 824649867-001 | (new plan) | $3M |
F H CANN & ASSOCIATES INCMA · 043483512-001 | MERRILL LYNCH PIERCE FENNER & SMITH | $3M |
INFOTREE GLOBAL SOLUTIONS CORPMI · 824043247-001 | PAYCHEX, INC. | $2M |
DECLARATION NETWORKS GROUP INCVA · 465229482-001 | (new plan) | $2M |
RESOURCE ACQUISITION & MANAGEMFL · 593276048-001 | (new plan) | $2M |
WAELZ SUSTAINABLE PRODUCTS LLCIN · 833818956-001 | PAYCHEX, INC. | $2M |
RICOMA INTERNATIONAL CORPORATIFL · 800172192-001 | PAYCHEX, INC. | $1M |
Plans lost in 2024
Appeared last year under 401K GENERATION; not this year.
| Sponsor | To | Assets |
|---|---|---|
MORGAN & MORGAN P AFL · 592920684-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $157M |
MANAGEMENT SERVICES NETWORK LLCGA · 582201202-001 | PROFESSIONAL PENSION SERVICES, INC. | $25M |
FLORIDA FOOD PRODUCTS LLCFL · 593013598-001 | WELLS FARGO BANK, N.A. | $16M |
GOLDEN LIVING CENTERSIN · 842763429-001 | PCS RETIREMENT, LLC | $11M |
L7 INFORMATICS INCTX · 900864336-001 | (new plan) | $5M |
AUTEL US INCNY · 452320063-001 | USI CONSULTING GROUP | $3M |
HOME BRANDS GROUP LLCAZ · 900864563-001 | (new plan) | $2M |
KITH RETAIL LLCNY · 452241776-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $2M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
PAYCHEX RETIREMENT LLCNY · 853275179-001 | $1.8B | 661,036 | $285,125 | 3y | 2 |
DARKTRACE INCNY · 611728558-001 | $25M | 1,231 | $24,273 | 6y | 1 |
ASPIRION HEALTH RESOURCESGA · 455040768-001 | $24M | 1,756 | $7,349 | 1y | - |
SYMPLICITY CORPORATIONVA · 364160472-001 | $18M | 206 | $8,530 | 4y | - |
NATURIPE BERRY GROWERSCA · 205701910-002 | $10M | 96 | $19,260 | 3y | 1 |
BELLE CHASSE ACADEMY INC.LA · 721493224-001 | $9M | 280 | $0 | 10y | - |
ZOO MED LABORATORIES INCCA · 330265900-001 | $9M | 166 | $17,298 | 4y | - |
TRUE NORTH MEDICAL GROUP LLCPA · 825048740-001 | $8M | 233 | $17,114 | 1y | - |
CALLIDITAS NA ENTERPRISES INCNY · 834094951-001 | $8M | 170 | $14,913 | 1y | 2 |
REMO INCCA · 951934985-001 | $8M | 179 | $5,169 | 7y | 1 |
Flag exposure
100.0%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (6)
Raw Schedule C names collapsed into 401K GENERATION.
- 401 K GENERATION
- 401K GENERATION
- 401K GENERATION INC
- 401K GENERATION INC.
- 401K GENERATION, INC.
- 401K GENERATIONS
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for 401K GENERATION's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 18 | 46.15% | 26.94% | +19.21 pp |
| Late contributions | 5 | 12.82% | 1.71% | +11.11 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 9 | 23.08% | 1.76% | +21.32 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with 401K GENERATION. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent